North Carolina General Statutes
Chapter 78C - Investment Advisers
Article 3 - Registration and Notice Filing Procedures of Investment Advisers and Investment Adviser Representatives.

§ 78C-16 - Registration and notice filing requirement. - 78C-16. Registration and notice filing requirement. (a) It is unlawful...

§ 78C-17 - Registration and notice filing procedures. - 78C-17. Registration and notice filing procedures. (a) An investment adviser,...

§ 78C-18 - Post-registration provisions. - 78C-18. Post-registration provisions. (a) Every registered investment adviser shall make...

§ 78C-19 - Denial, revocation, suspension, bar, censure, cancellation, and withdrawal of registration. - 78C-19. Denial, revocation, suspension, bar, censure, cancellation, and withdrawal of...

§ 78C-20 - Methods of registration. - 78C-20. Methods of registration. (a) All applications for initial and...