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21.30.005 - Intent. - RCW 21.30.005 Intent. The legislature intends that this chapter, and...
21.30.010 - Definitions. - RCW 21.30.010 Definitions. Unless the context clearly requires otherwise, the...
21.30.020 - Transactions involving commodity contract or option—Prohibition—Exceptions. - RCW 21.30.020 Transactions involving commodity contract or option—Prohibition—Exceptions. Except as...
21.30.030 - Transactions conducted by certain persons exempt from prohibition under RCW 21.30.020. - RCW 21.30.030 Transactions conducted by certain persons exempt from prohibition...
21.30.040 - Transactions and contracts exempt from prohibition under RCW 21.30.020—Rules. - RCW 21.30.040 Transactions and contracts exempt from prohibition under RCW...
21.30.050 - Commodity merchants—Place for trading commodity contract or option—Requirements. - RCW 21.30.050 Commodity merchants—Place for trading commodity contract or option—Requirements....
21.30.060 - Prohibited practices. - RCW 21.30.060 Prohibited practices. No person may directly or indirectly,...
21.30.070 - Responsibility for acts or omissions—Liability—Burden of proof. - RCW 21.30.070 Responsibility for acts or omissions—Liability—Burden of proof. (1)...
21.30.080 - Offers to sell or buy in this state—Application of RCW 21.30.020, 21.30.050, and 21.30.060. - RCW 21.30.080 Offers to sell or buy in this state—Application...
21.30.090 - When publications or electronic communications not deemed offers to sell or buy in this state. - RCW 21.30.090 When publications or electronic communications not deemed offers...
21.30.100 - Investigations—Statements—Publication of information. - RCW 21.30.100 Investigations—Statements—Publication of information. The director in the director's...
21.30.107 - Subpoena authority—Application—Contents—Notice—Fees. - RCW 21.30.107 Subpoena authority—Application—Contents—Notice—Fees. (1) The director or authorized assistants...
21.30.110 - Investigations—Evidence—Subpoenas—Court orders of compliance. - RCW 21.30.110 Investigations—Evidence—Subpoenas—Court orders of compliance. (1) For purposes of...
21.30.120 - Violations—Director's authority—Court actions—Penalties. - RCW 21.30.120 Violations—Director's authority—Court actions—Penalties. (1) If the director believes,...
21.30.130 - Violations—Court-ordered remedies—Penalties—Bond by director not required. - RCW 21.30.130 Violations—Court-ordered remedies—Penalties—Bond by director not required. (1)(a) Upon...
21.30.140 - Willful violations—Penalty—Limitation on actions. - RCW 21.30.140 Willful violations—Penalty—Limitation on actions. A person who willfully...
21.30.150 - No liability under chapter for act in good faith. - RCW 21.30.150 No liability under chapter for act in good...
21.30.160 - Unlawful use or disclosure of information. - RCW 21.30.160 Unlawful use or disclosure of information. Neither the...
21.30.170 - Information—Availability to public—Exceptions. - RCW 21.30.170 Information—Availability to public—Exceptions. (1) All information collected, assembled,...
21.30.180 - Cooperation with other agencies or organizations. - RCW 21.30.180 Cooperation with other agencies or organizations. (1) To...
21.30.190 - Consent for service of process—Service, how made. - RCW 21.30.190 Consent for service of process—Service, how made. (1)...
21.30.200 - Administrative proceedings—Summary order—Notice—Hearing—Final order. - RCW 21.30.200 Administrative proceedings—Summary order—Notice—Hearing—Final order. (1) The director shall...
21.30.210 - Application of chapter 34.05 RCW, the administrative procedure act. - RCW 21.30.210 Application of chapter 34.05 RCW, the administrative procedure...
21.30.220 - Pleading exemptions or exceptions—Burden of proof. - RCW 21.30.220 Pleading exemptions or exceptions—Burden of proof. It shall...
21.30.230 - Application for licensing. - RCW 21.30.230 Application for licensing. An applicant for licensing as...
21.30.240 - Fees. - RCW 21.30.240 Fees. (1) An applicant for licensing shall pay...
21.30.250 - Examinations—Waiver. - RCW 21.30.250 Examinations—Waiver. (1) The administrator may, by rule or...
21.30.260 - Expiration of licenses—Authority under commodity sales representative license—Notification of changes. - RCW 21.30.260 Expiration of licenses—Authority under commodity sales representative license—Notification...
21.30.270 - Multiple licenses, when permitted. - RCW 21.30.270 Multiple licenses, when permitted. No person may at...
21.30.280 - Classification of licenses—Limitations and conditions of licenses. - RCW 21.30.280 Classification of licenses—Limitations and conditions of licenses. If...
21.30.290 - Annual report and fee. - RCW 21.30.290 Annual report and fee. For so long as...
21.30.300 - Minimum net capital and fidelity bond requirements. - RCW 21.30.300 Minimum net capital and fidelity bond requirements. (1)(a)...
21.30.310 - Financial and other reports. - RCW 21.30.310 Financial and other reports. A licensed commodity broker-dealer...
21.30.320 - Records. - RCW 21.30.320 Records. (1) A licensed commodity broker-dealer or commodity...
21.30.330 - Correcting amendments of information in application or financial and other reports—Exception. - RCW 21.30.330 Correcting amendments of information in application or financial...
21.30.340 - Examination of records—Copies—Fees. - RCW 21.30.340 Examination of records—Copies—Fees. (1) The administrator, without prior...
21.30.350 - Denial, suspension, revocation, or limitation of license—Grounds. - RCW 21.30.350 Denial, suspension, revocation, or limitation of license—Grounds. (1)...
21.30.360 - Violations—Prosecuting attorney may bring criminal proceedings. - RCW 21.30.360 Violations—Prosecuting attorney may bring criminal proceedings. The director...
21.30.370 - Penalties in chapter nonexclusive. - RCW 21.30.370 Penalties in chapter nonexclusive. Nothing in this chapter...
21.30.380 - Administration of chapter under director of financial institutions. - RCW 21.30.380 Administration of chapter under director of financial institutions....
21.30.390 - Administrator—Appointment—Delegation of duties—Term. - RCW 21.30.390 Administrator—Appointment—Delegation of duties—Term. The director shall appoint a...
21.30.400 - Director's powers and duties—Rules, forms, and orders—Fees. - RCW 21.30.400 Director's powers and duties—Rules, forms, and orders—Fees. In...
21.30.800 - Securities laws not affected. - RCW 21.30.800 Securities laws not affected. Nothing in this chapter...
21.30.810 - Construction and purpose. - RCW 21.30.810 Construction and purpose. This chapter may be construed...
21.30.901 - Effective date—1986 c 14. - RCW 21.30.901 Effective date—1986 c 14. This act shall take...