49:3-81 Quarterly report to investors.
5. An issuer of securities exempted pursuant to paragraph (14) of subsection (b) of section 3 of P.L.1967, c.93 (C.49:3-50) shall provide, free of charge, a quarterly report to the issuer's investors. An issuer may satisfy the reporting requirement of this section by making the information available on an Internet site if the information is made available within 45 days after the end of each fiscal quarter and remains available until the succeeding quarterly report is issued. A written copy shall be provided to an investor upon request. The report shall include a statement of the compensation received by each director and executive officer, including cash compensation earned since the previous report, as well as any bonuses, stock options, other rights to receive securities of the issuer or any affiliate of the issuer, or any compensation received. The report shall also include an analysis by management of the issuer of the business operations and financial condition of the issuer.
L.2015, c.128, s.5.
Structure New Jersey Revised Statutes
Section 49:2-1 - Obligations of United States; authority to act as selling and issuing agents
Section 49:2-4 - Form of obligation
Section 49:2-5 - Contracts regarding servicing of obligations
Section 49:2-6 - Execution of obligation; signature
Section 49:2-7 - Powers as supplemental; inconsistent laws
Section 49:2A-1 - Short title.
Section 49:2A-2 - Findings, determinations.
Section 49:2A-3 - Definitions.
Section 49:2A-4 - Allocation of State volume cap.
Section 49:2A-5 - Annual report.
Section 49:2B-4 - Amount authorized
Section 49:2B-5 - Refunding bonds, terms
Section 49:2B-6 - Issuing officials
Section 49:2B-8 - Authentication
Section 49:2B-10 - Issues as separate series, interest payable
Section 49:2B-12 - Temporary bonds
Section 49:2B-13 - Application of proceeds
Section 49:2B-14 - Application of trust amounts
Section 49:2B-15 - Replacement of lost bonds or coupons
Section 49:2B-16 - Application of accrued interest
Section 49:2B-18 - Bonds secured by amounts in trust
Section 49:2B-19 - Appropriations
Section 49:2B-20 - Insufficiency of funds
Section 49:2B-21 - Reports, legislative authority
Section 49:3-47 - Title amended; "act" defined.
Section 49:3-49 - Definitions relative to Uniform Securities Law.
Section 49:3-50 - Exemptions of certain securities.
Section 49:3-51 - Applicability of act.
Section 49:3-52 - Unlawful activities
Section 49:3-52.1 - Prohibitions relative to securities.
Section 49:3-52.2 - Sales of securities, misleading use of senior-specific certifications.
Section 49:3-53 - Prohibited practices relative to investment adviser.
Section 49:3-54 - False, misleading statements.
Section 49:3-55 - Determination of validity of filed document.
Section 49:3-56 - Registration required.
Section 49:3-57 - Obtaining initial, renewal registration.
Section 49:3-58 - Denial, suspension, revocation of registration.
Section 49:3-59 - Maintenance of records, examination.
Section 49:3-60 - Offer or sale of securities, lawful; conditions.
Section 49:3-60.1 - Documents required to be filed.
Section 49:3-61 - Registration of security by qualification.
Section 49:3-61.1 - Coordination with federal registration.
Section 49:3-61.2 - Registration by notification.
Section 49:3-62 - Filing of registration statement, fee.
Section 49:3-63 - Filing of materials distributed to prospective investors.
Section 49:3-64 - Issuance of stop order.
Section 49:3-65 - Handling of filed documents.
Section 49:3-66 - Administration of act.
Section 49:3-67 - Rules, forms, orders from bureau chief.
Section 49:3-68 - Powers of bureau chief.
Section 49:3-68.1 - Restraints ordered by bureau chief.
Section 49:3-69 - Enforcement actions by bureau chief.
Section 49:3-70 - Violations, penalties.
Section 49:3-70.1 - Violations, civil penalties.
Section 49:3-71 - Action for deceit; liability.
Section 49:3-72 - Nonapplicability of act.
Section 49:3-73 - Consent to bureau chief as attorney for service of process.
Section 49:3-75 - Construction of act.
Section 49:3-76 - Severability of provisions
Section 49:3-77 - Information provided to prospective investors.
Section 49:3-78 - Agreements relative to exempted transaction.
Section 49:3-79 - Promulgation of legend, investor certification.
Section 49:3-80 - Requirements for Internet site.
Section 49:3-81 - Quarterly report to investors.
Section 49:3-82 - Criteria for disqualifying issuers from claiming exemption.
Section 49:3-83 - Regulations.
Section 49:3-84 - Short title.
Section 49:3-85 - Definitions relative to financial exploitation of vulnerable adults.
Section 49:3-86 - Notification to bureau, county adult protective services provider.
Section 49:3-87 - Notification of certain third party.
Section 49:3-88 - Delay of transaction, disbursement.
Section 48:3-89 - Provision of access to records.
Section 49:4-1 - Security; governing instrument defined
Section 49:4-2 - Shredding in lieu of cremation or incineration
Section 49:5-4 - Permission to proceed; hearings
Section 49:5-5 - Mailing shareholders; payment of expenses
Section 49:5-6 - Time for filing
Section 49:5-7 - Investigations
Section 49:5-8 - Prohibited acts
Section 49:5-9 - Takeover offer
Section 49:5-10 - Voting of securities; restrictions
Section 49:5-11 - Promulgation of regulations
Section 49:5-13 - Criminal penalties
Section 49:5-14 - Civil penalties
Section 49:5-15 - Rights and remedies
Section 49:5-16 - Conflict with other laws
Section 49:5-17 - Appeals procedure; judicial review; in lieu of prerogative writ
Section 49:5-18 - Severability clause
Section 49:5-19 - Application of Takeover Bid Disclosure Law