US Code
SUBCHAPTER I— DOMESTIC SECURITIES
§ 77z–3. General exemptive authority

The Commission, by rule or regulation, may conditionally or unconditionally exempt any person, security, or transaction, or any class or classes of persons, securities, or transactions, from any provision or provisions of this subchapter or of any rule or regulation issued under this subchapter, to the extent that such exemption is necessary or appropriate in the public interest, and is consistent with the protection of investors.

Structure US Code

US Code

Title 15— COMMERCE AND TRADE

CHAPTER 2A— SECURITIES AND TRUST INDENTURES

SUBCHAPTER I— DOMESTIC SECURITIES

§ 77a. Short title

§ 77b. Definitions; promotion of efficiency, competition, and capital formation

§ 77b–1. Swap agreements

§ 77c. Classes of securities under this subchapter

§ 77d. Exempted transactions

§ 77d–1. Requirements with respect to certain small transactions

§ 77e. Prohibitions relating to interstate commerce and the mails

§ 77f. Registration of securities

§ 77g. Information required in registration statement

§ 77h. Taking effect of registration statements and amendments thereto

§ 77h–1. Cease-and-desist proceedings

§ 77i. Court review of orders

§ 77j. Information required in prospectus

§ 77k. Civil liabilities on account of false registration statement

§ 77l. Civil liabilities arising in connection with prospectuses and communications

§ 77m. Limitation of actions

§ 77n. Contrary stipulations void

§ 77o. Liability of controlling persons

§ 77p. Additional remedies; limitation on remedies

§ 77q. Fraudulent interstate transactions

§ 77r. Exemption from State regulation of securities offerings

§ 77r–1. Preemption of State law

§ 77s. Special powers of Commission

§ 77t. Injunctions and prosecution of offenses

§ 77u. Hearings by Commission

§ 77v. Jurisdiction of offenses and suits

§ 77w. Unlawful representations

§ 77x. Penalties

§ 77y. Jurisdiction of other Government agencies over securities

§ 77z. Separability

§ 77z–1. Private securities litigation

§ 77z–2. Application of safe harbor for forward-looking statements

§ 77z–2a. Conflicts of interest relating to certain securitizations

§ 77z–3. General exemptive authority

§ 77z–4. Data standards

§ 77aa. Schedule of information required in registration statement