Oklahoma Statutes
Title 71. Securities
§71-419. Liabilities, remedies and penalties.

An offeror is subject to the liabilities, penalties and other provisions applicable to a seller and an offeree is entitled to the remedies applicable to a purchaser, as set forth in Sections 402 et seq. of this title.

Added by Laws 1980, c. 300, § 6, emerg. eff. June 12, 1980.

Structure Oklahoma Statutes

Oklahoma Statutes

Title 71. Securities

§71-1-101. Short title.

§71-1-102. Definitions.

§71-1-103. References to federal statutes.

§71-1-104. References to federal agencies.

§71-1-105. Electronic records and signatures.

§71-1-201. Exempt securities.

§71-1-202. Exempt transactions.

§71-1-203. Additional exemptions and waivers.

§71-1-204. Denial, suspension of application, revocation, condition, or limitation of exemptions.

§71-1-301. Securities registration requirement.

§71-1-302. Federal covered security – Notice filing.

§71-1-303. Securities registration by coordination.

§71-1-304. Securities registration by qualification.

§71-1-305. Registration filings.

§71-1-306. Denial, suspension, or revocation of effectiveness of registration statement.

§71-1-307. Waiver or modification.

§71-1-308. Investment certificate issuers - Registration requirements.

§71-1-401. Broker-dealer registration requirement and exemptions.

§71-1-402. Agent registration requirement and exemptions.

§71-1-403. Investment adviser registration requirement and exemptions.

§71-1-404. Investment adviser representative registration requirement and exemptions.

§71-1-405. Federal covered investment adviser registration requirement and exemptions.

§71-1-406. Registration application - Time of becoming effective.

§71-1-407. Succession and change in registration of broker-dealer or investment adviser.

§71-1-408. Termination of employment or association of agent and investment adviser representative - Transfer of employment or association.

§71-1-409. Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative.

§71-1-410. Postregistration requirements.

§71-1-411. Denial, revocation, suspension, withdrawal, restriction, condition, or limitation of registration.

§71-1-501. General fraud.

§71-1-502. Prohibited conduct in providing investment advice.

§71-1-503. Evidentiary burden.

§71-1-504. Filing of sales and advertising literature.

§71-1-505. Misleading filings.

§71-1-506. Misrepresentations concerning registration or exemption.

§71-1-507. Qualified immunity.

§71-1-508. Violations - Criminal penalties - Administrative fines.

§71-1-509. Civil liability.

§71-1-510. Rescission offers.

§71-1-601. Administration.

§71-1-602. Investigations and subpoenas.

§71-1-603. Civil enforcement.

§71-1-604. Administrative enforcement.

§71-1-605. Rules, forms, orders, interpretative opinions, and hearings.

§71-1-606. Administrative files and opinions.

§71-1-607. Public records - Confidentiality.

§71-1-608. Uniformity and cooperation with other agencies.

§71-1-609. Commission review of order - Judicial review.

§71-1-610. Jurisdiction.

§71-1-611. Service of process.

§71-1-612. Fees.

§71-1-613. Availability of data for supervision of personnel - Sharing of data - Confidentiality.

§71-1-701. Application of act to existing proceedings and rights.

§71-414. Definitions.

§71-415. Public announcement of take-over bid - Filing of required information - Hearings - Information to be filed - Costs.

§71-416. Statutory procedure must be followed.

§71-417. Discrimination prohibited.

§71-418. Copies of information to be filed with certain regulatory bodies.

§71-419. Liabilities, remedies and penalties.

§71-420. Rules and regulations.

§71-421. Exemptions.

§71-451. Short title.

§71-452. Definitions.

§71-453. Effective take-over offer required - Registration statement - Suspension of take-over offer and hearing.

§71-454. Solicitation materials - Filing - Prohibited use.

§71-455. Fraudulent, deceptive and manipulative acts prohibited.

§71-456. Actions of offeror - Limitations.

§71-457. Powers of Administrator - Rules and forms - Exemptions from act.

