Connecticut General Statutes
Chapter 10 - Codes of Ethics
Section 1-92. - Duties of board and Office of State Ethics. Regulations. Advisory opinions.

(a) The Citizen's Ethics Advisory Board shall adopt regulations, in accordance with chapter 54, to carry out the purposes of this part. Such regulations shall not be deemed to govern the conduct of any judge trial referee in the performance of such judge trial referee's duties pursuant to this chapter. Not later than January 1, 1992, the board shall adopt regulations which further clarify the meaning of the terms “directly and personally received” and “major life event”, as used in subdivision (5) of section 1-79 and subdivision (7) of section 1-91.

(b) The general counsel and staff of the Office of State Ethics shall compile and maintain an index of all reports and statements filed with the Office of State Ethics under the provisions of this part and advisory opinions and informal staff letters issued by the board with regard to the requirements of this part, to facilitate public access to such reports, statements, letters and advisory opinions promptly upon the filing or issuance thereof.
(c) The general counsel and staff of the Office of State Ethics shall prepare quarterly and annual summaries of statements and reports filed with the Office of State Ethics and advisory opinions and informal staff letters issued by the Office of State Ethics.
(d) The general counsel and staff of the Office of State Ethics shall preserve advisory opinions and informal staff letters permanently and shall preserve memoranda, statements and reports filed by and with the Office of State Ethics for a period of five years from the date of receipt.
(e) Upon the concurring vote of a majority of its members present and voting, the board shall issue advisory opinions with regard to the requirements of this part or part III of this chapter, upon the request of any person, subject to the provisions of this part or part III of this chapter, and publish such advisory opinions in the Connecticut Law Journal. Advisory opinions rendered by the board, until amended or revoked, shall be binding on the board and shall be deemed to be final decisions of the board for purposes of appeal to the Superior Court, in accordance with the provisions of section 4-175 or 4-183. Any advisory opinion concerning any person subject to the provisions of this part or part III of this chapter who requested the opinion and who acted in reliance thereon, in good faith, shall be binding upon the board, and it shall be an absolute defense in any criminal action brought under the provisions of this part that the accused acted in reliance upon such advisory opinion.
(f) The Office of State Ethics shall report annually, prior to February fifteenth, to the Governor summarizing the activities of the Office of State Ethics.
(g) The Office of State Ethics shall employ necessary staff within available appropriations.
(P.A. 77-605, S. 3, 21; P.A. 79-615, S. 2, 10; P.A. 83-493, S. 4, 5; P.A. 84-52, S. 7; P.A. 86-403, S. 95, 132: P.A. 89-97, S. 3, 7; June 12 Sp. Sess. P.A. 91-1, S. 5; June 18 Sp. Sess. P.A. 97-6, S. 10, 14; P.A. 04-204, S. 6; P.A. 05-183, S. 16; June Sp. Sess. P.A. 05-3, S. 109; P.A. 06-196, S. 11; P.A. 13-244, S. 15, 16.)
History: P.A. 79-615 required concurring vote of four members for issuance of advisory opinion; P.A. 83-493 amended section to provide that advisory opinions shall be deemed to be final decisions of the commission for purposes of Sec. 1-98; P.A. 84-52 made technical amendment to reflect relettering of subsections in Sec. 1-93; P.A. 86-403 made technical changes; P.A. 89-97 amended Subdiv. (1) by deleting language specifying regulations as those necessary to establish procedures and forms; June 12 Sp. Sess. P.A. 91-1 amended Subdiv. (1) to require regulations clarifying “directly and personally received” and “major life event”; June 18 Sp. Sess. P.A. 97-6 amended Subdivs. (2) and (3) to add to the list of items the commission must compile and maintain and prepare summaries of, advisory opinions issued by the commission, effective January 1, 1998; P.A. 04-204 amended Subdiv. (5) to increase vote required for issuance of advisory opinion from four to five members, effective June 3, 2004; P.A. 05-183 replaced “commission” with “Citizen's Ethics Advisory Board”, “board” or “Office of State Ethics” and made conforming changes throughout the section, replaced Subdiv. designators with Subsec. designators throughout the section and amended Subsec. (b) to require maintenance of informal staff letters, Subsec. (d) to require preservation of advisory opinions and informal staff letters, and Subsec. (e) to change the requirement for issuance of advisory opinions from a concurring vote of five members to a majority vote of the members present and voting and to replace reference to Sec. 1-98 with provision re appeal in accordance with Sec. 4-175 or 4-183, effective July 1, 2005; June Sp. Sess. P.A. 05-3 amended Subsec. (a) to provide that regulations shall not be deemed to govern the conduct of any judge trial referee, effective July 1, 2005; P.A. 06-196 made technical changes, effective June 7, 2006; P.A. 13-244 amended Subsec. (a) to replace references to Secs. 1-79(e) and 1-91(g) with references to Secs. 1-79(5) and 1-91(7), respectively, and amended Subsec. (e) to make a technical change and to apply provisions to part III of Ch. 10.
See Sec. 1-80 re Office of State Ethics.
See Sec. 1-81 re office's duties with regard to public officials.

Structure Connecticut General Statutes

Connecticut General Statutes

Title 1 - Provisions of General Application

Chapter 10 - Codes of Ethics

Section 1-79. - Definitions.

