(a) Notice under sections 33-600 to 33-998, inclusive, shall be in writing unless oral notice is reasonable in the circumstances. Unless otherwise agreed between the sender and the recipient, words in a notice or other communication under sections 33-600 to 33-998, inclusive, shall be in English.
(b) A notice or other communication may be given or sent by any method of delivery, except that electronic transmissions must be in accordance with this section. If these methods of delivery are impracticable, a notice or other communication may be communicated by a newspaper of general circulation in the area where published or by radio, television or other form of public broadcast communication.
(c) Notice or other communication to a domestic or foreign corporation authorized to transact business in this state may be delivered to its registered agent at its registered office or to the secretary of the corporation at its principal office shown in its most recent annual report or, in the case of a foreign corporation that has not yet delivered an annual report, in its application for a certificate of authority.
(d) Notice or other communications may be delivered by electronic transmission if (1) consented to by the recipient or authorized by subsection (k) of this section, and (2) the electronic transmission contains or is accompanied by information from which the recipient can determine the date of the transmission and that the transmission was authorized by the sender or the sender's agent or attorney-in-fact.
(e) Any consent under subsection (d) of this section may be revoked by the person who consented by written or electronic notice to the person to whom the consent was delivered. Any such consent is deemed revoked if (1) the corporation is unable to deliver two consecutive electronic transmissions given by the corporation in accordance with such consent, and (2) such inability becomes known to the secretary or an assistant secretary of the corporation or to the transfer agent, or other person responsible for the giving of notice or other communications; provided, the inadvertent failure to treat such inability as a revocation shall not invalidate any meeting or other action.
(f) Unless otherwise agreed between the sender and the recipient, an electronic transmission is received when: (1) It enters an information processing system that the recipient has designated or uses for the purposes of receiving electronic transmissions or information of the type sent, and from which the recipient is able to retrieve the electronic transmission; and (2) it is in a form capable of being processed by that system.
(g) Receipt of an electronic acknowledgment from an information processing system described in subdivision (1) of subsection (f) of this section establishes that an electronic transmission was received but, by itself, does not establish that the content sent corresponds to the content received.
(h) An electronic transmission is received under this section even if no individual is aware of its receipt.
(i) Notice or other communication, if in a comprehensible form or manner, is effective at the earliest of the following:
(1) If in physical form, the earliest of: (A) When it is actually received; or (B) when it is left at: (i) A shareholder's address shown on the corporation's record of shareholders maintained by the corporation under subsection (c) of section 33-945; (ii) a director's residence or usual place of business; or (iii) the corporation's principal place of business;
(2) If mailed postage prepaid and correctly addressed to a shareholder, upon deposit in the United States mail;
(3) If mailed by United States mail postage prepaid and correctly addressed to a recipient other than a shareholder, the earliest of: (A) When it is actually received; (B) if sent by registered or certified mail, return receipt requested, the date shown on the return receipt signed by or on behalf of the addressee; or (C) five days after it is deposited in the United States mail;
(4) If an electronic transmission, when it is received as provided in subsection (f) of this section; or
(5) If oral, when communicated.
(j) A notice or other communication may be in the form of an electronic transmission that cannot be directly reproduced in paper form by the recipient through an automated process used in conventional commercial practice only if (1) the electronic transmission is otherwise retrievable in perceivable form, and (2) the sender and the recipient have consented in writing to the use of such form of electronic transmission.
(k) If sections 33-600 to 33-998, inclusive, prescribe requirements for notices or other communications in particular circumstances, those requirements govern. If a certificate of incorporation or bylaw prescribes requirements for notices or other communications, not inconsistent with this section or other provisions of said sections, those requirements govern. The certificate of incorporation or bylaws may authorize or require delivery of notices of meetings of directors by electronic transmission.
(l) In computing the period of time of any notice required or permitted to be given by sections 33-600 to 33-998, inclusive, or under the provisions of the certificate of incorporation or bylaws of a corporation or of a resolution of shareholders or directors, the day on which the notice is given shall be excluded, and the day on which the matter noticed is to occur shall be included, in the absence of a contrary provision.
(P.A. 94-186, S. 18, 215; P.A. 96-271, S. 3, 254; P.A. 97-246, S. 1, 2, 99; P.A. 98-137, S. 2, 62; 98-219, S. 33, 34; P.A. 01-199, S. 4; P.A. 10-35, S. 1; P.A. 11-147, S. 11.)
History: P.A. 94-186 effective January 1, 1997; P.A. 96-271 amended Subsec. (g) to replace “articles” of incorporation with “certificate” of incorporation and “bylaws” with “bylaw”, effective January 1, 1997; P.A. 97-246 amended Subsecs. (c) and (e) to replace “postpaid” with “postage prepaid”, effective June 27, 1997; P.A. 98-137 amended Subsec. (a) to replace “Notice transmitted or received electronically is in writing and is written notice if it is accomplished in a manner that is suitable for retention, retrieval and reproduction of the notice by the recipient” with “Written notice includes notice by electronic transmission”, amended Subsec. (b) to authorize notice “by mail or other method of delivery, or by telephone, voice mail or other electronic means” rather than “by telephone, telegraph, teletype or other form of wire or wireless communication, or by mail or private carrier”, amended Subsec. (c)(2) to replace “when transmitted by facsimile or other electronic means if transmitted to the shareholder in the manner authorized by the shareholder for purposes of facsimile or electronic transmission, as the case may be” with “when electronically transmitted to the shareholder in a manner authorized by the shareholder”, and amended Subsec. (e)(2) to delete “as evidenced by the postmark”, effective July 1, 1998; P.A. 98-219 revised effective date of P.A. 98-137, but without affecting this section; P.A. 01-199 amended Subsec. (a) to replace “Written notice includes notice by electronic transmission” with “Notice by electronic transmission is written notice” and made a technical change in Subsec. (e); P.A. 10-35 amended Subsec. (d) to substitute “secretary of the corporation” for “corporation or its secretary” re addressee; P.A. 11-147 amended Subsec. (a) to delete “Notice by electronic transmission is written notice”, add provision requiring words in notice or other communication to be in English unless otherwise agreed and make a technical change, amended Subsec. (b) to replace “Notice may be communicated in person, by mail or other method of delivery, or by telephone, voice mail or other electronic means” with “A notice or other communication may be given or sent by any method of delivery, except that electronic transmissions must be in accordance with this section”, replace “If these forms of personal notice” with “If these methods of delivery” and replace “notice” with “a notice or other communication”, deleted former Subsec. (c) re when written notice to a shareholder is effective, redesignated existing Subsec. (d) as Subsec. (c) and amended same to replace “Written notice” with “Notice or other communication” and replace “addressed” with “delivered”, deleted former Subsec. (e) re earliest date that written notice is effective, deleted former Subsec. (f) re when oral notice is effective, added new Subsec. (d) re when notice or other communications may be delivered by electronic transmission, added new Subsec. (e) re revocation of consent for delivery by electronic transmission, added new Subsec. (f) re when electronic transmission is considered received, added new Subsec. (g) re effect of receipt of electronic acknowledgement, added new Subsec. (h) re electronic transmission considered received even if no individual is aware of its receipt, added new Subsec. (i) re earliest date that notice or other communication is effective, added new Subsec. (j) re when notice or other communication may be in form of electronic transmission that cannot be directly reproduced in paper form by recipient through automated process used in conventional commercial practice, redesignated existing Subsec. (g) as Subsec. (k) and amended same to replace “notice requirements” with “requirements for notices or other communications” and add provision re certificate of incorporation or bylaws may authorize or require delivery of notices of meetings of directors by electronic transmission and redesignated existing Subsec. (h) as Subsec. (l).
See Sec. 1-2a re construction of references to “United States mail”, “postmark” or “registered or certified mail”.
Structure Connecticut General Statutes
Chapter 601 - Business Corporations
Section 33-600. - Short title: Connecticut Business Corporation Act.
Section 33-601. - Construction of statutes.
Section 33-602. - Definitions.
Section 33-603. - Notices and other communications.
Section 33-603a. - Householding.
Section 33-604. - Number of shareholders.
Section 33-605. - Qualified director.
Section 33-606. - Defective corporate actions. Definitions.
Section 33-606a. - Defective corporate action not void or voidable, when.
Section 33-606b. - Ratification of defective corporate actions.
Section 33-606c. - Action on ratification.
Section 33-606d. - Notice requirements re action on ratification.
Section 33-606e. - Effect of ratification.
Section 33-606g. - Judicial proceeding re validity of corporate action.
Section 33-608. - Filing requirements.
Section 33-609. - Forms. Mailing address.
Section 33-610. - Effective time and date of document.
Section 33-611. - Correcting filed document.
Section 33-612. - Filing duty of Secretary of the State.
Section 33-613. - Appeal from Secretary of the State's refusal to file document.
Section 33-614. - Evidentiary effect of copy of filed document.
Section 33-615. - Certificate of existence or authorization.
Section 33-616. - Penalty for signing false document.
Section 33-617. - Fees payable to Secretary of the State.
Section 33-618. - Franchise tax.
Section 33-622. - Powers of Secretary of the State.
Section 33-623. - Regulations regarding electronic filing.
Section 33-624. - Interrogatories by Secretary of the State.
Section 33-635. - Incorporators.
Section 33-636. - Certificate of incorporation.
Section 33-637. - Incorporation.
Section 33-638. - Liability for preincorporation transactions.
Section 33-639. - Organization of corporation.
Section 33-641. - Emergency bylaws.
Section 33-646. - Authorization to form corporation to transact insurance business.
Section 33-647. - General powers.
Section 33-648. - Emergency powers.
Section 33-649. - Ultra vires.
Section 33-655. - Corporate name.
Section 33-656. - Reserved name.
Section 33-657. - Registered name.
Section 33-660. - Registered office and registered agent.
Section 33-661. - Change of registered office or registered agent.
Section 33-662. - Resignation of registered agent.
Section 33-663. - Service of process on corporation.
Section 33-665. - Authorized shares.
Section 33-666. - Terms of class or series of shares.
Section 33-667. - Issued and outstanding shares.
Section 33-668. - Fractional shares.
Section 33-671. - Subscription for shares before incorporation.
Section 33-672. - Issuance of shares.
Section 33-673. - Liability of shareholders.
Section 33-673a. - Definitions.
Section 33-674. - Share dividends.
Section 33-675. - Share options and other equity compensation awards.
Section 33-676. - Form and content of certificates.
Section 33-677. - Shares without certificates.
Section 33-678. - Restriction on transfer of shares and other securities.
Section 33-679. - Expense of issue.
Section 33-680. - Surrender of share certificates.
Section 33-683. - Shareholder's preemptive rights.
Section 33-684. - Corporation's acquisition of its own shares.
Section 33-687. - Distributions to shareholders.
Section 33-695. - Annual meeting.
Section 33-696. - Special meeting.
Section 33-697. - Court-ordered meeting.
Section 33-698. - Action without meeting.
Section 33-699. - Notice of meeting.
Section 33-700. - Waiver of notice.
Section 33-701. - Record date.
Section 33-702. - Chairperson to preside.
Section 33-703. - Remote participation in annual and special meetings.
Section 33-704. - Shareholders' list for meeting.
Section 33-705. - Voting entitlement of shares.
Section 33-707. - Shares held by nominees.
Section 33-708. - Corporation's acceptance or rejection of votes.
Section 33-709. - Quorum and voting requirements for voting groups.
Section 33-710. - Action by single and multiple voting groups.
Section 33-711. - Greater quorum or voting requirement.
Section 33-712. - Voting for directors. Cumulative voting.
Section 33-715. - Voting trust.
Section 33-716. - Voting agreement.
Section 33-717. - Shareholder agreement.
Section 33-720. - Derivative proceedings. Definitions.
Section 33-723. - Stay of proceedings.
Section 33-725. - Discontinuance or settlement.
Section 33-726. - Payment of expenses.
Section 33-727. - Applicability to foreign corporations.
Section 33-735. - Requirements for and duties of board of directors.
Section 33-736. - Qualifications for directors or nominees for directors.
Section 33-737. - Number and election of directors.
Section 33-738. - Election of directors by certain classes of shareholders.
Section 33-739. - Terms of directors generally.
Section 33-740. - Staggered terms for directors.
Section 33-741. - Resignation of directors.
Section 33-742. - Removal of directors by shareholders.
Section 33-743. - Removal of directors by judicial proceeding.
Section 33-744. - Vacancy on board of directors.
Section 33-745. - Compensation of directors.
Section 33-749. - Action without meeting.
Section 33-750. - Notice of meeting.
Section 33-751. - Waiver of notice.
Section 33-752. - Quorum and voting.
Section 33-754. - Submission of matters for shareholder vote.
Section 33-756. - General standards of conduct for directors.
Section 33-757. - Liability for unlawful distribution.
Section 33-758. - General standards of liability for directors.
Section 33-764. - Functions of officers.
Section 33-765. - Standards of conduct for officers.
Section 33-766. - Resignation and removal of officers.
Section 33-767. - Contract rights of officers.
Section 33-770. - Definitions.
Section 33-771. - Permissible indemnification.
Section 33-772. - Mandatory indemnification.
Section 33-773. - Advance for expenses.
Section 33-774. - Court-ordered indemnification and advance for expenses.
Section 33-775. - Determination and authorization of indemnification.
Section 33-778. - Variation by corporate action.
Section 33-779. - Exclusivity of provisions.
Section 33-781. - Definitions.
Section 33-782. - Judicial action.
Section 33-783. - Directors' action.
Section 33-784. - Shareholders' action.
Section 33-785. - Taking advantage of a business opportunity.
Section 33-795. - Authority to amend.
Section 33-796. - Amendment by board of directors.
Section 33-797. - Amendment by board of directors and shareholders.
Section 33-798. - Voting on amendments by voting groups.
Section 33-799. - Amendment before issuance of shares.
Section 33-800. - Certificate of amendment.
Section 33-801. - Restated certificate of incorporation.
Section 33-802. - Amendment pursuant to reorganization.
Section 33-803. - Effect of amendment.
Section 33-806. - Amendment by shareholders or board of directors.
Section 33-807. - Bylaw increasing quorum or voting requirement for shareholders.
Section 33-808. - Bylaw increasing quorum or voting requirement for directors.
Section 33-809. - Bylaw provisions relating to the election of directors.
Section 33-814. - Definitions.
Section 33-816. - Share exchange.
Section 33-817. - Action on plan of merger or share exchange.
Section 33-818. - Merger of subsidiary.
Section 33-819. - Certificate of merger or share exchange.
Section 33-820. - Effect of merger or share exchange.
Section 33-821. - Merger or share exchange with foreign corporation.
Section 33-821a. - Abandoned merger or share exchange.
Section 33-840. - Business combinations. Definitions.
Section 33-841. - Approval of business combination.
Section 33-843. - Business combinations. Definitions.
Section 33-845. - Excepted business combinations.
Section 33-855. - Definitions.
Section 33-856. - Right to appraisal.
Section 33-857. - Assertion of rights by nominees and beneficial owners.
Section 33-860. - Notice of appraisal rights.
Section 33-861. - Notice of intent to demand payment. Consequences of voting or consenting.
Section 33-862. - Appraisal notice and form.
Section 33-863. - Perfection of rights. Right to withdraw.
Section 33-864. - Share restrictions.
Section 33-866. - Failure to take action.
Section 33-867. - After-acquired shares.
Section 33-868. - Procedure if shareholder dissatisfied with payment or offer.
Section 33-871. - Court action.
Section 33-872. - Court costs and expenses.
Section 33-880. - Dissolution by incorporators or initial directors.
Section 33-881. - Dissolution by board of directors and shareholders.
Section 33-882. - Certificate of dissolution.
Section 33-883. - Revocation of dissolution.
Section 33-884. - Effect of dissolution.
Section 33-885. - Requirements prior to final liquidating distribution of assets.
Section 33-886. - Known claims against dissolved corporation.
Section 33-887. - Unknown claims against dissolved corporation.
Section 33-887b. - Duties of directors of dissolved corporation.
Section 33-890. - Administrative dissolution.
Section 33-891. - Effect of administrative dissolution.
Section 33-892. - Reinstatement following administrative dissolution.
Section 33-893. - Appeal from refusal of reinstatement.
Section 33-896. - Grounds for judicial dissolution.
Section 33-897. - Procedure for judicial dissolution.
Section 33-898. - Receivership or custodianship.
Section 33-899. - Decree of dissolution.
Section 33-900. - Election to purchase in lieu of dissolution.
Section 33-903. - Deposit of assets with State Treasurer or other state official.
Section 33-910. - Provisions applicable to specially chartered corporations.
Section 33-911. - Formation of specially chartered corporation.
Section 33-912. - Amendment of special charter.
Section 33-913. - Surrender of charter and reincorporation.
Section 33-914. - Franchise tax.
Section 33-920. - Authority to transact business required.
Section 33-921. - Consequences of transacting business without authority.
Section 33-921a. - Limited amnesty for foreign corporation transacting business without authority.
Section 33-922. - Application for certificate of authority.
Section 33-923. - Amended certificate of authority.
Section 33-924. - Effect of certificate of authority.
Section 33-925. - Corporate name of foreign corporation.
Section 33-926. - Registered office and registered agent of foreign corporation.
Section 33-927. - Change of registered office or registered agent of foreign corporation.
Section 33-928. - Resignation of registered agent of foreign corporation.
Section 33-929. - Service of process on foreign corporation.
Section 33-932. - Withdrawal of foreign corporation.
Section 33-935. - Grounds for revocation.
Section 33-936. - Procedure for and effect of revocation.
Section 33-937. - Appeal from revocation.
Section 33-945. - Corporate records.
Section 33-946. - Inspection of records by shareholders.
Section 33-947. - Scope of inspection right.
Section 33-948. - Court-ordered inspection.
Section 33-949. - Inspection of records by directors.
Section 33-950. - Exception to notice requirement.
Section 33-951. - Financial statements for shareholders.
Section 33-952. - Other reports to shareholders.
Section 33-954. - Failure to file report. Incorrect report.
Section 33-955. - Interim notice of change of director or officer.
Section 33-995. - Applicability to domestic corporations in existence on January 1, 1997.
Section 33-996. - Applicability to qualified foreign corporations.
Section 33-997. - Saving provisions.