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§71-1-101. Short title. - This act shall be known and may be cited as...
§71-1-102. Definitions. - In this act, unless the context otherwise requires: 1. "Administrator"...
§71-1-103. References to federal statutes. - "Securities Act of 1933" (15 U.S.C. Section 77a et seq.),...
§71-1-104. References to federal agencies. - A reference in this act to an agency or department...
§71-1-105. Electronic records and signatures. - This Act modifies, limits, and supersedes the federal Electronic Signatures...
§71-1-201. Exempt securities. - The following securities are exempt from the requirements of Sections...
§71-1-202. Exempt transactions. - The following transactions are exempt from the requirements of Sections...
§71-1-203. Additional exemptions and waivers. - A rule adopted or order issued under this act may...
§71-1-204. Denial, suspension of application, revocation, condition, or limitation of exemptions. - A. Except with respect to a federal covered security or...
§71-1-301. Securities registration requirement. - It is unlawful for a person to offer or sell...
§71-1-302. Federal covered security – Notice filing. - A. With respect to a federal covered security, as defined...
§71-1-303. Securities registration by coordination. - A. A security for which a registration statement has been...
§71-1-304. Securities registration by qualification. - A. A security may be registered by qualification under this...
§71-1-305. Registration filings. - A. A registration statement may be filed by the issuer,...
§71-1-306. Denial, suspension, or revocation of effectiveness of registration statement. - A. The Administrator may issue a stop order denying effectiveness...
§71-1-307. Waiver or modification. - The Administrator may waive or modify, in whole or in...
§71-1-308. Investment certificate issuers - Registration requirements. - A. In addition to all other applicable registration provisions specified...
§71-1-401. Broker-dealer registration requirement and exemptions. - A. It is unlawful for a person to transact business...
§71-1-402. Agent registration requirement and exemptions. - A. It is unlawful for an individual to transact business...
§71-1-403. Investment adviser registration requirement and exemptions. - A. It is unlawful for a person to transact business...
§71-1-404. Investment adviser representative registration requirement and exemptions. - A. It is unlawful for an individual to transact business...
§71-1-405. Federal covered investment adviser registration requirement and exemptions. - A. Except with respect to a federal covered investment adviser...
§71-1-406. Registration application - Time of becoming effective. - A. A person shall register as a broker-dealer, agent, investment...
§71-1-407. Succession and change in registration of broker-dealer or investment adviser. - A. A broker-dealer or investment adviser may succeed to the...
§71-1-408. Termination of employment or association of agent and investment adviser representative - Transfer of employment or association. - A. If an agent registered under this act terminates employment...
§71-1-409. Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative. - Withdrawal of registration by a broker-dealer, agent, investment adviser, or...
§71-1-410. Postregistration requirements. - A. Subject to Section 15(i) of the Securities Exchange Act...
§71-1-411. Denial, revocation, suspension, withdrawal, restriction, condition, or limitation of registration. - A. If the Administrator finds that the order is in...
§71-1-501. General fraud. - It is unlawful for a person, in connection with the...
§71-1-502. Prohibited conduct in providing investment advice. - A. It is unlawful for a person that advises others,...
§71-1-503. Evidentiary burden. - A. In a civil action or administrative proceeding under this...
§71-1-504. Filing of sales and advertising literature. - A. Except as otherwise provided in subsection B of this...
§71-1-505. Misleading filings. - It is unlawful for a person to make or cause...
§71-1-506. Misrepresentations concerning registration or exemption. - The filing of an application for registration, a registration statement,...
§71-1-507. Qualified immunity. - A broker-dealer, agent, investment adviser, federal covered investment adviser, or...
§71-1-508. Violations - Criminal penalties - Administrative fines. - A. A person who willfully violates this act, or a...
§71-1-509. Civil liability. - A. Enforcement of civil liability under this section is subject...
§71-1-510. Rescission offers. - A purchaser, seller, or recipient of investment advice may not...
§71-1-601. Administration. - A. The Administrator shall administer the Oklahoma Uniform Securities Act...
§71-1-602. Investigations and subpoenas. - A. The Administrator may: 1. Conduct public or private investigations...
§71-1-603. Civil enforcement. - A. If the Administrator believes that a person has engaged,...
§71-1-604. Administrative enforcement. - A. If the Administrator determines that a person has engaged,...
§71-1-605. Rules, forms, orders, interpretative opinions, and hearings. - A. The Administrator may: 1. Issue forms and orders and,...
§71-1-606. Administrative files and opinions. - A. The Administrator shall maintain, or designate a person to...
§71-1-607. Public records - Confidentiality. - A. Except as otherwise provided in subsection B of this...
§71-1-608. Uniformity and cooperation with other agencies. - A. The Administrator shall, in its discretion, cooperate, coordinate, consult,...
§71-1-609. Commission review of order - Judicial review. - A. Any person aggrieved by final order of the Administrator...
§71-1-610. Jurisdiction. - A. Sections 1-301 and 1-302, subsection A of Section 1-401,...
