Texas Statutes
Title 12 - Securities Act
Chapter 4002 - State Securities Board and Securities Commissioner

Subchapter A. General Provisions

Section 4002.001. Applicability of Other Law - Sec. 4002.001. APPLICABILITY OF OTHER LAW. The board and commissioner...

Section 4002.002. Sunset Provision - Sec. 4002.002. SUNSET PROVISION. The State Securities Board is subject...

Subchapter B. State Securities Board

Section 4002.051. Appointment of Board - Sec. 4002.051. APPOINTMENT OF BOARD. (a) The State Securities Board...

Section 4002.052. Membership Eligibility - Sec. 4002.052. MEMBERSHIP ELIGIBILITY. A person is not eligible for...

Section 4002.053. Membership and Employee Restrictions - Sec. 4002.053. MEMBERSHIP AND EMPLOYEE RESTRICTIONS. (a) In this section,...

Section 4002.054. Terms; Vacancy - Sec. 4002.054. TERMS; VACANCY. (a) Members of the board serve...

Section 4002.055. Presiding Officer - Sec. 4002.055. PRESIDING OFFICER. The governor shall designate a member...

Section 4002.056. Grounds for Removal - Sec. 4002.056. GROUNDS FOR REMOVAL. (a) It is a ground...

Section 4002.057. Per Diem - Sec. 4002.057. PER DIEM. A member of the board is...

Section 4002.058. Board Member Training - Sec. 4002.058. BOARD MEMBER TRAINING. (a) A person who is...

Subchapter C. Securities Commissioner and Employees of Board

Section 4002.101. Securities Commissioner - Sec. 4002.101. SECURITIES COMMISSIONER. The board shall appoint a securities...

Section 4002.102. Deputy Securities Commissioner; Securities Commissioner Appointees - Sec. 4002.102. DEPUTY SECURITIES COMMISSIONER; SECURITIES COMMISSIONER APPOINTEES. (a) The...

Section 4002.103. Division of Responsibilities - Sec. 4002.103. DIVISION OF RESPONSIBILITIES. The board shall develop and...

Section 4002.104. Standards of Conduct Information - Sec. 4002.104. STANDARDS OF CONDUCT INFORMATION. The commissioner or the...

Section 4002.105. Career Ladder Program; Performance Evaluations - Sec. 4002.105. CAREER LADDER PROGRAM; PERFORMANCE EVALUATIONS. (a) The commissioner...

Section 4002.106. Equal Employment Opportunity Policy - Sec. 4002.106. EQUAL EMPLOYMENT OPPORTUNITY POLICY. (a) The commissioner or...

Section 4002.107. Written Employee Complaint Procedure - Sec. 4002.107. WRITTEN EMPLOYEE COMPLAINT PROCEDURE. (a) The commissioner or...

Subchapter D. Powers and Duties of Board and Commissioner

Section 4002.151. Rules - Sec. 4002.151. RULES. (a) Subject to Subsection (b), the board...

Section 4002.152. Rules Regarding Competitive Bidding or Advertising - Sec. 4002.152. RULES REGARDING COMPETITIVE BIDDING OR ADVERTISING. (a) The...

Section 4002.153. Board Delegation of Rulemaking Authority - Sec. 4002.153. BOARD DELEGATION OF RULEMAKING AUTHORITY. (a) The board...

Section 4002.1535. Alternative Rulemaking and Dispute Resolution - Sec. 4002.1535. ALTERNATIVE RULEMAKING AND DISPUTE RESOLUTION. (a) The board...

Section 4002.154. Commissioner Discretion Regarding Rules - Sec. 4002.154. COMMISSIONER DISCRETION REGARDING RULES. In applying the standards...

Section 4002.155. Deposit of Receipts to General Revenue Fund - Sec. 4002.155. DEPOSIT OF RECEIPTS TO GENERAL REVENUE FUND. The...

Section 4002.156. Board Authority to Exercise Commissioner's Powers - Sec. 4002.156. BOARD AUTHORITY TO EXERCISE COMMISSIONER'S POWERS. The board...

Section 4002.157. List of Securities Offered - Sec. 4002.157. LIST OF SECURITIES OFFERED. At any time, the...

Section 4002.158. Record of Proceedings - Sec. 4002.158. RECORD OF PROCEEDINGS. A complete record shall be...

Section 4002.159. Record of Certain Filings and Orders - Sec. 4002.159. RECORD OF CERTAIN FILINGS AND ORDERS. (a) The...

Section 4002.160. Commissioner's Access to Records and Reports of Other State Agencies - Sec. 4002.160. COMMISSIONER'S ACCESS TO RECORDS AND REPORTS OF OTHER...

Section 4002.161. Confidentiality of Certain Information - Sec. 4002.161. CONFIDENTIALITY OF CERTAIN INFORMATION. (a) To the extent...

Section 4002.162. Board Access to Offices and Records - Sec. 4002.162. BOARD ACCESS TO OFFICES AND RECORDS. Each member...

Section 4002.163. Annual Report - Sec. 4002.163. ANNUAL REPORT. On or before January 1 of...

Subchapter E. Consumer Interest and Other Public Interest Information

Section 4002.201. Consumer Interest Information - Sec. 4002.201. CONSUMER INTEREST INFORMATION. (a) The board shall prepare...

Section 4002.202. Public Participation - Sec. 4002.202. PUBLIC PARTICIPATION. The board by rule shall develop...

Section 4002.203. Documents and Other Information Filed With Commissioner; Public Records - Sec. 4002.203. DOCUMENTS AND OTHER INFORMATION FILED WITH COMMISSIONER; PUBLIC...