North Carolina General Statutes
Chapter 78C - Investment Advisers
Article 5 - Civil Liabilities and Criminal Penalties.

§ 78C-38 - Civil liabilities. - 78C-38. Civil liabilities. (a) Any person who: (1) Engages in...

§ 78C-39 - Criminal penalties. - 78C-39. Criminal penalties. (a) Any person who willfully violates any...

§ 78C-40 - Burden of proof. - 78C-40. Burden of proof. In a civil or administrative proceeding...