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Article 1 - Title and Definitions.
§ 78C-1 - Title. - 78C-1. Title. This Chapter shall be known and may be...
§ 78C-2 - Definitions. - 78C-2. Definitions. When used in this Chapter, the definitions of...
Article 2 - Fraudulent and Prohibited Practices.
§ 78C-8 - Advisory activities. - 78C-8. Advisory activities. (a) It is unlawful for any person...
§ 78C-9 - Misleading filings. - 78C-9. Misleading filings. It is unlawful for any person to...
§ 78C-10 - Unlawful representations concerning registration or exemption. - 78C-10. Unlawful representations concerning registration or exemption. (a) Neither (i)...
Article 3 - Registration and Notice Filing Procedures of Investment Advisers and Investment Adviser Representatives.
§ 78C-16 - Registration and notice filing requirement. - 78C-16. Registration and notice filing requirement. (a) It is unlawful...
§ 78C-17 - Registration and notice filing procedures. - 78C-17. Registration and notice filing procedures. (a) An investment adviser,...
§ 78C-18 - Post-registration provisions. - 78C-18. Post-registration provisions. (a) Every registered investment adviser shall make...
§ 78C-19 - Denial, revocation, suspension, bar, censure, cancellation, and withdrawal of registration. - 78C-19. Denial, revocation, suspension, bar, censure, cancellation, and withdrawal of...
§ 78C-20 - Methods of registration. - 78C-20. Methods of registration. (a) All applications for initial and...
Article 4 - Administration and Review.
§ 78C-26 - Administration of Chapter. - 78C-26. Administration of Chapter. (a) This Chapter shall be administered...
§ 78C-27 - Investigations and subpoenas. - 78C-27. Investigations and subpoenas. (a) The Administrator in his discretion:...
§ 78C-28 - Injunctions; cease and desist orders; civil penalties. - 78C-28. Injunctions; cease and desist orders; civil penalties. (a) Whenever...
§ 78C-29 - Judicial review of orders. - 78C-29. Judicial review of orders. (a) Any person aggrieved by...
§ 78C-30 - Rules, forms, orders, and hearings. - 78C-30. Rules, forms, orders, and hearings. (a) The Administrator may...
§ 78C-31 - Administrative files and opinions. - 78C-31. Administrative files and opinions. (a) A document is filed...
Article 5 - Civil Liabilities and Criminal Penalties.
§ 78C-38 - Civil liabilities. - 78C-38. Civil liabilities. (a) Any person who: (1) Engages in...
§ 78C-39 - Criminal penalties. - 78C-39. Criminal penalties. (a) Any person who willfully violates any...
§ 78C-40 - Burden of proof. - 78C-40. Burden of proof. In a civil or administrative proceeding...
Article 6 - Miscellaneous Provisions.
§ 78C-46 - Scope of the Chapter; service of process. - 78C-46. Scope of the Chapter; service of process. (a) G.S....
§ 78C-47 - Statutory policy. - 78C-47. Statutory policy. This Chapter shall be so construed as...
§ 78C-48 - Severability of provisions. - 78C-48. Severability of provisions. If any provision of this Chapter...
Article 7 - Sports Agents.
§ 78C-60 - through 78C-62Expired. - 78C-60 through 78C-62: Expired.
Article 9 - Uniform Athlete Agents Act.
§ 78C-85 - Title. - 78C-85. Title. This Article may be cited as the "Uniform...
§ 78C-86 - Definitions. - 78C-86. Definitions. The following definitions apply in this Article: (1)...
§ 78C-87 - Service of process; subpoenas. - 78C-87. Service of process; subpoenas. (a) By acting as an...
§ 78C-88 - Athlete agents; registration required; exceptions; void contracts. - 78C-88. Athlete agents; registration required; exceptions; void contracts. (a) Except...
§ 78C-89 - Registration as athlete agent; form; requirements. - 78C-89. Registration as athlete agent; form; requirements. (a) An individual...
§ 78C-90 - Certificate of registration; issuance or denial; renewal. - 78C-90. Certificate of registration; issuance or denial; renewal. (a) Except...
§ 78C-91 - Suspension; revocation; refusal to renew registration. - 78C-91. Suspension; revocation; refusal to renew registration. (a) The Secretary...
§ 78C-92 - Temporary registration. - 78C-92. Temporary registration. The Secretary of State may issue a...
§ 78C-93 - Registration; renewal of fees. - 78C-93. Registration; renewal of fees. An application for registration or...
§ 78C-94 - Required form of contract. - 78C-94. Required form of contract. (a) An agency contract must...
§ 78C-95 - Notice to educational institution. - 78C-95. Notice to educational institution. (a) Within 72 hours after...
§ 78C-96 - Student-athlete's right to cancel. - 78C-96. Student-athlete's right to cancel. (a) A student-athlete may cancel...
§ 78C-97 - Required records; waiver of attorney-client privilege. - 78C-97. Required records; waiver of attorney-client privilege. (a) An athlete...
§ 78C-98 - Prohibited conduct. - 78C-98. Prohibited conduct. (a) An athlete agent, with the intent...
§ 78C-99 - Criminal penalties. - 78C-99. Criminal penalties. An athlete agent who violates any provision...
§ 78C-100 - Civil remedies. - 78C-100. Civil remedies. (a) An educational institution has a right...
§ 78C-101 - Administrative penalty. - 78C-101. Administrative penalty. The Secretary of State may assess a...
§ 78C-102 - Uniformity of application and construction. - 78C-102. Uniformity of application and construction. In applying and construing...
§ 78C-103 - Electronic Signatures in Global and National Commerce Act. - 78C-103. Electronic Signatures in Global and National Commerce Act. The...
§ 78C-104 - Severability. - 78C-104. Severability. If any provision of this Article or its...
§ 78C-105 - Rules. - 78C-105. Rules. The Secretary of State may, in accordance with...