Oklahoma Statutes
Title 71. Securities
§71-661. Review of orders.

A. Any person aggrieved by final order of the Administrator may obtain a review by the Commission by filing with the Administrator within fifteen (15) days after the entry of the order, a written petition praying that the order be modified or set aside in whole or in part and stating his ground therefor. The application and petition shall within sixty (60) days be heard de novo by the Commission en banc. The applicant may offer evidence and it shall be the duty of the Administrator to offer such evidence as is relied upon in the entry of his order and such further evidence as he may deem relevant. Upon the written request of the party on whose behalf the appeal is brought, or upon his own motion, the Administrator shall cause complete stenographic notes to be taken. If requested by the appealing party, the cost of taking and transcribing such notes shall be borne by the said appealing party. If such notes are taken upon the motion of the Administrator, the cost shall be borne by the Commission. The Commission or a majority thereof shall make such order as is deemed proper, just and equitable.

B. Any person aggrieved by a final order of the Commission may obtain a review of the order by the district court of Oklahoma County.
C. The commencement of proceedings under this section before the Commission shall not operate as a stay of the Administrator's order, unless so ordered by the Commission. The commencement of proceedings under this section before the district court shall not operate as a stay of the Commission's order, unless so ordered by the court.
Added by Laws 1977, c. 95, § 661.

Structure Oklahoma Statutes

Oklahoma Statutes

Title 71. Securities

§71-1-101. Short title.

§71-1-102. Definitions.

§71-1-103. References to federal statutes.

§71-1-104. References to federal agencies.

§71-1-105. Electronic records and signatures.

§71-1-201. Exempt securities.

§71-1-202. Exempt transactions.

§71-1-203. Additional exemptions and waivers.

§71-1-204. Denial, suspension of application, revocation, condition, or limitation of exemptions.

§71-1-301. Securities registration requirement.

§71-1-302. Federal covered security – Notice filing.

§71-1-303. Securities registration by coordination.

§71-1-304. Securities registration by qualification.

§71-1-305. Registration filings.

§71-1-306. Denial, suspension, or revocation of effectiveness of registration statement.

§71-1-307. Waiver or modification.

§71-1-308. Investment certificate issuers - Registration requirements.

§71-1-401. Broker-dealer registration requirement and exemptions.

§71-1-402. Agent registration requirement and exemptions.

§71-1-403. Investment adviser registration requirement and exemptions.

§71-1-404. Investment adviser representative registration requirement and exemptions.

§71-1-405. Federal covered investment adviser registration requirement and exemptions.

§71-1-406. Registration application - Time of becoming effective.

§71-1-407. Succession and change in registration of broker-dealer or investment adviser.

§71-1-408. Termination of employment or association of agent and investment adviser representative - Transfer of employment or association.

§71-1-409. Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative.

§71-1-410. Postregistration requirements.

§71-1-411. Denial, revocation, suspension, withdrawal, restriction, condition, or limitation of registration.

§71-1-501. General fraud.

§71-1-502. Prohibited conduct in providing investment advice.

§71-1-503. Evidentiary burden.

§71-1-504. Filing of sales and advertising literature.

§71-1-505. Misleading filings.

§71-1-506. Misrepresentations concerning registration or exemption.

§71-1-507. Qualified immunity.

§71-1-508. Violations - Criminal penalties - Administrative fines.

§71-1-509. Civil liability.

§71-1-510. Rescission offers.

§71-1-601. Administration.

§71-1-602. Investigations and subpoenas.

§71-1-603. Civil enforcement.

§71-1-604. Administrative enforcement.

§71-1-605. Rules, forms, orders, interpretative opinions, and hearings.

§71-1-606. Administrative files and opinions.

§71-1-607. Public records - Confidentiality.

§71-1-608. Uniformity and cooperation with other agencies.

§71-1-609. Commission review of order - Judicial review.

§71-1-610. Jurisdiction.

§71-1-611. Service of process.

§71-1-612. Fees.

§71-1-613. Availability of data for supervision of personnel - Sharing of data - Confidentiality.

§71-1-701. Application of act to existing proceedings and rights.

§71-414. Definitions.

§71-415. Public announcement of take-over bid - Filing of required information - Hearings - Information to be filed - Costs.

§71-416. Statutory procedure must be followed.

§71-417. Discrimination prohibited.

§71-418. Copies of information to be filed with certain regulatory bodies.

§71-419. Liabilities, remedies and penalties.

