Sec. 4002.107. WRITTEN EMPLOYEE COMPLAINT PROCEDURE. (a) The commissioner or the commissioner's designee shall maintain a system to promptly and efficiently act on complaints filed with the commissioner or board concerning an employee or former employee. The commissioner or the commissioner's designee shall maintain the information listed in Section 4007.051 for files maintained under that section for complaints against persons registered under this title.
(b) The commissioner or the commissioner's designee shall make information available describing the board's procedures for complaint investigation and resolution.
(c) The commissioner or the commissioner's designee shall periodically notify the complaint parties of the status of the complaint until final disposition unless the notice would jeopardize a law enforcement investigation.
Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.
Amended by:
Acts 2021, 87th Leg., R.S., Ch. 915 (H.B. 3607), Sec. 9.103, eff. January 1, 2022.
Structure Texas Statutes
Chapter 4002 - State Securities Board and Securities Commissioner
Subchapter C. Securities Commissioner and Employees of Board
Section 4002.101. Securities Commissioner
Section 4002.102. Deputy Securities Commissioner; Securities Commissioner Appointees
Section 4002.103. Division of Responsibilities
Section 4002.104. Standards of Conduct Information
Section 4002.105. Career Ladder Program; Performance Evaluations