Sec. 4004.051. REGISTRATION OF DEALERS REQUIRED. Except as provided by Section 4001.056(d) or Subchapter A, Chapter 4005, a dealer or other person or company, including a corporation or firm, may not, directly or through the dealer's or other person's or company's agents, offer for sale, sell, or make a sale of any securities in this state unless the dealer or other person or company is first registered as provided by this chapter.
Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.
Structure Texas Statutes
Subchapter B. Registration of Dealers and Investment Advisers
Section 4004.051. Registration of Dealers Required
Section 4004.052. Registration of Investment Advisers Required
Section 4004.053. Application for Registration
Section 4004.054. Issuance of Registration Certificate
Section 4004.055. Form and Contents of Registration Certificate
Section 4004.056. Temporary Permission to Engage in Business as Dealer or Investment Adviser