(a) The filing office described in subdivision (2) of subsection (a) of section 42a-9-501 shall charge and collect the following uniform fee: For filing and indexing an initial financing statement, an information statement or an amendment, fifty dollars. No fee shall be charged (1) to the state when the initial financing statement, information statement or amendment is filed by or at the request of the Attorney General or an assistant attorney general or by a duly authorized official of the state or any of its agencies, boards or commissions acting in an official capacity, or (2) to a municipality when the initial financing statement, information statement or amendment is filed by a tax collector or other municipal officer of such municipality pursuant to the provisions of sections 12-195a to 12-195g, inclusive, or (3) for any filing accomplished solely by electronic means and without the physical submission of any document, instrument or paper, in accordance with a plan approved by the Secretary of the State.
(b) The uniform fee for responding to a request for information from the filing office described in subdivision (2) of subsection (a) of section 42a-9-501, including issuing a certificate showing whether there is on file, on the date and time stated therein, any financing statement naming a particular debtor and any amendment thereof and, if there is, giving the date and hour of filing such amendment and the name and address of each secured party named therein, is fifty dollars. Upon request, the filing officer shall furnish a photographic or electronic copy of any filed financing statement or amendment for a uniform fee of forty dollars regardless of the number of pages and affix such filing officer's certification and official seal thereto for a fee of fifteen dollars. No fee shall be charged to the state when a certificate showing whether there is on file, on the date and hour stated therein, any presently effective financing statement naming a particular debtor and any amendment thereof, is requested by the Attorney General or an assistant attorney general or by a duly authorized official of the state or any of its agencies, boards or commissions acting in an official capacity, and no fee shall be charged to a municipality when such certificate is requested by the tax collector or other municipal officer of such municipality pursuant to the provisions of sections 12-195a to 12-195g, inclusive.
(c) This section does not require a fee with respect to a record of a mortgage which is effective as a financing statement filed as a fixture filing or as a financing statement covering as-extracted collateral or timber to be cut under subsection (c) of section 42a-9-502. However, the recording and satisfaction fees that otherwise would be applicable to the record of the mortgage apply.
(P.A. 01-132, S. 96; P.A. 03-62, S. 15; June Sp. Sess. P.A. 09-3, S. 385; P.A. 11-108, S. 16.)
History: P.A. 03-62 amended Subsec. (a) to replace “Secretary of the State” with “filing office described in subdivision (2) of subsection (a) of section 42a-9-501” and amended Subsec. (b) to specify that the filing office is “described in subdivision (2) of subsection (a) of section 42a-9-501”, replace one reference to “date and hour” with “date and time” and replace “an authorized official” with “a duly authorized official”; June Sp. Sess. P.A. 09-3 amended Subsecs. (a) and (b) to increase fees; P.A. 11-108 amended Subsec. (a) to replace “correction statement” with “information statement”, effective July 1, 2013.
Structure Connecticut General Statutes
Title 42a - Uniform Commercial Code
Article 9 - Secured Transactions
Section 42a-9-101. - Short title.
Section 42a-9-102. - Definitions and index of definitions.
Section 42a-9-103a. - Purchase-money security interest.
Section 42a-9-104. - Control of deposit account.
Section 42a-9-105. - Control of electronic chattel paper.
Section 42a-9-106. - Control of investment property.
Section 42a-9-107. - Control of letter-of-credit right.
Section 42a-9-108. - Sufficiency of description.
Section 42a-9-110. - Security interests arising under article 2 or 2A.
Section 42a-9-111. - Applicability of bulk transfer laws.
Section 42a-9-201. - General effectiveness of security agreement.
Section 42a-9-202. - Title to collateral immaterial.
Section 42a-9-204. - After-acquired property. Future advances.
Section 42a-9-205. - Use or disposition of collateral permissible.
Section 42a-9-206. - Security interest arising in purchase or delivery of financial asset.
Section 42a-9-206a. - Effectiveness of security agreement in household furniture.
Section 42a-9-207. - Rights and duties of secured party having possession or control of collateral.
Section 42a-9-208. - Additional duties of secured party having control of collateral.
Section 42a-9-209. - Duties of secured party if account debtor has been notified of assignment.
Section 42a-9-301. - Law governing perfection and priority of security interests.
Section 42a-9-302. - Law governing perfection and priority of agricultural liens.
Section 42a-9-307. - Location of debtor.
Section 42a-9-309. - Security interest perfected upon attachment.
Section 42a-9-314. - Perfection by control.
Section 42a-9-315. - Secured party's rights on disposition of collateral and in proceeds.
Section 42a-9-316. - Effect of change in governing law.
Section 42a-9-319. - Rights and title of consignee with respect to creditors and purchasers.
Section 42a-9-320. - Buyer of goods.
Section 42a-9-323. - Future advances.
Section 42a-9-324. - Priority of purchase-money security interests.
