A broker-dealer, agent, investment adviser, federal covered investment adviser, or investment adviser representative is not liable to another broker-dealer, agent, investment adviser, federal covered investment adviser, or investment adviser representative for defamation relating to a statement that is contained in a record required by the administrator, or designee of the administrator, the Securities and Exchange Commission, or a self-regulatory organization, unless the person knew, or should have known at the time that the statement was made, that it was false in a material respect or the person acted in reckless disregard of the statement's truth or falsity.
Structure Mississippi Code
Title 75 - Regulation of Trade, Commerce and Investments
Chapter 71 - Mississippi Securities Act of 2010
Article 5 - Fraud and liabilities
§ 75-71-502. Prohibited conduct in providing investment advice
§ 75-71-503. Evidentiary burden
§ 75-71-504. Filing of sales and advertising literature
§ 75-71-505. Misleading filings
§ 75-71-506. Misrepresentations concerning registration or exemption
§ 75-71-507. Qualified immunity