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    • Legislation USA
    • Indiana Code
    • Title 23. Business and Other Associations
    • Article 19. Indiana Uniform Securities Act
    • Chapter 5. Fraud and Liabilities
    • 23-19-5-11. Violation of Agreement

    Indiana Code
    Chapter 5. Fraud and Liabilities
    23-19-5-11. Violation of Agreement

    Sec. 11. (a) It is unlawful for a person to violate any agreement that is:
    (1) entered into between the securities division and the person; and
    (2) ordered by the commissioner under this article.
    (b) A person is not liable under section 9(a) or 9(b) of this chapter for a violation of this section.
    As added by P.L.146-2013, SEC.4.

    << Previous

    Structure Indiana Code

    Indiana Code

    Title 23. Business and Other Associations

    Article 19. Indiana Uniform Securities Act

    Chapter 5. Fraud and Liabilities

    23-19-5-1. Fraudulent or Deceitful Acts

    23-19-5-2. Unlawful Practices; Investment Advisers and Investment Adviser Representatives; Investment Advisory Contract

    23-19-5-3. Evidentiary Burden

    23-19-5-4. Sales and Advertising Literature Filing

    23-19-5-5. Filing False or Misleading Statements

    23-19-5-6. Filings Related to Fact of Registration; Unlawful Act

    23-19-5-7. Qualified Immunity

    23-19-5-8. Violations; Felony; Assistance in Prosecution

    23-19-5-9. Civil Liability; Defense; Rights and Remedies; Joint and Several Liability; Right of Contribution; Statute of Limitations; Contractual Waivers Void

    23-19-5-10. