Ask a question on the site
Questions
Lawyers
Blogs
Legislation
Contacts
Become a lawyer
Login Registration
Section 49:2-1 - Obligations of United States; authority to act as selling and issuing agents - 49:2-1. Obligations of United States; authority to act as selling...
Section 49:2-2 - Short title - 49:2-2. Short title This act shall be known and may...
Section 49:2-3 - Definitions - 49:2-3. Definitions As used in this act: a. "Book entry...
Section 49:2-4 - Form of obligation - 49:2-4. Form of obligation Obligations may be issued in registered...
Section 49:2-5 - Contracts regarding servicing of obligations - 49:2-5. Contracts regarding servicing of obligations Any public issuer, pursuant...
Section 49:2-6 - Execution of obligation; signature - 49:2-6. Execution of obligation; signature Any obligation in registered form...
Section 49:2-7 - Powers as supplemental; inconsistent laws - 49:2-7. Powers as supplemental; inconsistent laws The powers granted in...
Section 49:2A-1 - Short title. - 49:2A-1 Short title. 1. This act shall be known and...
Section 49:2A-2 - Findings, determinations. - 49:2A-2 Findings, determinations. 2. The Legislature finds and determines that:...
Section 49:2A-3 - Definitions. - 49:2A-3 Definitions. 3. As used in this act: a. "Bond"...
Section 49:2A-4 - Allocation of State volume cap. - 49:2A-4 Allocation of State volume cap. 4. a. In order...
Section 49:2A-5 - Annual report. - 49:2A-5 Annual report. 5. The Governor shall submit to the...
Section 49:2B-1 - Short title - 49:2B-1. Short title 1. This act shall be known and...
Section 49:2B-2 - Findings - 49:2B-2. Findings 2. The Legislature finds that: a. Many series...
Section 49:2B-3 - Definitions - 49:2B-3. Definitions 3. As used in this act: a. "Outstanding...
Section 49:2B-4 - Amount authorized - 49:2B-4. Amount authorized 4. Refunding bonds of the State of...
Section 49:2B-5 - Refunding bonds, terms - 49:2B-5. Refunding bonds, terms 5. a. Refunding bonds shall be...
Section 49:2B-6 - Issuing officials - 49:2B-6. Issuing officials 6. The Governor, State Treasurer and Comptroller...
Section 49:2B-7 - Pledge - 49:2B-7. Pledge 7. Refunding bonds issued in accordance with the...
Section 49:2B-8 - Authentication - 49:2B-8. Authentication 8. Refunding bonds shall be signed in the...
Section 49:2B-9 - Recitals - 49:2B-9. Recitals 9.a. Refunding bonds shall recite that they are...
Section 49:2B-10 - Issues as separate series, interest payable - 49:2B-10. Issues as separate series, interest payable 10. When refunding...
Section 49:2B-11 - Sale - 49:2B-11. Sale 11. Refunding bonds may be issued and sold...
Section 49:2B-12 - Temporary bonds - 49:2B-12. Temporary bonds 12. Until permanent refunding bonds can be...
Section 49:2B-13 - Application of proceeds - 49:2B-13. Application of proceeds 13. a. Proceeds derived from the...
Section 49:2B-14 - Application of trust amounts - 49:2B-14. Application of trust amounts 14. The moneys and the...
Section 49:2B-15 - Replacement of lost bonds or coupons - 49:2B-15. Replacement of lost bonds or coupons 15. If any...
Section 49:2B-16 - Application of accrued interest - 49:2B-16. Application of accrued interest 16. Accrued interest received upon...
Section 49:2B-17 - Maturities - 49:2B-17. Maturities 17. Each series of refunding bonds shall mature,...
Section 49:2B-18 - Bonds secured by amounts in trust - 49:2B-18. Bonds secured by amounts in trust 18.a. Any refunding...
Section 49:2B-19 - Appropriations - 49:2B-19. Appropriations 19. To provide funds to meet the interest...
Section 49:2B-20 - Insufficiency of funds - 49:2B-20. Insufficiency of funds 20. Should the State Treasurer, by...
Section 49:2B-21 - Reports, legislative authority - 49:2B-21. Reports, legislative authority 21.a. The issuing officials named in...
Section 49:3-47 - Title amended; "act" defined. - 49:3-47 Title amended; "act" defined. 30. This act amending and...
Section 49:3-49 - Definitions relative to Uniform Securities Law. - 49:3-49 Definitions relative to Uniform Securities Law. 2. When used...
