§702-228 Liability of persons acting, or under a duty to act, in behalf of corporations or unincorporated associations. (1) A person is legally accountable for any conduct the person performs or causes to be performed in the name of a corporation or an unincorporated association or in its behalf to the same extent as if it were performed in the person's own name or behalf.
(2) Whenever a duty to act is imposed by law upon a corporation or an unincorporated association, any agent of the corporation or the unincorporated association having primary responsibility for the discharge of the duty is legally accountable for a reckless omission to perform the required act to the same extent as if the duty were imposed by law directly upon the agent.
(3) When a person is convicted of an offense by reason of the person's legal accountability for the conduct of a corporation or of an unincorporated association, the person is subject to the sentence authorized by law when a natural person is convicted of an offense of the grade and class involved. [L 1972, c 9, pt of §1; gen ch 1993]
COMMENTARY ON §702-228
Subsection (1) invokes the principle generally recognized in the law of agency that an agent does not escape personal liability merely because the agent's conduct is on behalf of a principal. The liability of a corporation or unincorporated association under §702-227 should have no bearing on the individual agent's personal liability. The defendant should not escape personal liability because the defendant's conduct was on behalf of the corporation or association which is held liable. Similarly, if the corporation or association is not held liable for the agent's conduct (because, for example, the agent is not of high managerial status and the offense is a felony which is not so defined as to indicate a legislative purpose to impose such criminal liability on corporations or associations) the agent should not, because of this, escape personal liability.
Subsection (2) permits the imposition of penal liability upon a corporate or associational agent who, having primary responsibility for the discharge of a duty imposed by law upon the corporation or association, fails to perform the required act. It is intended to avoid the ambiguity which might arise because, without this provision, it might be argued that the absence of a specific duty of performance upon the agent makes the agent's omission an insufficient basis for personal liability.
Subsection (3) is intended to avoid the problem of equating the sentence available for a corporate or associational defendant (fine, revocation of charter or license, etc.) with that which may be imposed on an individual defendant (imprisonment) accountable for the conduct of a corporation or unincorporated association.1
Case Notes
Personal liability of corporate officers. 62 H. 222, 615 P.2d 730 (1980).
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§702-228 Commentary:
1. See People v. Duncan, 363 Ill. 495, 2 N.E. 2d 705 (1936), where the court held that imprisonment for the individual defendant was improper because it could not be imposed on the corporate principal and, furthermore, imprisonment would be equally improper, for the same reason, to compel payment of a fine.
Structure Hawaii Revised Statutes
702. General Principles of Penal Liability
702-200 Requirement of voluntary act or voluntary omission. §702-200 Commentary:
702-201 "Voluntary act" defined. §702-201 Commentary:
702-202 Voluntary act includes possession. §702-202 Commentary:
702-203 Penal liability based on an omission. §702-203 Commentary:
702-204 State of mind required. §702-204 Commentary:
702-205 Elements of an offense. §702-205 Commentary:
702-206 Definitions of states of mind. §702-206 Commentary:
702-207 Specified state of mind applies to all elements. §702-207 Commentary:
702-208 Substitutes for negligence, recklessness, and knowledge. §702-208 Commentary:
702-210 Requirement of wilfulness satisfied by acting knowingly. §702-210 Commentary:
702-211 State of mind as determinant of grade or class of a particular offense. §702-211 Commentary:
702-213 Effect of absolute liability in reducing grade of offense to violation. §702-213 Commentary:
702-214 Causal relationship between conduct and result. §702-214 Commentary:
702-216 Reckless or negligent causation; different result from that within the risk.
702-217 Causation in offenses of absolute liability. §702-217 Commentary:
702-218 Ignorance or mistake as a defense. §702-218 Commentary:
702-219 Ignorance or mistake; reduction in grade and class of the offense. §702-219 Commentary:
702-221 Liability for conduct of another. §702-221 Commentary:
702-222 Liability for conduct of another; complicity. §702-222 Commentary:
702-223 Liability for conduct of another; complicity with respect to the result.
702-224 Liability for conduct of another; exemption from complicity. §702-224 Commentary:
702-227 Penal liability of corporations and unincorporated associations. §702-227 Commentary:
702-229 Definitions relating to corporations and unincorporated associations.
702-230 Intoxication. §702-230 Commentary:
702-233 Consent; general. §702-233 Commentary:
702-234 Consent to bodily injury. §702-234 Commentary:
702-235 Ineffective consent. §702-235 Commentary: