North Carolina General Statutes
Chapter 78C - Investment Advisers
Article 2 - Fraudulent and Prohibited Practices.

§ 78C-8 - Advisory activities. - 78C-8. Advisory activities. (a) It is unlawful for any person...

§ 78C-9 - Misleading filings. - 78C-9. Misleading filings. It is unlawful for any person to...

§ 78C-10 - Unlawful representations concerning registration or exemption. - 78C-10. Unlawful representations concerning registration or exemption. (a) Neither (i)...