Texas Statutes
Chapter 4004 - Regulation of Dealers, Investment Advisers, Dealers' Agents, and Investment Adviser Representatives
Subchapter C. Registration of Agents and Investment Adviser Representatives

Section 4004.101. Registration of Agents - Sec. 4004.101. REGISTRATION OF AGENTS. (a) An agent may not,...

Section 4004.102. Registration of Investment Adviser Representatives - Sec. 4004.102. REGISTRATION OF INVESTMENT ADVISER REPRESENTATIVES. (a) A person...

Section 4004.103. Application for Registration - Sec. 4004.103. APPLICATION FOR REGISTRATION. The application described by Sections...

Section 4004.104. Issuance of Evidence of Registration - Sec. 4004.104. ISSUANCE OF EVIDENCE OF REGISTRATION. For each person...

Section 4004.105. Form and Contents of Evidence of Registration - Sec. 4004.105. FORM AND CONTENTS OF EVIDENCE OF REGISTRATION. The...

Section 4004.106. Cancellation of Registration - Sec. 4004.106. CANCELLATION OF REGISTRATION. On application by a registered...