North Carolina General Statutes
Chapter 78D - Commodities Act

Article 1 - Scope.

§ 78D-1 - Definitions. - 78D-1. Definitions. (1) "Administrator" means the Secretary of State. (2)...

§ 78D-2 - Unlawful commodity transactions. - 78D-2. Unlawful commodity transactions. Except as otherwise provided in G.S....

§ 78D-3 - Exempt person transactions. - 78D-3. Exempt person transactions. The prohibitions in G.S. 78D-2 shall...

§ 78D-4 - Exempt transactions. - 78D-4. Exempt transactions. (a) The prohibitions in G.S. 78D-2 shall...

§ 78D-5 - Unlawful commodity activities. - 78D-5. Unlawful commodity activities. (a) No person shall engage in...

§ 78D-6 - Fraudulent conduct. - 78D-6. Fraudulent conduct. No person, shall directly or indirectly: (1)...

§ 78D-7 - Liability of principals, controlling persons and others. - 78D-7. Liability of principals, controlling persons and others. (a) The...

§ 78D-8 - Securities and laws unaffected. - 78D-8. Securities and laws unaffected. Nothing in this Chapter shall...

§ 78D-9 - Purpose. - 78D-9. Purpose. This Chapter may be construed and implemented to...

Article 2 - Administration and Enforcement.

§ 78D-21 - Investigations. - 78D-21. Investigations. (a) The Administrator may make investigations, within or...

§ 78D-22 - Enforcement of Chapter. - 78D-22. Enforcement of Chapter. (a) If the Administrator believes, whether...

§ 78D-23 - Power of court to grant relief. - 78D-23. Power of court to grant relief. (a) (1) Upon...

§ 78D-24 - Criminal penalties. - 78D-24. Criminal penalties. (a) Any person who willfully violates any...

§ 78D-25 - Administration of Chapter. - 78D-25. Administration of Chapter. (a) This Chapter shall be administered...

§ 78D-26 - Cooperation with other agencies. - 78D-26. Cooperation with other agencies. (a) To encourage uniform application...

§ 78D-27 - General authority to adopt rules, forms, and orders. - 78D-27. General authority to adopt rules, forms, and orders. (a)...

§ 78D-28 - Consent to service of process. - 78D-28. Consent to service of process. When a person, including...

§ 78D-29 - Scope of the Chapter. - 78D-29. Scope of the Chapter. (a) G.S. 78D-2, 78D-5 and...

§ 78D-30 - Procedure for entry of an order. - 78D-30. Procedure for entry of an order. (a) The Administrator...

§ 78D-31 - Judicial review of orders. - 78D-31. Judicial review of orders. (a) Any person aggrieved by...

§ 78D-32 - Pleading exemptions. - 78D-32. Pleading exemptions. It shall not be necessary to negative...

§ 78D-33 - Affirmative Defense. - 78D-33. Affirmative defense. It shall be a defense in any...