Revised Code of Washington
Chapter 21.30 - Commodity Transactions.
21.30.240 - Fees.

RCW 21.30.240
Fees.

(1) An applicant for licensing shall pay a registration fee as follows:
(a) For a commodity broker-dealer, two hundred dollars; and for each branch office, one hundred dollars; and
(b) For a commodity sales representative, fifty dollars.
(2) Except in any year in which a licensing fee is paid, an applicant shall pay an annual fee as follows:
(a) For a commodity broker-dealer, one hundred dollars; and for each branch office in this state, fifty dollars; and
(b) For a commodity sales representative, thirty-five dollars.
(3) For purposes of this section, a branch office means each office of a commodity broker-dealer in this state, other than the principal office in this state of the commodity broker-dealer, from which three or more commodity sales representatives transact business.
(4) If an application is denied or withdrawn or the license is terminated by revocation, cancellation, or withdrawal, the administrator shall retain the fee paid.

[ 1986 c 14 § 25.]

Structure Revised Code of Washington

Revised Code of Washington

Title 21 - Securities and Investments

Chapter 21.30 - Commodity Transactions.

21.30.005 - Intent.

21.30.010 - Definitions.

21.30.020 - Transactions involving commodity contract or option—Prohibition—Exceptions.

21.30.030 - Transactions conducted by certain persons exempt from prohibition under RCW 21.30.020.

21.30.040 - Transactions and contracts exempt from prohibition under RCW 21.30.020—Rules.

21.30.050 - Commodity merchants—Place for trading commodity contract or option—Requirements.

21.30.060 - Prohibited practices.

21.30.070 - Responsibility for acts or omissions—Liability—Burden of proof.

21.30.080 - Offers to sell or buy in this state—Application of RCW 21.30.020, 21.30.050, and 21.30.060.

21.30.090 - When publications or electronic communications not deemed offers to sell or buy in this state.

21.30.100 - Investigations—Statements—Publication of information.

21.30.107 - Subpoena authority—Application—Contents—Notice—Fees.

21.30.110 - Investigations—Evidence—Subpoenas—Court orders of compliance.

21.30.120 - Violations—Director's authority—Court actions—Penalties.

21.30.130 - Violations—Court-ordered remedies—Penalties—Bond by director not required.

21.30.140 - Willful violations—Penalty—Limitation on actions.

21.30.150 - No liability under chapter for act in good faith.

21.30.160 - Unlawful use or disclosure of information.

21.30.170 - Information—Availability to public—Exceptions.

21.30.180 - Cooperation with other agencies or organizations.

21.30.190 - Consent for service of process—Service, how made.

21.30.200 - Administrative proceedings—Summary order—Notice—Hearing—Final order.

21.30.210 - Application of chapter 34.05 RCW, the administrative procedure act.

21.30.220 - Pleading exemptions or exceptions—Burden of proof.

21.30.230 - Application for licensing.

21.30.240 - Fees.

21.30.250 - Examinations—Waiver.

21.30.260 - Expiration of licenses—Authority under commodity sales representative license—Notification of changes.

21.30.270 - Multiple licenses, when permitted.

21.30.280 - Classification of licenses—Limitations and conditions of licenses.

21.30.290 - Annual report and fee.

21.30.300 - Minimum net capital and fidelity bond requirements.

21.30.310 - Financial and other reports.

21.30.320 - Records.

21.30.330 - Correcting amendments of information in application or financial and other reports—Exception.

21.30.340 - Examination of records—Copies—Fees.

21.30.350 - Denial, suspension, revocation, or limitation of license—Grounds.

21.30.360 - Violations—Prosecuting attorney may bring criminal proceedings.

21.30.370 - Penalties in chapter nonexclusive.

21.30.380 - Administration of chapter under director of financial institutions.

21.30.390 - Administrator—Appointment—Delegation of duties—Term.

21.30.400 - Director's powers and duties—Rules, forms, and orders—Fees.

21.30.800 - Securities laws not affected.

21.30.810 - Construction and purpose.

21.30.901 - Effective date—1986 c 14.