§71-1-611. Service of process. - A. A consent to service of process required by this...
§71-1-612. Fees. - A. Unless otherwise provided for by law, the following shall...
§71-1-613. Availability of data for supervision of personnel - Sharing of data - Confidentiality. - A. A supervisory agency shall make available to a requesting...
§71-1-701. Application of act to existing proceedings and rights. - A. The predecessor act exclusively governs all actions or proceedings...
§71-414. Definitions. - As used in this act: 1. "Multinational take-over bid" means...
§71-415. Public announcement of take-over bid - Filing of required information - Hearings - Information to be filed - Costs. - A. No offeror shall make a multinational corporation take-over bid...
§71-416. Statutory procedure must be followed. - No offeror may conclude a multinational corporation take-over bid or...
§71-417. Discrimination prohibited. - No offeror shall make a multinational corporation take-over bid which...
§71-418. Copies of information to be filed with certain regulatory bodies. - If the offeror or the target company is a banking...
§71-419. Liabilities, remedies and penalties. - An offeror is subject to the liabilities, penalties and other...
§71-420. Rules and regulations. - The Administrator may prescribe reasonable rules and regulations: 1. Defining...
§71-421. Exemptions. - This act shall not apply when: 1. The offeror or...
§71-451. Short title. - Sections 1 through 12 of this act shall be known...
§71-452. Definitions. - As used in this act: 1. "Administrator" means the Administrator...
§71-453. Effective take-over offer required - Registration statement - Suspension of take-over offer and hearing. - A. It is unlawful for any person to make a...
§71-454. Solicitation materials - Filing - Prohibited use. - Copies of all advertisements, circulars, letters or other materials published...
§71-455. Fraudulent, deceptive and manipulative acts prohibited. - It is unlawful for any offeror or target company or...
§71-456. Actions of offeror - Limitations. - A. No offeror may make a take-over offer which is...
§71-457. Powers of Administrator - Rules and forms - Exemptions from act. - A. In administering the provisions of this act, the Administrator...
§71-458. Registration fee. - The Administrator of the Department of Securities shall charge a...
§71-459. Violations - Cease and desist orders - Injunctions. - A. Whenever it appears to the Administrator of the Department...
§71-460. Violations - Penalty - Evidence. - A. Any person who violates, and a controlling person of...
§71-461. Liability of offeror - Rights and remedies of seller. - A. Any offeror who purchases a security in connection with...
§71-462. Application of provisions of Oklahoma Securities Act. - All of the provisions of the Oklahoma Securities Act which...
§71-601. Citation. - This Code shall be known and may be cited as...
§71-602. Definitions. - In this Code, unless the context otherwise requires; 1. "Administrator"...
§71-621. Registration - Violations. - A. It is unlawful for any person to offer or...
§71-622. Exemptions. - The following lands, lots, interests and evidences of indebtedness are...
§71-623. Additional exemptions. - The following transactions are exempt from Section 621 of this...
§71-624. Burden of proof. - In any proceeding under this Code, the burden of proving...
§71-625. Application for registration. - Application for registration of subdivided land shall be filed with...
§71-626. Public offering statements - Contents - Violations - Uses. - A. It shall be unlawful for a person to dispose...
§71-627. Orders - Application for registration - Filing of documents and information. - A. Within ninety (90) days from the date of filing...
§71-628. Denial of effectiveness to, suspension or revocation of effectiveness of registration. - A. The Administrator may issue a stop order denying effectiveness...
§71-631. License required - Exemption. - It is unlawful for any person to transact business in...
§71-633. Records - Copies - Inspection - Rules. - A. Agents shall make and keep all accounts, correspondence, memoranda,...
§71-641. Fraud - Penalty. - It is unlawful for any subdivider, agent, or affiliate of...
§71-642. Liens and encumbrances. - No person may offer or dispose of lots within a...
§71-643. Contracts - Voiding - Rescinding - Revoking. - In connection with dispositions of subdivided lands required to be...
§71-644. Notice to purchaser - Signatures - Rescission of contract. - In connection with the offer or disposition of subdivided land...
§71-651. Administration of Code - Personal use of information - Privileges and immunities. - A. This Code shall be administered by the Administrator of...
§71-652. Fees - Disposition. - A. Unless otherwise provided by law, the following are the...
§71-653. Advertising. - A. It is unlawful for any person, in connection with...
§71-654. Fraud - Filing of documents and information. - It is unlawful for any person to make or cause...
§71-655. Presumptions - Fraud - Violations. - Neither the fact that a registration statement has been filed...
§71-656. Power and duties of Administrator. - A. The Administrator may: 1. Make such public or private...
§71-657. Injunctions - Intervention in suits involving subdivided land. - A. Whenever it appears to the Administrator that any person...
§71-658. Violation of Code - Fine. - A. Any person who willfully violates any provision of this...
§71-659. Liability to purchaser - Persons liable - Limitation of actions. - Any person who: 1. Offers or disposes of subdivided land...
