Any person who willfully violates any of the provisions of this subchapter, or the rules and regulations promulgated by the Commission under authority thereof, or any person who willfully, in a registration statement filed under this subchapter, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more than $10,000 or imprisoned not more than five years, or both.
Structure US Code
CHAPTER 2A— SECURITIES AND TRUST INDENTURES
SUBCHAPTER I— DOMESTIC SECURITIES
§ 77b. Definitions; promotion of efficiency, competition, and capital formation
§ 77c. Classes of securities under this subchapter
§ 77d–1. Requirements with respect to certain small transactions
§ 77e. Prohibitions relating to interstate commerce and the mails
§ 77f. Registration of securities
§ 77g. Information required in registration statement
§ 77h. Taking effect of registration statements and amendments thereto
§ 77h–1. Cease-and-desist proceedings
§ 77j. Information required in prospectus
§ 77k. Civil liabilities on account of false registration statement
§ 77l. Civil liabilities arising in connection with prospectuses and communications
§ 77n. Contrary stipulations void
§ 77o. Liability of controlling persons
§ 77p. Additional remedies; limitation on remedies
§ 77q. Fraudulent interstate transactions
§ 77r. Exemption from State regulation of securities offerings
§ 77r–1. Preemption of State law
§ 77s. Special powers of Commission
§ 77t. Injunctions and prosecution of offenses
§ 77v. Jurisdiction of offenses and suits
§ 77w. Unlawful representations
§ 77y. Jurisdiction of other Government agencies over securities
§ 77z–1. Private securities litigation
§ 77z–2. Application of safe harbor for forward-looking statements
§ 77z–2a. Conflicts of interest relating to certain securitizations
§ 77z–3. General exemptive authority
§ 77aa. Schedule of information required in registration statement