§71-458. Registration fee.

§71-459. Violations - Cease and desist orders - Injunctions.

§71-460. Violations - Penalty - Evidence.

§71-461. Liability of offeror - Rights and remedies of seller.

§71-462. Application of provisions of Oklahoma Securities Act.

§71-601. Citation.

§71-602. Definitions.

§71-621. Registration - Violations.

§71-622. Exemptions.

§71-623. Additional exemptions.

§71-624. Burden of proof.

§71-625. Application for registration.

§71-626. Public offering statements - Contents - Violations - Uses.

§71-627. Orders - Application for registration - Filing of documents and information.

§71-628. Denial of effectiveness to, suspension or revocation of effectiveness of registration.

§71-631. License required - Exemption.

§71-633. Records - Copies - Inspection - Rules.

§71-641. Fraud - Penalty.

§71-642. Liens and encumbrances.

§71-643. Contracts - Voiding - Rescinding - Revoking.

§71-644. Notice to purchaser - Signatures - Rescission of contract.

§71-651. Administration of Code - Personal use of information - Privileges and immunities.

§71-652. Fees - Disposition.

§71-653. Advertising.

§71-654. Fraud - Filing of documents and information.

§71-655. Presumptions - Fraud - Violations.

§71-656. Power and duties of Administrator.

§71-657. Injunctions - Intervention in suits involving subdivided land.

§71-658. Violation of Code - Fine.

§71-659. Liability to purchaser - Persons liable - Limitation of actions.

§71-660. Summary prohibition of offers or dispositions.

§71-661. Review of orders.

§71-662. Rules, forms and orders - Making, amending or rescinding - Exemption from liability.

§71-663. Filing of documents - Register - Inspection - Copies - Interpretative opinions.

§71-664. Consent to service of process - Service.

§71-665. Dispositions and offers - Application of law - Acceptance.

§71-666. Liens and encumbrances.

§71-667. Construction of act.

§71-801. Short title.

§71-802. Definitions.

§71-803. Exemptions.

§71-804. Denial or revocation of exemption - Orders and violation thereof.

§71-805. Burden of proving exemption.

§71-806. Certain sales unlawful.

§71-807. Registration procedure.

§71-808. Disclosure document.

§71-809. Contracts or agreements required - Contents.

§71-810. Suspension or revocation of registration - Grounds - Procedure.

§71-811. Minimum net worth requirement.

§71-812. Administration of act - Use of disclosure of information.

§71-813. Investigations and proceedings - Powers and duties of Administrator.

§71-814. Violation of act - Orders - Penalties.

§71-815. Review of orders.

§71-816. Rules, forms and orders - Making, amending and rescinding.

§71-817. Document filed when received by Administrator - Register of applications and orders - Disclosure - Interpretive opinions.

§71-818. Application of act - Offer to sell, communication thereof and acceptance - Service of process and agent therefor.

§71-819. Fraud or deceit unlawful.

§71-820. False or misleading statements unlawful.

§71-821. Conclusiveness of filed document.

§71-822. Misleading advertising unlawful.

§71-823. Violations - Penalty - Criminal prosecutions.

§71-824. Violations - Civil actions.

§71-825. Aiding and abetting violation.

§71-826. Limitation of actions - Remedies not exclusive - Waiver of compliance, duty or liability void.

§71-827. Construction of act.

§71-828. Oklahoma Securities Act - Application.

§71-829. Fees and charges - Deposits.

§71-901. Short title.

§71-902. Definitions.

§71-903. Rules governing registration in beneficiary form.

§71-904. Applicable law.

§71-905. Origination of registration in beneficiary form.

§71-906. Form of registration.

§71-907. Effect of registration.

§71-908. Ownership on death - Rights of creditors.

§71-909. Protections for registering entity.

§71-910. Nonprobate transfer - Liability of transferees.

§71-911. Terms, conditions and form for registration.

§71-912. Construction.

§71-913. Application.