Ohio Revised Code
Chapter 3734 | Solid and Hazardous Wastes
Section 3734.42 | Disclosure Statement.

Effective: October 9, 2021
Latest Legislation: House Bill 263 - 133rd General Assembly
(A)(1) Every applicant for a permit shall file a disclosure statement, on a form developed by the attorney general, with the director of environmental protection and the attorney general at the same time the applicant files an application for the permit with the director.
(2) Any individual required to be listed in the disclosure statement shall be fingerprinted for identification and investigation purposes in accordance with procedures established by the attorney general. An individual required to be fingerprinted under this section shall not be required to be fingerprinted more than once under this section.
(3) The attorney general, within one hundred eighty days after receipt of the disclosure statement from an applicant for a permit, shall prepare and transmit to the director an investigative report on the applicant, based in part upon the disclosure statement, except that this deadline may be extended for a reasonable period of time, for good cause, by the director or the attorney general. In preparing this report, the attorney general may request and receive criminal history information from the federal bureau of investigation and any other law enforcement agency or organization. The attorney general may provide such confidentiality regarding the information received from a law enforcement agency as may be imposed by that agency as a condition for providing that information to the attorney general.
(4) The review of the application by the director shall include a review of the disclosure statement and investigative report.
(B) All applicants and permittees shall provide any assistance or information requested by the director or the attorney general and shall cooperate in any inquiry or investigation conducted by the attorney general and any inquiry, investigation, or hearing conducted by the director. If, upon issuance of a formal request to answer any inquiry or produce information, evidence, or testimony, any applicant or permittee, any officer, director, or partner of any business concern, or any key employee of the applicant or permittee refuses to comply, the permit of the applicant or permittee may be denied or revoked by the director.
(C) The attorney general may charge and collect such fees from applicants and permittees as are necessary to cover the costs of administering and enforcing the investigative procedures authorized in sections 3734.41 to 3734.47 of the Revised Code. The attorney general shall transmit moneys collected under this division to the treasurer of state to be credited to the solid and hazardous waste background investigations fund, which is hereby created in the state treasury. Moneys in the fund shall be used solely for paying the attorney general's costs of administering and enforcing the investigative procedures authorized in sections 3734.41 to 3734.47 of the Revised Code.
(D) An appropriate applicant, a permittee, or a prospective owner shall submit to the attorney general, on a form provided by the attorney general, the following information within the periods specified:
(1) Information required to be included in the disclosure statement for any new officer, director, partner, or key employee, to be submitted within ninety days from the addition of the officer, director, partner, or key employee;
(2) Information required to be included in a disclosure statement regarding the addition of any new business concern to be submitted within ninety days from the addition of the new business concern.
(E)(1) The attorney general shall enter in the database established under section 109.5721 of the Revised Code the name, the fingerprints, and other relevant information concerning each officer, director, partner, or key employee of an applicant, permittee, or prospective owner.
(2) For purposes of section 109.5721 of the Revised Code, annually on a date assigned by the attorney general, an applicant, permittee, or prospective owner shall provide the attorney general with a list of both of the following:
(a) Each officer, director, partner, or key employee of the applicant, permittee, or prospective owner and the person's address and social security number;
(b) Any officer, director, partner, or key employee of the applicant, permittee, or prospective owner who has left a position previously held with the applicant, permittee, or prospective owner during the previous one-year period and the person's social security number.
(3) Annually, the attorney general shall update the database established under section 109.5721 of the Revised Code to reflect the information provided by an applicant, permittee, or prospective owner under divisions (E)(2)(a) and (b) of this section.
(4) Notwithstanding division (C) of this section, the attorney general shall charge and collect fees from an applicant, permittee, or prospective owner that is required to submit information under this division in accordance with rules adopted under section 109.5721 of the Revised Code. The fees shall not exceed fees that are charged to any other person who is charged fees for purposes of the database established under that section and who is not an officer, director, partner, or key employee of an applicant, permittee, or prospective owner under this section.
