Connecticut General Statutes
Chapter 10 - Codes of Ethics
Section 1-95. - Registration procedure. Fees.

(a) Each registrant shall file every two years with the Office of State Ethics on a registration form signed under penalty of false statement on or before January fifteenth of odd-numbered years or prior to the commencement of lobbying whichever is later. If the registrant is not an individual, an authorized officer or agent of the registrant shall sign the form. Such registration shall be on a form prescribed by the board and shall include:

(1) If the registrant is an individual, the registrant's name, permanent address and temporary address while lobbying and the name, address and nature of business of any person who compensates or reimburses, or agrees to compensate or reimburse the registrant and the terms of the compensation, reimbursement or agreement, but shall not include the compensation paid to an employee for his involvement in activities other than lobbying;
(2) If the registrant is a corporation, the name, address, place of incorporation and the principal place of business of the corporation;
(3) If the registrant is an association, group of persons or an organization, the name and address of the principal officers and directors of such association, group of persons or organization. If the registrant is formed primarily for the purpose of lobbying, it shall disclose the name and address of any person contributing three thousand dollars or more to the registrant's lobbying activities in any calendar year;
(4) If the registrant is not an individual, the name and address of each individual who will lobby on the registrant's behalf; and
(5) The identification, with reasonable particularity, of areas of legislative or administrative action on which the registrant expects to lobby, including the names of executive agencies and quasi-public agencies and, where applicable, solicitations for state contracts and procurements.
(b) Each registrant shall pay a reasonable fee not in excess of the cost of administering the registration form provided for in subsection (a) of this section plus the cost of collecting, filing, copying and distributing the information filed by registrants under section 1-96, but not less than twenty-five dollars. A registrant who commences lobbying in an even-numbered year shall file with the Office of State Ethics, on or before January fifteenth of such even-numbered year or prior to the commencement of lobbying, whichever is later, a registration form signed under penalty of false statement and shall pay one-half of the biennial registration fee established by the board.
(c) Each registrant shall file a notice of termination within thirty days after he ceases the activity that required his registration, provided the registrant does not intend to resume the activity during the biennial period for which he is registered; but termination shall not relieve him of the reporting requirements of section 1-96 for the period preceding the date his notice of termination is received by the Office of State Ethics or for the period commencing on such date and ending on December thirty-first of the year in which termination occurs.
(d) In addition to the requirements of subsections (a) to (c), inclusive, of this section, the registration of a: (1) Client lobbyist, as defined in section 1-91, shall include: (A) The name of such company or association, (B) the nature of such company or association, (C) the primary business address of such company or association, (D) the name of the person responsible for oversight of such client lobbyist's lobbying activities, (E) the job title of such person and any applicable contact information for such person, including, but not limited to, phone number, facsimile number, electronic mail address and business mailing address; and (2) communicator lobbyist, as defined in section 1-91, shall include the name of the person with whom such communicator lobbyist has primary contact for each client of such communicator lobbyist and any applicable contact information for such person, including, but not limited to, phone number, facsimile number, electronic mail address and business mailing address.
(P.A. 77-605, S. 6, 21; P.A. 79-615, S. 5, 10; P.A. 81-339, S. 3, 7; P.A. 83-463, S. 1, 2; 83-586, S. 11, 14; P.A. 84-546, S. 146, 173; P.A. 89-251, S. 58, 203; June 12 Sp. Sess. P.A. 91-1, S. 11, 22; P.A. 92-149, S. 2, 12; P.A. 95-144, S. 9, 11; P.A. 96-11, S. 4, 5; P.A. 05-183, S. 20; 05-287, S. 45, 50; P.A. 06-196, S. 14; P.A. 15-15, S. 3.)
History: P.A. 79-615 required, as part of registration, the filing of information regarding lobbyist's employer and terms of his compensation for lobbying activities and changed provisions regarding notice of termination; P.A. 81-339 amended Subsec. (a) to raise monetary thresholds from $300 to $500; P.A. 83-463 amended Subsec. (b) by allowing the registration fee to be determined by the cost of collecting, filing, copying and distributing information filed by registrants, as well as by the cost of administering the registration form; P.A. 83-586 amended Subsec. (c) to extend reporting requirements to the period beginning on the date of termination of registration and ending on the December thirty-first following termination; P.A. 84-546 made technical change to Subsec. (a); P.A. 89-251 set the fee for administration at not less than $25; June 12 Sp. Sess. P.A. 91-1 substituted “one thousand” for “five hundred” in Subsec. (a); P.A. 92-149 amended Subsec. (a) to require disclosure of name and address of persons contributing in excess of $1,000 in any calendar year and made technical corrections for statutory consistency; P.A. 95-144 deleted provision in Subsec. (a) re individual registrants who receive $1,000 or more for lobbying, effective June 28, 1995; P.A. 96-11 changed the lobbyist registration period from one to two years and increased contribution amount requiring disclosure from $1,000 to $2,000 in Subsec. (a) and amended Subsec. (b) to provide for even-year registrations, effective January 1, 1997; P.A. 05-183 replaced “commission” with “Office of State Ethics” or “board” throughout the section, effective July 1, 2005; P.A. 05-287 amended Subsec. (a)(5) to require inclusion of the names of executive agencies and quasi-public agencies and, where applicable, solicitations for state contracts and procurements, effective July 1, 2005, and added Subsec. (d) re additional registration requirements for client lobbyists and communicator lobbyists, effective July 13, 2005; P.A. 06-196 made technical changes in Subsec. (d), effective June 7, 2006; P.A. 15-15 amended Subsec. (a)(3) to increase monetary threshold from $2,000 to $3,000, effective January 1, 2016.

