Texas Statutes
Chapter 4004 - Regulation of Dealers, Investment Advisers, Dealers' Agents, and Investment Adviser Representatives
Subchapter B. Registration of Dealers and Investment Advisers

Section 4004.051. Registration of Dealers Required - Sec. 4004.051. REGISTRATION OF DEALERS REQUIRED. Except as provided by...

Section 4004.052. Registration of Investment Advisers Required - Sec. 4004.052. REGISTRATION OF INVESTMENT ADVISERS REQUIRED. Except as provided...

Section 4004.053. Application for Registration - Sec. 4004.053. APPLICATION FOR REGISTRATION. (a) To be registered, a...

Section 4004.054. Issuance of Registration Certificate - Sec. 4004.054. ISSUANCE OF REGISTRATION CERTIFICATE. The commissioner shall issue...

Section 4004.055. Form and Contents of Registration Certificate - Sec. 4004.055. FORM AND CONTENTS OF REGISTRATION CERTIFICATE. The registration...

Section 4004.056. Temporary Permission to Engage in Business as Dealer or Investment Adviser - Sec. 4004.056. TEMPORARY PERMISSION TO ENGAGE IN BUSINESS AS DEALER...

Section 4004.057. Amendment of Registration Certificate - Sec. 4004.057. AMENDMENT OF REGISTRATION CERTIFICATE. (a) A dealer or...

Section 4004.058. Posting Registration Certificates - Sec. 4004.058. POSTING REGISTRATION CERTIFICATES. On receipt of a registration...