The filing of an application for registration, a registration statement, a notice filing under this chapter, the registration of a person, the notice filing by a person, or the registration of a security under this chapter does not constitute a finding by the administrator that a record filed under this chapter is true, complete, and not misleading.The filing or registration or the availability of an exemption, exception, preemption, or exclusion for a security or a transaction does not mean that the administrator has passed upon the merits or qualifications of, or recommended or given approval to, a person, security, or transaction.It is unlawful to make, or cause to be made, to a purchaser, customer, client, or prospective customer or client a representation inconsistent with this section.
Structure Mississippi Code
Title 75 - Regulation of Trade, Commerce and Investments
Chapter 71 - Mississippi Securities Act of 2010
Article 5 - Fraud and liabilities
§ 75-71-502. Prohibited conduct in providing investment advice
§ 75-71-503. Evidentiary burden
§ 75-71-504. Filing of sales and advertising literature
§ 75-71-505. Misleading filings
§ 75-71-506. Misrepresentations concerning registration or exemption
§ 75-71-507. Qualified immunity