Section 42a-9-325. - Priority of security interests in transferred collateral.
Section 42a-9-326. - Priority of security interests created by new debtor.
Section 42a-9-327. - Priority of security interests in deposit account.
Section 42a-9-328. - Priority of security interests in investment property.
Section 42a-9-329. - Priority of security interests in letter-of-credit right.
Section 42a-9-330. - Priority of purchaser of chattel paper or instrument.
Section 42a-9-332. - Transfer of money. Transfer of funds from deposit account.
Section 42a-9-333. - Priority of certain liens arising by operation of law.
Section 42a-9-334. - Priority of security interests in fixtures and crops.
Section 42a-9-335. - Accessions.
Section 42a-9-336. - Commingled goods.
Section 42a-9-337. - Priority of security interests in goods covered by certificate of title.
Section 42a-9-339. - Priority subject to subordination.
Section 42a-9-340. - Effectiveness of right of recoupment or set-off against deposit account.
Section 42a-9-341. - Bank's rights and duties with respect to deposit account.
Section 42a-9-401. - Alienability of debtor's rights.
Section 42a-9-402. - Secured party not obligated on contract of debtor or in tort.
Section 42a-9-403. - Agreement not to assert defenses against assignee.
Section 42a-9-404. - Rights acquired by assignee. Claims and defenses against assignee.
Section 42a-9-405. - Modification of assigned contract.
Section 42a-9-408a. - Financing statements covering consigned or leased goods.
Section 42a-9-409. - Restrictions on assignment of letter-of-credit rights ineffective.
Section 42a-9-501. - Filing office.
Section 42a-9-503. - Name of debtor and secured party.
Section 42a-9-504. - Indication of collateral.
Section 42a-9-506. - Effect of errors or omissions.
Section 42a-9-507. - Effect of certain events on effectiveness of financing settlement.
Section 42a-9-509. - Persons entitled to file a record.
Section 42a-9-510. - Effectiveness of filed record.
Section 42a-9-511. - Secured party of record.
Section 42a-9-512. - Amendment of financing statement.
Section 42a-9-513. - Termination statement.
Section 42a-9-514. - Assignment of powers of secured party of record.
Section 42a-9-516. - What constitutes filing. Effectiveness of filing.
Section 42a-9-517. - Effect of indexing errors.
Section 42a-9-520. - Acceptance and refusal to accept record.
Section 42a-9-522. - Maintenance and destruction of records.
Section 42a-9-523. - Information from filing office. Sale or license of records.
Section 42a-9-524. - Delay by filing office.
Section 42a-9-526. - Filing-office regulations.
Section 42a-9-602. - Waiver and variance of rights and duties.
Section 42a-9-603. - Agreement on standards concerning rights and duties.
Section 42a-9-604. - Procedure if security agreement covers real property or fixtures.
Section 42a-9-605. - Unknown debtor or secondary obligor.
Section 42a-9-606. - Time of default for agricultural lien.
Section 42a-9-607. - Collection and enforcement by secured party.
Section 42a-9-610. - Disposition of collateral after default.
Section 42a-9-611. - Notification before disposition of collateral.
Section 42a-9-612. - Timeliness of notification before disposition of collateral.
Section 42a-9-613. - Contents and form of notification before disposition of collateral: General.
Section 42a-9-616. - Explanation of calculation of surplus or deficiency.
Section 42a-9-617. - Rights of transferee of collateral.
Section 42a-9-618. - Rights and duties of certain secondary obligors.
Section 42a-9-619. - Transfer of record or legal title.
Section 42a-9-621. - Notification of proposal to accept collateral.
Section 42a-9-622. - Effect of acceptance of collateral.
Section 42a-9-623. - Right to redeem collateral.
Section 42a-9-625. - Remedies for secured party's failure to comply with this article.
Section 42a-9-626. - Action in which deficiency or surplus is in issue.
Section 42a-9-627. - Determination of whether conduct was commercially reasonable.
Section 42a-9-702. - Savings clause.
Section 42a-9-703. - Security interest perfected before October 1, 2001.
Section 42a-9-704. - Security interest unperfected before October 1, 2001.
Section 42a-9-705. - Effectiveness of action taken before October 1, 2001.
Section 42a-9-707. - Amendment of pre-effective-date financing statement.
Section 42a-9-708. - Persons entitled to file initial financing statement or continuation statement.
Section 42a-9-709. - Priority.
Section 42a-9-802. - Savings clause.
Section 42a-9-803. - Security interest perfected before July 1, 2013.
Section 42a-9-804. - Security interest unperfected before July 1, 2013.
Section 42a-9-805. - Effectiveness of action taken before July 1, 2013.
Section 42a-9-807. - Amendment of financing statement filed before July 1, 2013.
Section 42a-9-808. - Person entitled to file initial financing statement or continuation statement.