Section 49:3-50 - Exemptions of certain securities. - 49:3-50 Exemptions of certain securities. 3. (a) The following securities...
Section 49:3-51 - Applicability of act. - 49:3-51 Applicability of act. 4. (a) Sections 5, 8, subsection...
Section 49:3-52 - Unlawful activities - 49:3-52. Unlawful activities It shall be unlawful for any person,...
Section 49:3-52.1 - Prohibitions relative to securities. - 49:3-52.1 Prohibitions relative to securities. 5. (a) Without limiting the...
Section 49:3-52.2 - Sales of securities, misleading use of senior-specific certifications. - 49:3-52.2 Sales of securities, misleading use of senior-specific certifications. 1....
Section 49:3-53 - Prohibited practices relative to investment adviser. - 49:3-53 Prohibited practices relative to investment adviser. 6. (a) It...
Section 49:3-54 - False, misleading statements. - 49:3-54 False, misleading statements. 7. It is unlawful for any...
Section 49:3-55 - Determination of validity of filed document. - 49:3-55 Determination of validity of filed document. 8. (a) Neither...
Section 49:3-56 - Registration required. - 49:3-56 Registration required. 9. (a) It shall be unlawful for...
Section 49:3-57 - Obtaining initial, renewal registration. - 49:3-57 Obtaining initial, renewal registration. 10. (a) A broker-dealer, agent,...
Section 49:3-58 - Denial, suspension, revocation of registration. - 49:3-58 Denial, suspension, revocation of registration. 11. (a) The bureau...
Section 49:3-59 - Maintenance of records, examination. - 49:3-59 Maintenance of records, examination. 12. (a) (Deleted by amendment,...
Section 49:3-60 - Offer or sale of securities, lawful; conditions. - 49:3-60 Offer or sale of securities, lawful; conditions. 13. It...
Section 49:3-60.1 - Documents required to be filed. - 49:3-60.1 Documents required to be filed. 14. (a) The bureau...
Section 49:3-61 - Registration of security by qualification. - 49:3-61 Registration of security by qualification. 14. (a) Subject to...
Section 49:3-61.1 - Coordination with federal registration. - 49:3-61.1 Coordination with federal registration. 7. a. Any security for...
Section 49:3-61.2 - Registration by notification. - 49:3-61.2 Registration by notification. 8. The following securities may be...
Section 49:3-62 - Filing of registration statement, fee. - 49:3-62 Filing of registration statement, fee. 15. (a) A registration...
Section 49:3-63 - Filing of materials distributed to prospective investors. - 49:3-63 Filing of materials distributed to prospective investors. 16. The...
Section 49:3-64 - Issuance of stop order. - 49:3-64 Issuance of stop order. 17. (a) The bureau chief...
Section 49:3-65 - Handling of filed documents. - 49:3-65 Handling of filed documents. 18. (a) A document is...
Section 49:3-66 - Administration of act. - 49:3-66 Administration of act. 19. (a) This act shall be...
Section 49:3-66.1 - Continuation of "Securities Enforcement Fund," fees, annual accounting of transactions. - 49:3-66.1 Continuation of "Securities Enforcement Fund," fees, annual accounting of...
Section 49:3-67 - Rules, forms, orders from bureau chief. - 49:3-67 Rules, forms, orders from bureau chief. 20. (a) The...
Section 49:3-68 - Powers of bureau chief. - 49:3-68 Powers of bureau chief. 21. (a) The bureau chief...
Section 49:3-68.1 - Restraints ordered by bureau chief. - 49:3-68.1 Restraints ordered by bureau chief. 26. (a) In case...
Section 49:3-69 - Enforcement actions by bureau chief. - 49:3-69 Enforcement actions by bureau chief. 22. (a) If it...
Section 49:3-70 - Violations, penalties. - 49:3-70 Violations, penalties. 23. (a) Any person who knowingly violates...
Section 49:3-70.1 - Violations, civil penalties. - 49:3-70.1 Violations, civil penalties. 29. Any person who violates any...
Section 49:3-71 - Action for deceit; liability. - 49:3-71 Action for deceit; liability. 24. (a) Any person who...
Section 49:3-72 - Nonapplicability of act. - 49:3-72 Nonapplicability of act. 25. No provision of this act...
Section 49:3-73 - Consent to bureau chief as attorney for service of process. - 49:3-73 Consent to bureau chief as attorney for service of...
Section 49:3-75 - Construction of act. - 49:3-75 Construction of act. 28. This act shall be so...
Section 49:3-76 - Severability of provisions - 49:3-76. Severability of provisions If any provision of this law...
Section 49:3-77 - Information provided to prospective investors. - 49:3-77 Information provided to prospective investors. 1. In order for...
Section 49:3-78 - Agreements relative to exempted transaction. - 49:3-78 Agreements relative to exempted transaction. 2. For any exempted...
Section 49:3-79 - Promulgation of legend, investor certification. - 49:3-79 Promulgation of legend, investor certification. 3. a. The bureau...
Section 49:3-80 - Requirements for Internet site. - 49:3-80 Requirements for Internet site. 4. The following requirements apply...
Section 49:3-81 - Quarterly report to investors. - 49:3-81 Quarterly report to investors. 5. An issuer of securities...
Section 49:3-82 - Criteria for disqualifying issuers from claiming exemption. - 49:3-82 Criteria for disqualifying issuers from claiming exemption. 6. The...
Section 49:3-83 - Regulations. - 49:3-83 Regulations. 7. The bureau chief, pursuant to the "Administrative...
Section 49:3-84 - Short title. - 49:3-84 Short title. 1. This act shall be known and...
Section 49:3-85 - Definitions relative to financial exploitation of vulnerable adults. - 49:3-85 Definitions relative to financial exploitation of vulnerable adults. 2....
Section 49:3-86 - Notification to bureau, county adult protective services provider. - 49:3-86 Notification to bureau, county adult protective services provider. 3....
Section 49:3-87 - Notification of certain third party. - 49:3-87 Notification of certain third party. 4. a. If a...
Section 49:3-88 - Delay of transaction, disbursement. - 49:3-88 Delay of transaction, disbursement. 5. a. A broker-dealer or...
Section 48:3-89 - Provision of access to records. - 48:3-89 Provision of access to records. 6. a. A broker-dealer...
Section 49:4-1 - Security; governing instrument defined - 49:4-1. Security; governing instrument defined As used in this act:...
Section 49:4-2 - Shredding in lieu of cremation or incineration - 49:4-2. Shredding in lieu of cremation or incineration Whenever any...
Section 49:5-1 - Short title - 49:5-1. Short title This act shall be known and may...
Section 49:5-2 - Definitions - 49:5-2. Definitions As used in this act, the following terms...
Section 49:5-3 - Disclosure - 49:5-3. Disclosure a. Filing requirements. No offeror shall make a...
Section 49:5-4 - Permission to proceed; hearings - 49:5-4. Permission to proceed; hearings a. The bureau chief shall...
Section 49:5-5 - Mailing shareholders; payment of expenses - 49:5-5. Mailing shareholders; payment of expenses To the extent permitted...
Section 49:5-6 - Time for filing - 49:5-6. Time for filing a. Copies of all advertisements, circulars,...
Section 49:5-7 - Investigations - 49:5-7. Investigations a. The bureau may make such investigations within...
Section 49:5-8 - Prohibited acts - 49:5-8. Prohibited acts No person shall engage in any fraudulent,...
Section 49:5-9 - Takeover offer - 49:5-9. Takeover offer a. An offer shall provide that any...
Section 49:5-10 - Voting of securities; restrictions - 49:5-10. Voting of securities; restrictions No security of a target...
Section 49:5-11 - Promulgation of regulations - 49:5-11. Promulgation of regulations a. This act shall be administered...
Section 49:5-12 - Injunctions - 49:5-12. Injunctions a. Whenever it appears to the bureau chief...
Section 49:5-13 - Criminal penalties - 49:5-13. Criminal penalties a. Any person who makes a takeover...
Section 49:5-14 - Civil penalties - 49:5-14. Civil penalties 14. Civil Penalties. In addition to any...
Section 49:5-15 - Rights and remedies - 49:5-15. Rights and remedies a. Any offeror who purchases an...
Section 49:5-16 - Conflict with other laws - 49:5-16. Conflict with other laws All laws and parts of...
Section 49:5-17 - Appeals procedure; judicial review; in lieu of prerogative writ - 49:5-17. Appeals procedure; judicial review; in lieu of prerogative writ...
Section 49:5-18 - Severability clause - 49:5-18. Severability clause If any provision of this act, or...
Section 49:5-19 - Application of Takeover Bid Disclosure Law - 49:5-19. Application of Takeover Bid Disclosure Law a. If the...