49:5-14. Civil penalties
14. Civil Penalties. In addition to any other sanctions herein or otherwise provided by law, the bureau chief, upon notice and hearing, may impose a penalty not exceeding $10,000.00 for any violation of this act or of any rule or regulation duly issued hereunder. Such penalty shall be recovered by and in the name of the bureau chief in a civil action by a summary proceeding under "the penalty enforcement law" (N.J.S.2A:58-1 et seq.) in the Superior Court or a municipal court which shall have jurisdiction to enforce said penalty enforcement law in connection with this act. Where any violation of this act or of any rule or regulation duly issued hereunder is of a continuing nature, each day during which such violation continues after the date fixed by the bureau chief in any order or notice for the correction or termination of such violation, shall constitute an additional separate and distinct offense, except during the time an appeal from said order or notice may be taken or is pending.
L.1977,c.76,s.14; amended 1991,c.91,s.474.
Structure New Jersey Revised Statutes
Section 49:2-1 - Obligations of United States; authority to act as selling and issuing agents
Section 49:2-4 - Form of obligation
Section 49:2-5 - Contracts regarding servicing of obligations
Section 49:2-6 - Execution of obligation; signature
Section 49:2-7 - Powers as supplemental; inconsistent laws
Section 49:2A-1 - Short title.
Section 49:2A-2 - Findings, determinations.
Section 49:2A-3 - Definitions.
Section 49:2A-4 - Allocation of State volume cap.
Section 49:2A-5 - Annual report.
Section 49:2B-4 - Amount authorized
Section 49:2B-5 - Refunding bonds, terms
Section 49:2B-6 - Issuing officials
Section 49:2B-8 - Authentication
Section 49:2B-10 - Issues as separate series, interest payable
Section 49:2B-12 - Temporary bonds
Section 49:2B-13 - Application of proceeds
Section 49:2B-14 - Application of trust amounts
Section 49:2B-15 - Replacement of lost bonds or coupons
Section 49:2B-16 - Application of accrued interest
Section 49:2B-18 - Bonds secured by amounts in trust
Section 49:2B-19 - Appropriations
Section 49:2B-20 - Insufficiency of funds
Section 49:2B-21 - Reports, legislative authority
Section 49:3-47 - Title amended; "act" defined.
Section 49:3-49 - Definitions relative to Uniform Securities Law.
Section 49:3-50 - Exemptions of certain securities.
Section 49:3-51 - Applicability of act.
Section 49:3-52 - Unlawful activities
Section 49:3-52.1 - Prohibitions relative to securities.
Section 49:3-52.2 - Sales of securities, misleading use of senior-specific certifications.
Section 49:3-53 - Prohibited practices relative to investment adviser.
Section 49:3-54 - False, misleading statements.
Section 49:3-55 - Determination of validity of filed document.
Section 49:3-56 - Registration required.
Section 49:3-57 - Obtaining initial, renewal registration.
Section 49:3-58 - Denial, suspension, revocation of registration.
Section 49:3-59 - Maintenance of records, examination.
Section 49:3-60 - Offer or sale of securities, lawful; conditions.
Section 49:3-60.1 - Documents required to be filed.
Section 49:3-61 - Registration of security by qualification.
Section 49:3-61.1 - Coordination with federal registration.
Section 49:3-61.2 - Registration by notification.
Section 49:3-62 - Filing of registration statement, fee.
Section 49:3-63 - Filing of materials distributed to prospective investors.
Section 49:3-64 - Issuance of stop order.
Section 49:3-65 - Handling of filed documents.
Section 49:3-66 - Administration of act.
Section 49:3-67 - Rules, forms, orders from bureau chief.
Section 49:3-68 - Powers of bureau chief.
Section 49:3-68.1 - Restraints ordered by bureau chief.
Section 49:3-69 - Enforcement actions by bureau chief.
Section 49:3-70 - Violations, penalties.
Section 49:3-70.1 - Violations, civil penalties.
Section 49:3-71 - Action for deceit; liability.
Section 49:3-72 - Nonapplicability of act.
Section 49:3-73 - Consent to bureau chief as attorney for service of process.
Section 49:3-75 - Construction of act.
Section 49:3-76 - Severability of provisions
Section 49:3-77 - Information provided to prospective investors.
Section 49:3-78 - Agreements relative to exempted transaction.
Section 49:3-79 - Promulgation of legend, investor certification.
Section 49:3-80 - Requirements for Internet site.
Section 49:3-81 - Quarterly report to investors.
Section 49:3-82 - Criteria for disqualifying issuers from claiming exemption.
Section 49:3-83 - Regulations.
Section 49:3-84 - Short title.
Section 49:3-85 - Definitions relative to financial exploitation of vulnerable adults.
Section 49:3-86 - Notification to bureau, county adult protective services provider.
Section 49:3-87 - Notification of certain third party.
Section 49:3-88 - Delay of transaction, disbursement.
Section 48:3-89 - Provision of access to records.
Section 49:4-1 - Security; governing instrument defined
Section 49:4-2 - Shredding in lieu of cremation or incineration
Section 49:5-4 - Permission to proceed; hearings
Section 49:5-5 - Mailing shareholders; payment of expenses
Section 49:5-6 - Time for filing
Section 49:5-7 - Investigations
Section 49:5-8 - Prohibited acts
Section 49:5-9 - Takeover offer
Section 49:5-10 - Voting of securities; restrictions
Section 49:5-11 - Promulgation of regulations
Section 49:5-13 - Criminal penalties
Section 49:5-14 - Civil penalties
Section 49:5-15 - Rights and remedies
Section 49:5-16 - Conflict with other laws
Section 49:5-17 - Appeals procedure; judicial review; in lieu of prerogative writ
Section 49:5-18 - Severability clause
Section 49:5-19 - Application of Takeover Bid Disclosure Law