Exemption from registration under AS 45.56.110 - 45.56.160 is not available for a security or transaction if the issuer, or any of its officers, controlling persons, or promoters, is subject to a disqualifier described in the regulations adopted under 15 U.S.C. 78c(a)(39) as of the date of the transaction or offer.
Structure Alaska Statutes
Chapter 56. Alaska Securities Act
Article 1. Registration of Securities; Exemptions; Notice Filing of Federal Covered Securities.
Sec. 45.56.100. Securities registration requirement.
Sec. 45.56.110. Exempt securities.
Sec. 45.56.120. Exempt transactions.
Sec. 45.56.130. Small intrastate securities offerings.
Sec. 45.56.150. Waiver and modification.
Sec. 45.56.160. Denial, suspension, revocation, condition, or limitation of exemptions.
Sec. 45.56.170. Securities registration by coordination.
Sec. 45.56.180. Securities registration by qualification.
Sec. 45.56.190. Securities registration filings.
Sec. 45.56.200. Notice filing of federal covered securities.
Sec. 45.56.210. Viatical settlement interests.
Sec. 45.56.220. Waiver and modification.
Sec. 45.56.230. Denial, suspension, and revocation of securities registration.