Sec. 4002.157. LIST OF SECURITIES OFFERED. At any time, the commissioner may, in the exercise of reasonable discretion under this title, require a dealer to file with the commissioner a partial or complete list of securities that the dealer:
(1) is offering or advertising for sale in this state at the time of the request; or
(2) has offered or advertised for sale in this state during the six-month period preceding the date of the request.
Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.
Structure Texas Statutes
Chapter 4002 - State Securities Board and Securities Commissioner
Subchapter D. Powers and Duties of Board and Commissioner
Section 4002.152. Rules Regarding Competitive Bidding or Advertising
Section 4002.153. Board Delegation of Rulemaking Authority
Section 4002.1535. Alternative Rulemaking and Dispute Resolution
Section 4002.154. Commissioner Discretion Regarding Rules
Section 4002.155. Deposit of Receipts to General Revenue Fund
Section 4002.156. Board Authority to Exercise Commissioner's Powers
Section 4002.157. List of Securities Offered
Section 4002.158. Record of Proceedings
Section 4002.159. Record of Certain Filings and Orders
Section 4002.160. Commissioner's Access to Records and Reports of Other State Agencies
Section 4002.161. Confidentiality of Certain Information