Sec. 4004.104. ISSUANCE OF EVIDENCE OF REGISTRATION. For each person registered under this subchapter, the commissioner shall issue evidence of registration of the agent or investment adviser representative to the registered dealer or investment adviser who requested the person's registration, as appropriate. The registered dealer or investment adviser who requested the person's registration shall retain the evidence of registration for the dealer's agents or investment adviser's representatives, as appropriate.
Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.
Structure Texas Statutes
Subchapter C. Registration of Agents and Investment Adviser Representatives
Section 4004.101. Registration of Agents
Section 4004.102. Registration of Investment Adviser Representatives
Section 4004.103. Application for Registration
Section 4004.104. Issuance of Evidence of Registration
Section 4004.105. Form and Contents of Evidence of Registration