Sec. 4004.054. ISSUANCE OF REGISTRATION CERTIFICATE. The commissioner shall issue a certificate of registration to an applicant for registration as a dealer or investment adviser if:
(1) the commissioner is satisfied that the applicant has complied with the requirements of this chapter; and
(2) the applicant:
(A) if applicable, has filed a written consent to service that complies with Section 4001.102; and
(B) has paid the fees required by Chapter 4006.
Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.
Structure Texas Statutes
Subchapter B. Registration of Dealers and Investment Advisers
Section 4004.051. Registration of Dealers Required
Section 4004.052. Registration of Investment Advisers Required
Section 4004.053. Application for Registration
Section 4004.054. Issuance of Registration Certificate
Section 4004.055. Form and Contents of Registration Certificate
Section 4004.056. Temporary Permission to Engage in Business as Dealer or Investment Adviser