551.307 Waiver and modification. The administrator may waive or modify, in whole or in part, any or all of the requirements of ss. 551.302, 551.303, and 551.304 (2) or the requirement of any information or record in a registration statement or in a periodic report filed pursuant to s. 551.305 (9).
History: 2007 a. 196.
Structure Wisconsin Statutes & Annotations
Wisconsin Statutes & Annotations
Chapter 551 - Wisconsin uniform securities law.
551.103 - References to federal statutes.
551.104 - References to federal agencies.
551.105 - Electronic records and signatures.
551.202 - Exempt transactions.
551.203 - Additional exemptions and waivers.
551.301 - Securities registration requirement.
551.303 - Securities registration by coordination.
551.304 - Securities registration by qualification.
551.305 - Securities registration filings.
551.306 - Denial, suspension, and revocation of securities registration.
551.307 - Waiver and modification.
551.401 - Broker-dealer registration requirement and exemptions.
551.402 - Agent registration requirement and exemptions.
551.403 - Investment adviser registration requirement and exemptions.
551.404 - Investment adviser representative registration requirement and exemptions.
551.405 - Federal covered investment adviser notice filing requirement.
551.407 - Succession and change in registration of broker-dealer or investment adviser.
551.411 - Postregistration requirements.
551.502 - Prohibited conduct in providing investment advice.
551.504 - Filing of sales and advertising literature.
551.506 - Misrepresentations concerning registration or exemption.
551.602 - Investigations and subpoenas.
551.604 - Administrative enforcement.
551.605 - Rules, forms, orders, interpretative opinions, and hearings.
551.606 - Administrative files and opinions.
551.607 - Public records; confidentiality.
551.608 - Uniformity and cooperation with other agencies.
551.703 - Application of act to existing proceeding and existing rights and duties.