Sec. 4001.066. REGISTERED INVESTMENT ADVISER. "Registered investment adviser" means an investment adviser to whom the commissioner has issued a registration certificate under Sections 4004.054 and 4004.055, or Section 4004.056.
Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.
Structure Texas Statutes
Chapter 4001 - General Provisions
Section 4001.051. Applicability of Definitions; Construction of Certain Conjunctions
Section 4001.055. Commissioner
Section 4001.057. Federal Covered Investment Adviser
Section 4001.058. Fraud; Fraudulent Practice
Section 4001.059. Investment Adviser
Section 4001.060. Investment Adviser Representative
Section 4001.063. No Par Value; Par Value
Section 4001.064. Person; Company
Section 4001.065. Registered Dealer
Section 4001.066. Registered Investment Adviser