(F)(1) Every five years, the attorney general shall request from the federal bureau of investigation any information regarding a criminal conviction with respect to each officer, director, partner, or key employee of an applicant, permittee, or prospective owner. The attorney general may take any actions necessary for purposes of this division, including, as necessary, requesting the submission of any necessary documents authorizing the release of information.
(2) Every five years, an applicant, permittee, or prospective owner shall submit an affidavit listing all of the following regarding a business concern required to be listed in the applicant's, permittee's, or prospective owner's disclosure statement:
(a) Any administrative enforcement order issued to the business concern in connection with any violation of any federal or state environmental protection laws, rules, or regulations during the previous five-year period;
(b) Any civil action in which the business concern was determined to be liable or was the subject of injunctive relief or another type of civil relief in connection with any violation of any federal or state environmental protection laws, rules, or regulations during the previous five-year period;
(c) Any criminal conviction for a violation of any federal or state environmental protection laws, rules, or regulations that has been committed knowingly or recklessly by the business concern during the previous five-year period.
(G) With respect to an applicant, permittee, or prospective owner, the attorney general shall notify the director of environmental protection of any crime ascertained under division (E) or (F) of this section that is a disqualifying offense under section 9.79 of the Revised Code. The attorney general shall provide the notification not later than thirty days after the crime was ascertained.
(H) The failure to provide information under this section may constitute the basis for the revocation of a permit or license, the denial of a permit or license application, the denial of a renewal of a permit or license, or the disapproval of a change in ownership as described in division (I) of this section. Prior to a denial, revocation, or disapproval, the director shall notify the applicant, permittee, or prospective owner of the director's intention to do so. The director shall give the applicant, permittee, or prospective owner fourteen days from the date of the notice to explain why the information was not provided. The director shall consider the explanation when determining whether to revoke the permit or license, deny the permit or license application or renewal, or disapprove the change in ownership.
Nothing in this section affects the rights of the director or the attorney general granted under sections 3734.40 to 3734.47 of the Revised Code to request information from a person at any other time.
(I)(1) Whenever there is a change in ownership of any operating off-site solid waste facility, any operating off-site infectious waste facility, or any operating off-site hazardous waste facility, the prospective owner shall file a disclosure statement with the attorney general and the director at least one hundred eighty days prior to the proposed change in ownership. In addition, whenever there is a change in ownership of any operating on-site solid waste facility, any operating on-site infectious waste facility, or any operating on-site hazardous waste facility and the prospective owner intends to operate the facility as an off-site facility by accepting wastes other than wastes generated by the facility owner, the prospective owner shall file a disclosure statement with the attorney general and the director. The prospective owner shall file the disclosure statement at least one hundred eighty days prior to the proposed change in ownership.
Upon receipt of the disclosure statement, the attorney general shall prepare an investigative report and transmit it to the director. The director shall review the disclosure statement and investigative report to determine whether the statement or report contains information that if submitted with a permit application would require a denial of the permit pursuant to section 3734.44 of the Revised Code. If the director determines that the statement or report contains such information, the director shall disapprove the change in ownership.
(2) If the parties to a change in ownership decide to proceed with the change prior to the action of the director on the disclosure statement and investigative report, the parties shall include in all contracts or other documents reflecting the change in ownership language expressly making the change in ownership subject to the approval of the director and expressly negating the change if it is disapproved by the director pursuant to division (I)(1) of this section.
(3) As used in this section, "change in ownership" includes a change of the individuals or entities who own a solid waste facility, infectious waste facility, or hazardous waste facility. "Change in ownership" does not include a legal change in a business concern's name when its ownership otherwise remains the same. "Change in ownership" also does not include a personal name change of officers, directors, partners, or key employees contained in a disclosure statement.
Last updated October 9, 2021 at 5:16 AM

