Revised Code of Washington
Chapter 21.30 - Commodity Transactions.
21.30.330 - Correcting amendments of information in application or financial and other reports—Exception.

RCW 21.30.330
Correcting amendments of information in application or financial and other reports—Exception.

If the information contained in any document filed with the administrator or the administrator's designee pursuant to RCW 21.30.230 or 21.30.310, except for those documents which the administrator, by rule or order, may exclude from this requirement, is or becomes inaccurate or incomplete in any material respect, the licensed person shall promptly file a correcting amendment, unless notification of the correction has been given under RCW 21.30.260(3).

[ 1986 c 14 § 34.]

Structure Revised Code of Washington

Revised Code of Washington

Title 21 - Securities and Investments

Chapter 21.30 - Commodity Transactions.

21.30.005 - Intent.

21.30.010 - Definitions.

21.30.020 - Transactions involving commodity contract or option—Prohibition—Exceptions.

21.30.030 - Transactions conducted by certain persons exempt from prohibition under RCW 21.30.020.

21.30.040 - Transactions and contracts exempt from prohibition under RCW 21.30.020—Rules.

21.30.050 - Commodity merchants—Place for trading commodity contract or option—Requirements.

21.30.060 - Prohibited practices.

21.30.070 - Responsibility for acts or omissions—Liability—Burden of proof.

21.30.080 - Offers to sell or buy in this state—Application of RCW 21.30.020, 21.30.050, and 21.30.060.

21.30.090 - When publications or electronic communications not deemed offers to sell or buy in this state.

21.30.100 - Investigations—Statements—Publication of information.

21.30.107 - Subpoena authority—Application—Contents—Notice—Fees.

21.30.110 - Investigations—Evidence—Subpoenas—Court orders of compliance.

21.30.120 - Violations—Director's authority—Court actions—Penalties.

21.30.130 - Violations—Court-ordered remedies—Penalties—Bond by director not required.

21.30.140 - Willful violations—Penalty—Limitation on actions.

21.30.150 - No liability under chapter for act in good faith.

21.30.160 - Unlawful use or disclosure of information.

21.30.170 - Information—Availability to public—Exceptions.

21.30.180 - Cooperation with other agencies or organizations.

21.30.190 - Consent for service of process—Service, how made.

21.30.200 - Administrative proceedings—Summary order—Notice—Hearing—Final order.

21.30.210 - Application of chapter 34.05 RCW, the administrative procedure act.

21.30.220 - Pleading exemptions or exceptions—Burden of proof.

21.30.230 - Application for licensing.

21.30.240 - Fees.

21.30.250 - Examinations—Waiver.

21.30.260 - Expiration of licenses—Authority under commodity sales representative license—Notification of changes.

21.30.270 - Multiple licenses, when permitted.

21.30.280 - Classification of licenses—Limitations and conditions of licenses.

21.30.290 - Annual report and fee.

21.30.300 - Minimum net capital and fidelity bond requirements.

21.30.310 - Financial and other reports.

21.30.320 - Records.

21.30.330 - Correcting amendments of information in application or financial and other reports—Exception.

21.30.340 - Examination of records—Copies—Fees.

21.30.350 - Denial, suspension, revocation, or limitation of license—Grounds.

21.30.360 - Violations—Prosecuting attorney may bring criminal proceedings.

21.30.370 - Penalties in chapter nonexclusive.

21.30.380 - Administration of chapter under director of financial institutions.

21.30.390 - Administrator—Appointment—Delegation of duties—Term.

21.30.400 - Director's powers and duties—Rules, forms, and orders—Fees.

21.30.800 - Securities laws not affected.

21.30.810 - Construction and purpose.

21.30.901 - Effective date—1986 c 14.