(a) Sections 36b-2 to 36b-34, inclusive, shall be administered by the commissioner.
(b) Neither the commissioner nor any of his officers or employees shall use for personal benefit any information which is filed with or obtained by the commissioner and which is not made public. No provision of sections 36b-2 to 36b-34, inclusive, authorizes the commissioner or any of his officers or employees to disclose any such information except among themselves or when necessary or appropriate in a proceeding or investigation under said sections. No provision of said sections either creates or derogates from any privilege which exists at common law or otherwise when documentary or other evidence is sought under a subpoena directed to the commissioner or any of his officers or employees.
(P.A. 77-482, S. 26; P.A. 10-141, S. 20.)
History: Sec. 36-494 transferred to Sec. 36b-25 in 1995; P.A. 10-141 replaced references to Sec. 36b-33 with references to Sec. 36b-34, effective June 7, 2010.
Structure Connecticut General Statutes
Title 36b - Connecticut Securities Law and Business Opportunity Investment Act
Chapter 672a - Uniform Securities Act
Section 36b-2. (Formerly Sec. 36-470). - Short title: Connecticut Uniform Securities Act.
Section 36b-3. (Formerly Sec. 36-471). - Definitions.
Section 36b-8. (Formerly Sec. 36-476). - Investigation of applicant for registration. Register.
Section 36b-9. (Formerly Sec. 36-477). - Statement of financial condition.
Section 36b-10. (Formerly Sec. 36-478). - Application for registration to be under oath.
Section 36b-11. (Formerly Sec. 36-479). - Photograph to accompany each application for registration.
Section 36b-12. (Formerly Sec. 36-480). - Application and registration fees.
Section 36b-13. (Formerly Sec. 36-481). - Registration renewal. Requirements.
Section 36b-14. (Formerly Sec. 36-482). - Records and financial reports required.
Section 36b-23. (Formerly Sec. 36-492). - False or misleading statements or omissions prohibited.
Section 36b-24. (Formerly Sec. 36-493). - Findings by commissioner.
Section 36b-26. (Formerly Sec. 36-495). - Investigative powers of commissioner.
Section 36b-27. (Formerly Sec. 36-496). - Enforcement powers of commissioner.
Section 36b-28. (Formerly Sec. 36-497). - Penalties.
Section 36b-29. (Formerly Sec. 36-498). - Buyer's remedies.
Section 36b-30. (Formerly Sec. 36-499). - Appeals.
Section 36b-31. (Formerly Sec. 36-500). - Regulatory power of commissioner. Hearings.
Section 36b-32a. - Applicability of The Philanthropy Protection Act of 1995.
Section 36b-34. - Compliance with federal Currency and Foreign Transactions Reporting Act.