Structure Connecticut General Statutes

Connecticut General Statutes

Title 1 - Provisions of General Application

Chapter 10 - Codes of Ethics

Section 1-79. - Definitions.

Section 1-79a. - Calculation of dollar limit on gifts.

Section 1-80. - Office of State Ethics. Citizen's Ethics Advisory Board. Members; appointment; qualifications; vacancies; compensation; restrictions. Hearings.

Section 1-80a. - Statements filed with commission. Restrictions on use.

Section 1-80b to 1-80d. - State Ethics Commission member serving as Citizen's Ethics Advisory Board member; Citizen's Ethics Advisory Board member appointment by Governor. Appointment of interim executive director. Transfer of State Ethics Commission...

Section 1-80e. - Designation of judge trial referees.

Section 1-81. - Duties of the board, Office of State Ethics. Employment of executive director, general counsel, ethics enforcement officer. Legal and enforcement divisions of the Office of State Ethics. Regulations. State personnel training in ethics...

Section 1-81a. - Recommended appropriations. Allotments.

Section 1-81b. - Summary of ethics laws re bidders, proposers and state contractors.

Section 1-81c. - Mandatory ethics training for public officials. Frequency. Exception.

Section 1-82. - Complaints. Procedure. Time limits. Investigation; notice; hearings. Attorneys' fees. Damages for complaints without foundation.

Section 1-82a. - Confidentiality of complaints, evaluations of possible violations and investigations. Publication of findings.

Section 1-82b. - Continuation of certain probable cause hearings.

Section 1-83. - Statements of financial interests. Filing requirements. Ethics statements. Confidentiality. Waiver.

Section 1-84. (Formerly Sec. 1-66). - Prohibited activities. Exception re employment of immediate family at constituent unit.

Section 1-84a. - Disclosure or use of confidential information by former official or employee.

Section 1-84b. - Certain activities restricted after leaving public office or employment.

Section 1-84c. - Donation of goods or services to state or quasi-public agencies. Reporting requirement.

Section 1-84d. - Foundations or alumni associations established for the benefit of a constituent unit of public higher education or technical education and career school.

Section 1-85. (Formerly Sec. 1-68). - Interest in conflict with discharge of duties.

Section 1-86. - Procedure when discharge of duty affects official's or state employee's financial interests. Lobbyists prohibited from accepting employment with General Assembly and General Assembly members forbidden to be lobbyists.

Section 1-86d. - Legal defense fund established by or for a public official or state employee. Reports. Contributions.

Section 1-86e. - Consultants, independent contractors and their employees. Prohibited activities.

Section 1-87. - Aggrieved persons. Appeals.

Section 1-88. - Authority of board after finding violation. Prohibition against disclosure of information. Enforcement of civil penalties.

Section 1-89. - Violations; penalties. Disciplinary powers of the legislature, agencies and commissions. Civil action for damages.

Section 1-89a. - Conferences on ethical issues.

Section 1-90. - Commission to review oath of office for members of General Assembly.

Section 1-90a. - Exemption re student public official or state employee of a public institution of higher education. Policies and procedures re standards of student conduct.

Section 1-91. - Definitions.

Section 1-92. - Duties of board and Office of State Ethics. Regulations. Advisory opinions.

Section 1-93. - Complaints. Procedure. Time limits. Investigation; notice; hearings. Damages for complaints without foundation.

Section 1-93a. - Confidentiality of complaints, evaluations of possible violations and investigations. Publication of findings.

Section 1-94. - Lobbyist registration with the Office of State Ethics.

Section 1-95. - Registration procedure. Fees.

Section 1-96. - Financial reports of registrants. Requirements.

Section 1-96a. - Maintenance of substantiating documents. Random audits of registrants.

Section 1-96b. - Filing of registrants' financial reports in electronic form.

Section 1-96c. - Public access to computerized data from financial reports.

Section 1-96d. - Statement whether expenditures for legislative reception are reportable.

Section 1-96e. - Statements of necessary expenses paid or reimbursed by registrants.

Section 1-97. - Restrictions on activities of registrants and lobbyists. Contingent compensation prohibited. Report to recipient required.

Section 1-98. - Appeal from board decision.

Section 1-99. - Authority of board after finding violation.

Section 1-100. - Violations; penalties.

Section 1-100b. - Suspension or revocation of communicator lobbyist's registration. Finding by Office of State Ethics.

Section 1-101. - Lobbyists to wear badges. Regulations.

Section 1-101a. - Prohibition re employment as lobbyist by public official or state employee convicted of a crime related to state or quasi-public agency office.

Section 1-101aa. - Provider participation in informal committees, task forces and work groups of certain state agencies not deemed to be lobbying.

Section 1-101bb. - Quasi-public agencies and state agencies prohibited from retaining lobbyists.

Section 1-101mm. - Definitions.

Section 1-101nn. - Solicitation of information not available to other bidders from public official or state employee by contract bidder or contractor. Charging agency for work not performed. Information concerning donation of goods and services to st...

Section 1-101oo. - Jurisdiction over nonresidents. Secretary of the State as process agent. Service of process.

Section 1-101pp. - Reporting of ethics violations by state or quasi-public agency heads or deputies and persons in charge of state agency procurement, contracting or human resources.

Section 1-101qq. - State ethics law summary provided to persons seeking large state construction or procurement contract. Representation of agreement to comply in contract. Summary and representation re subcontractors and consultants. Failure to incl...

Section 1-101rr. - State agency ethics compliance officers. Duties. Liaisons.