Revised Code of Washington
Chapter 21.30 - Commodity Transactions.
21.30.110 - Investigations—Evidence—Subpoenas—Court orders of compliance.

RCW 21.30.110
Investigations—Evidence—Subpoenas—Court orders of compliance.

(1) For purposes of any investigation or proceeding under this chapter, the director or any officer or employee designated by the director, may administer oaths and affirmations, subpoena witnesses, compel their attendance, take evidence, and require the production of any books, papers, correspondence, memoranda, agreements, or other documents or records which the director finds to be relevant or material to the inquiry.
(2) If a person does not give testimony or produce the documents required by the director or a designated employee pursuant to a lawfully issued administrative subpoena, the director or designated employee may apply for a court order compelling compliance with the subpoena or the giving of the required testimony. The request for an order of compliance may be addressed to either: (a) The superior court of Thurston county or the superior court where service may be obtained on the person refusing to testify or produce, if the person is within this state; or (b) the appropriate court of the state having jurisdiction over the person refusing to testify or produce, if the person is outside the state.

[ 1986 c 14 § 11.]

Structure Revised Code of Washington

Revised Code of Washington

Title 21 - Securities and Investments

Chapter 21.30 - Commodity Transactions.

21.30.005 - Intent.

21.30.010 - Definitions.

21.30.020 - Transactions involving commodity contract or option—Prohibition—Exceptions.

21.30.030 - Transactions conducted by certain persons exempt from prohibition under RCW 21.30.020.

21.30.040 - Transactions and contracts exempt from prohibition under RCW 21.30.020—Rules.

21.30.050 - Commodity merchants—Place for trading commodity contract or option—Requirements.

21.30.060 - Prohibited practices.

21.30.070 - Responsibility for acts or omissions—Liability—Burden of proof.

21.30.080 - Offers to sell or buy in this state—Application of RCW 21.30.020, 21.30.050, and 21.30.060.

21.30.090 - When publications or electronic communications not deemed offers to sell or buy in this state.

21.30.100 - Investigations—Statements—Publication of information.

21.30.107 - Subpoena authority—Application—Contents—Notice—Fees.

21.30.110 - Investigations—Evidence—Subpoenas—Court orders of compliance.

21.30.120 - Violations—Director's authority—Court actions—Penalties.

21.30.130 - Violations—Court-ordered remedies—Penalties—Bond by director not required.

21.30.140 - Willful violations—Penalty—Limitation on actions.

21.30.150 - No liability under chapter for act in good faith.

21.30.160 - Unlawful use or disclosure of information.

21.30.170 - Information—Availability to public—Exceptions.

21.30.180 - Cooperation with other agencies or organizations.

21.30.190 - Consent for service of process—Service, how made.

21.30.200 - Administrative proceedings—Summary order—Notice—Hearing—Final order.

21.30.210 - Application of chapter 34.05 RCW, the administrative procedure act.

21.30.220 - Pleading exemptions or exceptions—Burden of proof.

21.30.230 - Application for licensing.

21.30.240 - Fees.

21.30.250 - Examinations—Waiver.

21.30.260 - Expiration of licenses—Authority under commodity sales representative license—Notification of changes.

21.30.270 - Multiple licenses, when permitted.

21.30.280 - Classification of licenses—Limitations and conditions of licenses.

21.30.290 - Annual report and fee.

21.30.300 - Minimum net capital and fidelity bond requirements.

21.30.310 - Financial and other reports.

21.30.320 - Records.

21.30.330 - Correcting amendments of information in application or financial and other reports—Exception.

21.30.340 - Examination of records—Copies—Fees.

21.30.350 - Denial, suspension, revocation, or limitation of license—Grounds.

21.30.360 - Violations—Prosecuting attorney may bring criminal proceedings.

21.30.370 - Penalties in chapter nonexclusive.

21.30.380 - Administration of chapter under director of financial institutions.

21.30.390 - Administrator—Appointment—Delegation of duties—Term.

21.30.400 - Director's powers and duties—Rules, forms, and orders—Fees.

21.30.800 - Securities laws not affected.

21.30.810 - Construction and purpose.

21.30.901 - Effective date—1986 c 14.