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§ 75-71-501. General fraud - It is unlawful for a person, in connection with the...
§ 75-71-502. Prohibited conduct in providing investment advice - Fraud in providing investment advice. It is unlawful for a...
§ 75-71-503. Evidentiary burden - Civil. In a civil action or administrative proceeding under this...
§ 75-71-504. Filing of sales and advertising literature - Filing requirement. Except as otherwise provided in subsection (b), a...
§ 75-71-505. Misleading filings - It is unlawful for a person to make or cause...
§ 75-71-506. Misrepresentations concerning registration or exemption - The filing of an application for registration, a registration statement,...
§ 75-71-507. Qualified immunity - A broker-dealer, agent, investment adviser, federal covered investment adviser, or...
§ 75-71-508. Criminal penalties - Criminal penalties. A person that willfully violates this chapter except...
§ 75-71-509. Civil liability - Securities Litigation Uniform Standards Act. Enforcement of civil liability under...
§ 75-71-510. Rescission offers - A purchaser of a security, seller of a security, or...