Section 1-79a. - Calculation of dollar limit on gifts.

Section 1-80. - Office of State Ethics. Citizen's Ethics Advisory Board. Members; appointment; qualifications; vacancies; compensation; restrictions. Hearings.

Section 1-80a. - Statements filed with commission. Restrictions on use.

Section 1-80b to 1-80d. - State Ethics Commission member serving as Citizen's Ethics Advisory Board member; Citizen's Ethics Advisory Board member appointment by Governor. Appointment of interim executive director. Transfer of State Ethics Commission...

Section 1-80e. - Designation of judge trial referees.

Section 1-81. - Duties of the board, Office of State Ethics. Employment of executive director, general counsel, ethics enforcement officer. Legal and enforcement divisions of the Office of State Ethics. Regulations. State personnel training in ethics...

Section 1-81a. - Recommended appropriations. Allotments.

Section 1-81b. - Summary of ethics laws re bidders, proposers and state contractors.

Section 1-81c. - Mandatory ethics training for public officials. Frequency. Exception.

Section 1-82. - Complaints. Procedure. Time limits. Investigation; notice; hearings. Attorneys' fees. Damages for complaints without foundation.

Section 1-82a. - Confidentiality of complaints, evaluations of possible violations and investigations. Publication of findings.

Section 1-82b. - Continuation of certain probable cause hearings.

Section 1-83. - Statements of financial interests. Filing requirements. Ethics statements. Confidentiality. Waiver.

Section 1-84. (Formerly Sec. 1-66). - Prohibited activities. Exception re employment of immediate family at constituent unit.

Section 1-84a. - Disclosure or use of confidential information by former official or employee.

Section 1-84b. - Certain activities restricted after leaving public office or employment.

Section 1-84c. - Donation of goods or services to state or quasi-public agencies. Reporting requirement.

Section 1-84d. - Foundations or alumni associations established for the benefit of a constituent unit of public higher education or technical education and career school.

Section 1-85. (Formerly Sec. 1-68). - Interest in conflict with discharge of duties.

Section 1-86. - Procedure when discharge of duty affects official's or state employee's financial interests. Lobbyists prohibited from accepting employment with General Assembly and General Assembly members forbidden to be lobbyists.

Section 1-86d. - Legal defense fund established by or for a public official or state employee. Reports. Contributions.

Section 1-86e. - Consultants, independent contractors and their employees. Prohibited activities.

Section 1-87. - Aggrieved persons. Appeals.

Section 1-88. - Authority of board after finding violation. Prohibition against disclosure of information. Enforcement of civil penalties.

Section 1-89. - Violations; penalties. Disciplinary powers of the legislature, agencies and commissions. Civil action for damages.

Section 1-89a. - Conferences on ethical issues.

Section 1-90. - Commission to review oath of office for members of General Assembly.

Section 1-90a. - Exemption re student public official or state employee of a public institution of higher education. Policies and procedures re standards of student conduct.

Section 1-91. - Definitions.

Section 1-92. - Duties of board and Office of State Ethics. Regulations. Advisory opinions.

Section 1-93. - Complaints. Procedure. Time limits. Investigation; notice; hearings. Damages for complaints without foundation.

Section 1-93a. - Confidentiality of complaints, evaluations of possible violations and investigations. Publication of findings.

Section 1-94. - Lobbyist registration with the Office of State Ethics.

Section 1-95. - Registration procedure. Fees.

Section 1-96. - Financial reports of registrants. Requirements.

Section 1-96a. - Maintenance of substantiating documents. Random audits of registrants.

Section 1-96b. - Filing of registrants' financial reports in electronic form.

Section 1-96c. - Public access to computerized data from financial reports.

Section 1-96d. - Statement whether expenditures for legislative reception are reportable.

Section 1-96e. - Statements of necessary expenses paid or reimbursed by registrants.

Section 1-97. - Restrictions on activities of registrants and lobbyists. Contingent compensation prohibited. Report to recipient required.

Section 1-98. - Appeal from board decision.

Section 1-99. - Authority of board after finding violation.

Section 1-100. - Violations; penalties.

Section 1-100b. - Suspension or revocation of communicator lobbyist's registration. Finding by Office of State Ethics.

Section 1-101. - Lobbyists to wear badges. Regulations.

Section 1-101a. - Prohibition re employment as lobbyist by public official or state employee convicted of a crime related to state or quasi-public agency office.

Section 1-101aa. - Provider participation in informal committees, task forces and work groups of certain state agencies not deemed to be lobbying.

Section 1-101bb. - Quasi-public agencies and state agencies prohibited from retaining lobbyists.

Section 1-101mm. - Definitions.

Section 1-101nn. - Solicitation of information not available to other bidders from public official or state employee by contract bidder or contractor. Charging agency for work not performed. Information concerning donation of goods and services to st...

Section 1-101oo. - Jurisdiction over nonresidents. Secretary of the State as process agent. Service of process.

Section 1-101pp. - Reporting of ethics violations by state or quasi-public agency heads or deputies and persons in charge of state agency procurement, contracting or human resources.

Section 1-101qq. - State ethics law summary provided to persons seeking large state construction or procurement contract. Representation of agreement to comply in contract. Summary and representation re subcontractors and consultants. Failure to incl...

Section 1-101rr. - State agency ethics compliance officers. Duties. Liaisons.