RCW 21.30.130
Violations—Court-ordered remedies—Penalties—Bond by director not required.
(1)(a) Upon a proper showing by the director that a person has violated, or is about to violate, this chapter or any rule or order of the department, the superior court may grant appropriate legal or equitable remedies.
(b) Upon showing of violation of this chapter or a rule or order of the director or administrator, the court, in addition to legal and equitable remedies otherwise available, including temporary restraining orders, permanent or temporary prohibitory or mandatory injunctions, and writs of prohibition or mandamus, may grant the following special remedies:
(i) Imposition of a civil penalty in an amount which may not exceed ten thousand dollars for any single violation or one hundred thousand dollars for multiple violations in a single proceeding or a series of related proceedings;
(ii) Disgorgement;
(iii) Declaratory judgment;
(iv) Restitution to investors wishing restitution; and
(v) Appointment of a receiver or conservator for the defendant or the defendant's assets.
(c) Appropriate remedies when the defendant is shown only about to violate this chapter or a rule or order of the department shall be limited to:
(i) A temporary restraining order;
(ii) A temporary or permanent injunction; or
(iii) A writ of prohibition or mandamus.
(2) The court shall not require the director to post a bond in any official action under this chapter.
[ 1986 c 14 § 13.]
Structure Revised Code of Washington
Title 21 - Securities and Investments
Chapter 21.30 - Commodity Transactions.
21.30.020 - Transactions involving commodity contract or option—Prohibition—Exceptions.
21.30.030 - Transactions conducted by certain persons exempt from prohibition under RCW 21.30.020.
21.30.040 - Transactions and contracts exempt from prohibition under RCW 21.30.020—Rules.
21.30.050 - Commodity merchants—Place for trading commodity contract or option—Requirements.
21.30.060 - Prohibited practices.
21.30.070 - Responsibility for acts or omissions—Liability—Burden of proof.
21.30.100 - Investigations—Statements—Publication of information.
21.30.107 - Subpoena authority—Application—Contents—Notice—Fees.
21.30.110 - Investigations—Evidence—Subpoenas—Court orders of compliance.
21.30.120 - Violations—Director's authority—Court actions—Penalties.
21.30.130 - Violations—Court-ordered remedies—Penalties—Bond by director not required.
21.30.140 - Willful violations—Penalty—Limitation on actions.
21.30.150 - No liability under chapter for act in good faith.
21.30.160 - Unlawful use or disclosure of information.
21.30.170 - Information—Availability to public—Exceptions.
21.30.180 - Cooperation with other agencies or organizations.
21.30.190 - Consent for service of process—Service, how made.
21.30.200 - Administrative proceedings—Summary order—Notice—Hearing—Final order.
21.30.210 - Application of chapter 34.05 RCW, the administrative procedure act.
21.30.220 - Pleading exemptions or exceptions—Burden of proof.
21.30.230 - Application for licensing.
21.30.250 - Examinations—Waiver.
21.30.270 - Multiple licenses, when permitted.
21.30.280 - Classification of licenses—Limitations and conditions of licenses.
21.30.290 - Annual report and fee.
21.30.300 - Minimum net capital and fidelity bond requirements.
21.30.310 - Financial and other reports.
21.30.340 - Examination of records—Copies—Fees.
21.30.350 - Denial, suspension, revocation, or limitation of license—Grounds.
21.30.360 - Violations—Prosecuting attorney may bring criminal proceedings.
21.30.370 - Penalties in chapter nonexclusive.
21.30.380 - Administration of chapter under director of financial institutions.
21.30.390 - Administrator—Appointment—Delegation of duties—Term.
21.30.400 - Director's powers and duties—Rules, forms, and orders—Fees.
21.30.800 - Securities laws not affected.