Texas Statutes
Title 12 - Securities Act
Chapter 4001 - General Provisions

Subchapter A. Short Title; Purposes; Construction

Section 4001.001. Short Title - Sec. 4001.001. SHORT TITLE. This title may be cited as...

Section 4001.002. Purposes; Construction - Sec. 4001.002. PURPOSES; CONSTRUCTION. (a) The general purposes of this...

Section 4001.003. Severability - Sec. 4001.003. SEVERABILITY. The provisions of this title are severable....

Subchapter B. Definitions

Section 4001.051. Applicability of Definitions; Construction of Certain Conjunctions - Sec. 4001.051. APPLICABILITY OF DEFINITIONS; CONSTRUCTION OF CERTAIN CONJUNCTIONS. (a)...

Section 4001.052. Agent - Sec. 4001.052. AGENT. (a) Except as provided by Subsection (b),...

Section 4001.053. Board - Sec. 4001.053. BOARD. "Board" means the State Securities Board. Added...

Section 4001.054. Broker - Sec. 4001.054. BROKER. "Broker" means "dealer" as defined in this...

Section 4001.055. Commissioner - Sec. 4001.055. COMMISSIONER. "Commissioner" means the securities commissioner. Added by...

Section 4001.056. Dealer - Sec. 4001.056. DEALER. (a) "Dealer" includes: (1) a person or...

Section 4001.057. Federal Covered Investment Adviser - Sec. 4001.057. FEDERAL COVERED INVESTMENT ADVISER. "Federal covered investment adviser"...

Section 4001.058. Fraud; Fraudulent Practice - Sec. 4001.058. FRAUD; FRAUDULENT PRACTICE. (a) "Fraud" and "fraudulent practice"...

Section 4001.059. Investment Adviser - Sec. 4001.059. INVESTMENT ADVISER. "Investment adviser" includes a person who,...

Section 4001.060. Investment Adviser Representative - Sec. 4001.060. INVESTMENT ADVISER REPRESENTATIVE. (a) Except as provided by...

Section 4001.061. Issuer - Sec. 4001.061. ISSUER. "Issuer" means and includes a person or...

Section 4001.062. Mortgage - Sec. 4001.062. MORTGAGE. "Mortgage" includes a deed of trust to...

Section 4001.063. No Par Value; Par Value - Sec. 4001.063. NO PAR VALUE; PAR VALUE. (a) "No par...

Section 4001.064. Person; Company - Sec. 4001.064. PERSON; COMPANY. (a) The terms "person" and "company"...

Section 4001.065. Registered Dealer - Sec. 4001.065. REGISTERED DEALER. "Registered dealer" means a dealer the...

Section 4001.066. Registered Investment Adviser - Sec. 4001.066. REGISTERED INVESTMENT ADVISER. "Registered investment adviser" means an...

Section 4001.067. Sale; Offer for Sale; Sell - Sec. 4001.067. SALE; OFFER FOR SALE; SELL. (a) "Sale," "offer...

Section 4001.068. Security - Sec. 4001.068. SECURITY. (a) The term "security": (1) includes: (A)...

Subchapter C. General Administrative Provisions

Section 4001.101. Sufficiency of Notice - Sec. 4001.101. SUFFICIENCY OF NOTICE. In this title unless otherwise...

Section 4001.102. Consent for Service of Process - Sec. 4001.102. CONSENT FOR SERVICE OF PROCESS. (a) This section...

Subchapter D. Other General Provisions

Section 4001.151. Prosecution Under Certain Other Law - Sec. 4001.151. PROSECUTION UNDER CERTAIN OTHER LAW. Nothing in Chapter...

Section 4001.152. Good Faith - Sec. 4001.152. GOOD FAITH. (a) A provision of this title...

Section 4001.153. Burden of Proof on Exemption - Sec. 4001.153. BURDEN OF PROOF ON EXEMPTION. (a) A complaint,...

Section 4001.154. Certified Copies of Certain Documents or Instruments as Evidence - Sec. 4001.154. CERTIFIED COPIES OF CERTAIN DOCUMENTS OR INSTRUMENTS AS...

Section 4001.155. Proof of Certain Records - Sec. 4001.155. PROOF OF CERTAIN RECORDS. All records of the...