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    • Legislation USA
    • Indiana Code
    • Title 23. Business and Other Associations
    • Article 19. Indiana Uniform Securities Act
    • Chapter 5. Fraud and Liabilities

    Indiana Code
    Article 19. Indiana Uniform Securities Act
    Chapter 5. Fraud and Liabilities

    23-19-5-1. Fraudulent or Deceitful Acts - Sec. 1. It is unlawful for a person, in connection...

    23-19-5-2. Unlawful Practices; Investment Advisers and Investment Adviser Representatives; Investment Advisory Contract - Sec. 2. (a) It is unlawful for a person that...

    23-19-5-3. Evidentiary Burden - Sec. 3. (a) In a civil action or administrative proceeding...

    23-19-5-4. Sales and Advertising Literature Filing - Sec. 4. (a) Except as otherwise provided in subsection (b),...

    23-19-5-5. Filing False or Misleading Statements - Sec. 5. It is unlawful for a person to make...

    23-19-5-6. Filings Related to Fact of Registration; Unlawful Act - Sec. 6. The filing of an application for registration, a...

    23-19-5-7. Qualified Immunity - Sec. 7. A broker-dealer, agent, investment adviser, federal covered investment...

    23-19-5-8. Violations; Felony; Assistance in Prosecution - Sec. 8. (a) A person who knowingly violates this article,...

    23-19-5-9. Civil Liability; Defense; Rights and Remedies; Joint and Several Liability; Right of Contribution; Statute of Limitations; Contractual Waivers Void - Sec. 9. (a) Except as provided in section 11 of...

    23-19-5-10. Rescission Offers - Sec. 10. A purchaser, seller, or recipient of investment advice...

    23-19-5-11. Violation of Agreement - Sec. 11. (a) It is unlawful for a person to...

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