(a) Any public official or state employee, other than an elected state official, who, in the discharge of such official's or employee's official duties, would be required to take an action that would affect a financial interest of such official or employee, such official's or employee's spouse, parent, brother, sister, child or the spouse of a child or a business with which such official or employee is associated, other than an interest of a de minimis nature, an interest that is not distinct from that of a substantial segment of the general public or an interest in substantial conflict with the performance of official duties as defined in section 1-85 has a potential conflict of interest. Under such circumstances, such official or employee shall, if such official or employee is a member of a state regulatory agency, either excuse himself or herself from the matter or prepare a written statement signed under penalty of false statement describing the matter requiring action and the nature of the potential conflict and explaining why despite the potential conflict, such official or employee is able to vote and otherwise participate fairly, objectively and in the public interest. Such public official or state employee shall deliver a copy of the statement to the Office of State Ethics and enter a copy of the statement in the journal or minutes of the agency. If such official or employee is not a member of a state regulatory agency, such official or employee shall, in the case of either a substantial or potential conflict, prepare a written statement signed under penalty of false statement describing the matter requiring action and the nature of the conflict and deliver a copy of the statement to such official's or employee's immediate superior, if any, who shall assign the matter to another employee, or if such official or employee has no immediate superior, such official or employee shall take such steps as the Office of State Ethics shall prescribe or advise.
(b) No elected state official shall be affected by subsection (a) of this section.
(c) No person required to register with the Office of State Ethics under section 1-94 shall accept employment with the General Assembly or with any member of the General Assembly in connection with legislative action, as defined in section 1-91. No member of the General Assembly shall be a lobbyist.
(P.A. 77-600, S. 8, 15; 77-604, S. 67, 84; P.A. 81-53, S. 1, 3; 81-472, S. 114, 159; P.A. 83-249, S. 8, 14; 83-586, S. 7, 14; P.A. 85-369; P.A. 89-97, S. 6, 7; P.A. 05-183, S. 10.)
History: P.A. 77-604 made technical changes; P.A. 81-53 amended this section to exempt public officials and state employees from compliance with its terms with respect to actions affecting a financial interest of theirs if such interest is not distinct from that of a substantial segment of the public where prior law provided an exemption only where the interest affected was the same as that of the public in general; P.A. 81-472 made technical correction; P.A. 83-249 made technical amendments; P.A. 83-586 eliminated requirement that official or employee refrain from action or decision in all instances in which a potential conflict exists; P.A. 85-369 added Subsec. (b) which prohibits persons required to register with the state ethics commission from accepting employment with the general assembly or a member thereof in connection with legislative action, and prohibits members of the general assembly from being lobbyists; P.A. 89-97 amended Subsec. (a) to limit applicability to public officials or state employees who are not elected state officials, to specify applicability in cases of both substantial and potential conflicts of interest and to rephrase provision re voluntary withdrawal from consideration of such matters, inserted new Subsec. (b) stating that Subsec. (a) does not apply to elected state officials, and relettered the former Subsec. (b) as Subsec. (c); P.A. 05-183 replaced “commission” and “State Ethics Commission” with “Office of State Ethics” throughout the section and in Subsec. (a) made technical changes for the purpose of gender neutrality, effective July 1, 2005.
Structure Connecticut General Statutes
Title 1 - Provisions of General Application
Section 1-79a. - Calculation of dollar limit on gifts.
Section 1-80a. - Statements filed with commission. Restrictions on use.
Section 1-80e. - Designation of judge trial referees.
Section 1-81a. - Recommended appropriations. Allotments.
Section 1-81b. - Summary of ethics laws re bidders, proposers and state contractors.
Section 1-81c. - Mandatory ethics training for public officials. Frequency. Exception.
Section 1-82b. - Continuation of certain probable cause hearings.
Section 1-84a. - Disclosure or use of confidential information by former official or employee.
Section 1-84b. - Certain activities restricted after leaving public office or employment.
Section 1-85. (Formerly Sec. 1-68). - Interest in conflict with discharge of duties.
Section 1-86e. - Consultants, independent contractors and their employees. Prohibited activities.
Section 1-87. - Aggrieved persons. Appeals.
Section 1-89a. - Conferences on ethical issues.
Section 1-90. - Commission to review oath of office for members of General Assembly.
Section 1-92. - Duties of board and Office of State Ethics. Regulations. Advisory opinions.
Section 1-94. - Lobbyist registration with the Office of State Ethics.
Section 1-95. - Registration procedure. Fees.
Section 1-96. - Financial reports of registrants. Requirements.
Section 1-96a. - Maintenance of substantiating documents. Random audits of registrants.
Section 1-96b. - Filing of registrants' financial reports in electronic form.
Section 1-96c. - Public access to computerized data from financial reports.
Section 1-96d. - Statement whether expenditures for legislative reception are reportable.
Section 1-96e. - Statements of necessary expenses paid or reimbursed by registrants.
Section 1-98. - Appeal from board decision.
Section 1-99. - Authority of board after finding violation.
Section 1-100. - Violations; penalties.
Section 1-101. - Lobbyists to wear badges. Regulations.
Section 1-101bb. - Quasi-public agencies and state agencies prohibited from retaining lobbyists.
Section 1-101mm. - Definitions.
Section 1-101rr. - State agency ethics compliance officers. Duties. Liaisons.