Any appropriate Federal banking agency shall notify the Securities and Exchange Commission of any concerns of the agency regarding significant financial or operational risks to any registered broker or dealer, or any registered municipal securities dealer, government securities broker, or government securities dealer for which the Commission is the appropriate regulatory agency (as defined in ), resulting from the activities of any insured depository institution, any depository institution holding company, or any affiliate of any such institution or company if such broker, dealer, municipal securities dealer, government securities broker, or government securities dealer is an affiliate of any such institution, company, or affiliate.
Structure US Code
CHAPTER 16— FEDERAL DEPOSIT INSURANCE CORPORATION
§ 1811. Federal Deposit Insurance Corporation
§ 1814. Insured depository institutions
§ 1816. Factors to be considered
§ 1818. Termination of status as insured depository institution
§ 1820. Administration of Corporation
§ 1820a. Examination of investment companies
§ 1821a. FSLIC Resolution Fund
§ 1822. Corporation as receiver
§ 1825. Issuance of notes, debentures, bonds, and other obligations; exemptions
§ 1826. Forms of obligations; preparation by Secretary of the Treasury
§ 1828. Regulations governing insured depository institutions
§ 1828a. Prudential safeguards
§ 1828b. Interagency data sharing
§ 1829. Penalty for unauthorized participation by convicted individual
§ 1829a. Participation by State nonmember insured banks in lotteries and related activities
§ 1829b. Retention of records by insured depository institutions
§ 1829c. Making online banking initiation legal and easy
§ 1831. Separability of certain provisions of this chapter
§ 1831a. Activities of insured State banks
§ 1831b. Disclosures with respect to certain federally related mortgage loans
§ 1831c. Assuring consistent oversight of subsidiaries of holding companies
§ 1831d. State-chartered insured depository institutions and insured branches of foreign banks
§ 1831e. Activities of savings associations
§ 1831j. Depository institution employee protection remedy
§ 1831k. Reward for information leading to recoveries or civil penalties
§ 1831l. Coordination of risk analysis between SEC and Federal banking agencies
§ 1831m. Early identification of needed improvements in financial management
§ 1831m–1. Reports of information regarding safety and soundness of depository institutions
§ 1831n. Accounting objectives, standards, and requirements
§ 1831o. Prompt corrective action
§ 1831p–1. Standards for safety and soundness
§ 1831q. FDIC affordable housing program
§ 1831r. Payments on foreign deposits prohibited
§ 1831r–1. Notice of branch closure
§ 1831t. Depository institutions lacking Federal deposit insurance
§ 1831u. Interstate bank mergers
§ 1831v. Authority of State insurance regulator and Securities and Exchange Commission
§ 1831w. Safety and soundness firewalls applicable to financial subsidiaries of banks
§ 1831x. Insurance customer protections
§ 1831y. CRA sunshine requirements
§ 1831aa. Enforcement of agreements
§ 1831bb. Capital requirements for certain acquisition, development, or construction loans
§ 1831dd. Open data publication
§ 1832. Withdrawals by negotiable or transferable instruments for transfers to third parties
§ 1833b. Comparability in compensation schedules
§ 1833c. Comptroller General audit and access to records
§ 1834. Reduced assessment rate for deposits attributable to lifeline accounts
§ 1834a. Assessment credits for qualifying activities relating to distressed communities