§71-660. Summary prohibition of offers or dispositions. - If the Administrator has reason to believe that any offer...
§71-661. Review of orders. - A. Any person aggrieved by final order of the Administrator...
§71-662. Rules, forms and orders - Making, amending or rescinding - Exemption from liability. - A. The Administrator may make, amend, and rescind any rules,...
§71-663. Filing of documents - Register - Inspection - Copies - Interpretative opinions. - A. A document is filed when it is received by...
§71-664. Consent to service of process - Service. - A. Every applicant for registration under this Code shall file...
§71-665. Dispositions and offers - Application of law - Acceptance. - A. The provisions of this Code concerning dispositions and offers...
§71-666. Liens and encumbrances. - Notwithstanding any other provision of this Code, nothing contained herein...
§71-667. Construction of act. - Article headings contained herein shall not be deemed to govern,...
§71-801. Short title. - Sections 801 through 829 of this title shall be known...
§71-802. Definitions. - As used in the Oklahoma Business Opportunity Sales Act, Section...
§71-803. Exemptions. - The following business opportunities are exempt from Sections 806 through...
§71-804. Denial or revocation of exemption - Orders and violation thereof. - A. The Administrator may issue a final order denying or...
§71-805. Burden of proving exemption. - In any administrative, civil or criminal proceeding related to the...
§71-806. Certain sales unlawful. - It is unlawful for any person to offer or sell...
§71-807. Registration procedure. - A. In order to register a business opportunity, the seller...
§71-808. Disclosure document. - A. It shall be unlawful for any person to offer...
§71-809. Contracts or agreements required - Contents. - A. It is unlawful for any person to offer or...
§71-810. Suspension or revocation of registration - Grounds - Procedure. - A. The Administrator may issue a final order denying effectiveness...
§71-811. Minimum net worth requirement. - In connection with the offer or sale of a business...
§71-812. Administration of act - Use of disclosure of information. - A. The Oklahoma Business Opportunity Sales Act shall be administered...
§71-813. Investigations and proceedings - Powers and duties of Administrator. - A. The Administrator: 1. May make such public or private...
§71-814. Violation of act - Orders - Penalties. - A. Whenever it appears to the Administrator that any person...
§71-815. Review of orders. - A. Any person aggrieved by a final order of the...
§71-816. Rules, forms and orders - Making, amending and rescinding. - A. The Administrator may make, amend and rescind rules, forms...
§71-817. Document filed when received by Administrator - Register of applications and orders - Disclosure - Interpretive opinions. - A. A document is filed when it is received by...
§71-818. Application of act - Offer to sell, communication thereof and acceptance - Service of process and agent therefor. - A. The provisions of the Oklahoma Business Opportunity Sales Act...
§71-819. Fraud or deceit unlawful. - It is unlawful for any person, in connection with the...
§71-820. False or misleading statements unlawful. - It is unlawful for any person to make or cause...
§71-821. Conclusiveness of filed document. - Neither the fact that an application for registration has been...
§71-822. Misleading advertising unlawful. - It is unlawful for any person, in connection with the...
§71-823. Violations - Penalty - Criminal prosecutions. - A. Any person who willfully violates Section 806, subsection A...
§71-824. Violations - Civil actions. - A. Any person who violates Section 806, subsection A of...
§71-825. Aiding and abetting violation. - Any person who controls or materially aids a person liable...
§71-826. Limitation of actions - Remedies not exclusive - Waiver of compliance, duty or liability void. - A. No action shall be maintained under subsection A of...
§71-827. Construction of act. - The Oklahoma Business Opportunity Sales Act shall be so construed...
§71-828. Oklahoma Securities Act - Application. - All of the administrative procedures applicable to investigations and proceedings...
§71-829. Fees and charges - Deposits. - A. Unless otherwise provided for by law, the following shall...
§71-901. Short title. - This act shall be known and may be cited as...
§71-902. Definitions. - As used in the Oklahoma Uniform TOD Security Registration Act,...
§71-903. Rules governing registration in beneficiary form. - Only individuals whose registration of a security shows sole ownership...
§71-904. Applicable law. - A security may be registered in beneficiary form if the...
§71-905. Origination of registration in beneficiary form. - A security, whether evidenced by certificate or account, is registered...
§71-906. Form of registration. - Registration in beneficiary form may be shown by the words...
§71-907. Effect of registration. - The designation of a TOD beneficiary on a registration in...
§71-908. Ownership on death - Rights of creditors. - A. On death of a sole owner or the last...
§71-909. Protections for registering entity. - A. A registering entity is not required to offer or...
§71-910. Nonprobate transfer - Liability of transferees. - A. In this section, “nonprobate transfer” means a transfer described...
§71-911. Terms, conditions and form for registration. - A. A registering entity offering to accept registrations in beneficiary...
§71-912. Construction. - A. The Oklahoma Uniform TOD Security Registration Act shall be...
§71-913. Application. - The Oklahoma Uniform TOD Security Registration Act applies to registrations...