§71-420. Rules and regulations.

§71-421. Exemptions.

§71-451. Short title.

§71-452. Definitions.

§71-453. Effective take-over offer required - Registration statement - Suspension of take-over offer and hearing.

§71-454. Solicitation materials - Filing - Prohibited use.

§71-455. Fraudulent, deceptive and manipulative acts prohibited.

§71-456. Actions of offeror - Limitations.

§71-457. Powers of Administrator - Rules and forms - Exemptions from act.

§71-458. Registration fee.

§71-459. Violations - Cease and desist orders - Injunctions.

§71-460. Violations - Penalty - Evidence.

§71-461. Liability of offeror - Rights and remedies of seller.

§71-462. Application of provisions of Oklahoma Securities Act.

§71-601. Citation.

§71-602. Definitions.

§71-621. Registration - Violations.

§71-622. Exemptions.

§71-623. Additional exemptions.

§71-624. Burden of proof.

§71-625. Application for registration.

§71-626. Public offering statements - Contents - Violations - Uses.

§71-627. Orders - Application for registration - Filing of documents and information.

§71-628. Denial of effectiveness to, suspension or revocation of effectiveness of registration.

§71-631. License required - Exemption.

§71-633. Records - Copies - Inspection - Rules.

§71-641. Fraud - Penalty.

§71-642. Liens and encumbrances.

§71-643. Contracts - Voiding - Rescinding - Revoking.

§71-644. Notice to purchaser - Signatures - Rescission of contract.

§71-651. Administration of Code - Personal use of information - Privileges and immunities.

§71-652. Fees - Disposition.

§71-653. Advertising.

§71-654. Fraud - Filing of documents and information.

§71-655. Presumptions - Fraud - Violations.

§71-656. Power and duties of Administrator.

§71-657. Injunctions - Intervention in suits involving subdivided land.

§71-658. Violation of Code - Fine.

§71-659. Liability to purchaser - Persons liable - Limitation of actions.

§71-660. Summary prohibition of offers or dispositions.

§71-661. Review of orders.

§71-662. Rules, forms and orders - Making, amending or rescinding - Exemption from liability.

§71-663. Filing of documents - Register - Inspection - Copies - Interpretative opinions.

§71-664. Consent to service of process - Service.

§71-665. Dispositions and offers - Application of law - Acceptance.

§71-666. Liens and encumbrances.

§71-667. Construction of act.

§71-801. Short title.

§71-802. Definitions.

§71-803. Exemptions.

§71-804. Denial or revocation of exemption - Orders and violation thereof.

§71-805. Burden of proving exemption.

§71-806. Certain sales unlawful.

§71-807. Registration procedure.

§71-808. Disclosure document.

§71-809. Contracts or agreements required - Contents.

§71-810. Suspension or revocation of registration - Grounds - Procedure.

§71-811. Minimum net worth requirement.

§71-812. Administration of act - Use of disclosure of information.

§71-813. Investigations and proceedings - Powers and duties of Administrator.

§71-814. Violation of act - Orders - Penalties.

§71-815. Review of orders.

§71-816. Rules, forms and orders - Making, amending and rescinding.

§71-817. Document filed when received by Administrator - Register of applications and orders - Disclosure - Interpretive opinions.

§71-818. Application of act - Offer to sell, communication thereof and acceptance - Service of process and agent therefor.

§71-819. Fraud or deceit unlawful.

§71-820. False or misleading statements unlawful.

§71-821. Conclusiveness of filed document.

§71-822. Misleading advertising unlawful.

§71-823. Violations - Penalty - Criminal prosecutions.

§71-824. Violations - Civil actions.

§71-825. Aiding and abetting violation.

§71-826. Limitation of actions - Remedies not exclusive - Waiver of compliance, duty or liability void.

§71-827. Construction of act.

§71-828. Oklahoma Securities Act - Application.

§71-829. Fees and charges - Deposits.

§71-901. Short title.

§71-902. Definitions.

§71-903. Rules governing registration in beneficiary form.

§71-904. Applicable law.

§71-905. Origination of registration in beneficiary form.

§71-906. Form of registration.

§71-907. Effect of registration.

§71-908. Ownership on death - Rights of creditors.

§71-909. Protections for registering entity.

§71-910. Nonprobate transfer - Liability of transferees.

§71-911. Terms, conditions and form for registration.

§71-912. Construction.

§71-913. Application.