Structure Ohio Revised Code

Ohio Revised Code

Title 37 | Health-Safety-Morals

Chapter 3734 | Solid and Hazardous Wastes

Section 3734.01 | Solid and Hazardous Waste Definitions.

Section 3734.02 | Rules for Inspection and Licensing of Solid Waste Facilities.

Section 3734.021 | Standards for Generators and Transporters of Infectious Wastes and Owners and Operators of Treatment Facilities.

Section 3734.023 | Off-Site Infectious Waste Treatment Facility Definitions.

Section 3734.024 | Funding for Municipal Corporation or Township for Conducting Environmental Monitoring Programs in Connection With Off-Site Infectious Waste Treatment Facilities.

Section 3734.025 | Return and Remittance of Fees by Owner or Operator.

Section 3734.026 | Procedures for Remitting Fees.

Section 3734.027 | Low-Level Radioactive Waste - Prohibited Activities.

Section 3734.028 | Standards of Quality for Compost Products.

Section 3734.029 | Application to Compost Products Produced by Facility Composting Dead Animals.

Section 3734.03 | Open Burning or Open Dumping.

Section 3734.04 | Inspection - Enforcement.

Section 3734.041 | Explosive Gas Monitoring Plan for Landfill.

Section 3734.042 | Complaint of Presence of Vectors at Scrap Tire Collection, Storage, Monocell, Monofill, or Recovery Facility.

Section 3734.05 | Licensing Requirements.

Section 3734.058 | Limiting Regulations by Local Authorities.

Section 3734.06 | Annual Fee for Solid Waste Facility License - Special Fund - Special Infectious Waste Fund.

Section 3734.061 | Waste Management Fund.

Section 3734.07 | Facilities to Be Inspected - Certification - Right of Entry.

Section 3734.08 | Annual Survey.

Section 3734.09 | Suspension, Revocation, Denial of License.

Section 3734.10 | Injunction.

Section 3734.101 | Civil Action.

Section 3734.11 | Prohibited Acts.

Section 3734.12 | Director of Environmental Protection - Powers and Duties.

Section 3734.121 | List of Hazardous Wastes Generated Within State.

Section 3734.122 | Storage and Disposal of Polychlorinated Biphenyls, Substances, Equipment, and Devices Containing or Contaminated With Polychlorinated Biphenyls.

Section 3734.123 | Assessment of Commercial Hazardous Waste Incinerator Capacity in State.

Section 3734.124 | Restrictions on Incinerators.

Section 3734.125 | Rules Governing Beneficial Use of Material From a Horizontal Well.

Section 3734.13 | Enforcement and Emergency Orders.

Section 3734.14 | Exchange, Use, and Recovery of Resources From Hazardous Waste.

Section 3734.141 | Disposing of Acute Hazardous Waste.

Section 3734.15 | Registration and Liability of Transporters and Acceptors of Hazardous Waste.

Section 3734.16 | Generator's Liability for Intentional Violation.

Section 3734.17 | Prohibiting Accepting Waste After Violation by Generator.

Section 3734.18 | Fees - Hazardous Waste Facility Management Fund.

Section 3734.19 | Request to Survey the Locations or Facilities.

Section 3734.20 | Investigations.

Section 3734.21 | Paying Costs of Closing, Constructing or Restoring Facilities.

Section 3734.22 | Agreement With Owner Prior to Cleanup.

Section 3734.23 | Acquiring Facility Constituting Imminent and Substantial Threat - Restoration Contracts.

Section 3734.24 | Transferring or Selling Cleaned Up Facility.

Section 3734.25 | Paying Portion of Costs of Closing Facility or Abating Pollution.

Section 3734.26 | Grants to and Contracts With Owner of Facility.

Section 3734.27 | Application and Survey to Precede Grant.

Section 3734.28 | Hazardous Waste Clean-Up Fund.

Section 3734.281 | Environmental Protection Remediation Fund.

Section 3734.282 | Natural Resource Damages Fund.

Section 3734.29 | Claim for Personal Injuries or Real Property Damage Resulting From Violation.

Section 3734.30 | State's Liability for Injury or Damage.

Section 3734.31 | Inspecting and Monitoring Facilities.

Section 3734.35 | Affected Community May Request Compensation Agreement.

Section 3734.40 | Policy as to Off-Site Treatment, Storage and Disposal of Wastes.

Section 3734.41 | Qualifications of Licensees and Related Persons Definitions.

Section 3734.42 | Disclosure Statement.

Section 3734.43 | Investigative Demand by Attorney General.

Section 3734.44 | Issuance or Renewal of Permit or License.

Section 3734.45 | Causes for Revocation.

Section 3734.46 | Effect of Disqualification.

Section 3734.47 | Investigations and Review of Applications for Permits and Licenses.

Section 3734.49 | Materials Management Advisory Council.

Section 3734.50 | State Solid Waste Management Plan.

Section 3734.501 | Annual Review of Solid Waste Management in State.

Section 3734.52 | Establishing County or Joint Solid Waste Management Districts.

Section 3734.521 | Change in District Composition.

Section 3734.53 | Contents of County or Joint Solid Waste Management District Plan.

Section 3734.531 | Effect of Failure of District to Add Members to Policy Committee or Board of Trustees.

Section 3734.54 | Preparing and Submitting Solid Waste Management Plan.

Section 3734.55 | Preliminary Review of Draft Plan.

Section 3734.551 | Reimbursement of Director for Expenses of Preparing and Ordering Implementation of Plan or Amended Plan.

Section 3734.56 | Submission of Amended Plan and Certification.

Section 3734.57 | Fees for Waste Disposal.

Section 3734.571 | Disposal Fees Where District Has No Facilities.

Section 3734.572 | Disposal Fee to Defray Costs of Initial Plan of District Without Disposal Facility.

Section 3734.573 | Fee for Generation of Solid Wastes Within District.

Section 3734.574 | Generation and Disposal Fees.

Section 3734.575 | Report of Fees and Accounts.

Section 3734.576 | Exemption of Automotive Shredder Residue From Generation Fee.

Section 3734.577 | Exemption From Fees Prohibited.

Section 3734.578 | Fees Inapplicable to Solid Waste Used as Alternative Daily Cover.

Section 3734.60 | Plastic Containers Labeled With Code for Basic Material Used in Bottle or Container.

Section 3734.61 | Mercury Devices Definitions.

Section 3734.62 | Purchase of Mercury-Added Measuring Device for Classroom Use.

Section 3734.63 | Sale of Mercury-Containing Thermometer for Promotional Purposes.

Section 3734.64 | Sale of Mercury-Added Novelty for Promotional Purposes.

Section 3734.65 | Sale or Installation of Mercury-Containing Thermostat.

Section 3734.70 | Scrap Tire Collection Facilities Rules.

Section 3734.71 | Scrap Tire Storage Facilities Rules.

Section 3734.72 | Scrap Tire Monocell and Monofill Facilities Rules.

Section 3734.73 | Scrap Tire Recovery Facilities Rules.

Section 3734.74 | Scrap Tire Transportation Rules.

Section 3734.75 | Submitting to Written Notice - Collection Facility.

Section 3734.76 | Submitting to Written Notice - Storage Facility.

Section 3734.77 | Notice of Operation by Owner or Operator of a Scrap Tire Monocell or Monofill Facility.

Section 3734.78 | Submitting to Written Notice - Restoration Facility.

Section 3734.79 | Permit Application Fees.

Section 3734.80 | Municipal Corporation, County, or Township Regulations.

Section 3734.81 | Obtaining License From Board of Health or Director of Environmental Protection Agency.

Section 3734.82 | Annual Fee for Scrap Tire Recovery Facility License - Scrap Tire Management Fund.

Section 3734.822 | Scrap Tire Grant Fund.

Section 3734.83 | Registration of Transporters.

Section 3734.84 | Notification Requirements for Persons Who Beneficially Use Scrap Tires.

Section 3734.85 | Enforcement and Removal.

Section 3734.86 | Disposal of Off-Road Construction and Mining Equipment Tires.

Section 3734.87 | Report and Recommendations of Director of Environmental Protection.

Section 3734.90 | Tire Sales Fee Definitions.

Section 3734.901 | Tire Fee Administrative Fund.

Section 3734.902 | Tax Commissioner Administration and Enforcement.

Section 3734.903 | Liability of Wholesale Distributor and Retail Dealer.

Section 3734.904 | Filing Returns.

Section 3734.905 | Refund of Fee.

Section 3734.906 | Records.

Section 3734.907 | Personal Liability.

Section 3734.908 | Dissolution, Termination, or Bankruptcy Does Not Discharge Personal Liability.

Section 3734.909 | Limitation on Assessment.

Section 3734.9010 | Tire Fee Administrative Fund.

Section 3734.9011 | Registration of Wholesale Distributors, Retail Dealers.

Section 3734.9012 | Wholesale Distributor to Provide Statement to Customers.

Section 3734.9013 | Prohibited Acts.

Section 3734.9014 | Maintaining List of Registered Distributors.

Section 3734.91 | Definitions - Lead Acid Batteries.

Section 3734.911 | Prohibiting Commingling of Used Lead-Acid Batteries.

Section 3734.912 | Duties of Retailer.

Section 3734.913 | Duties of Wholesaler.

Section 3734.914 | Required Signage.

Section 3734.915 | No Signage for Lead-Acid Battery Cases.

Section 3734.99 | Penalty.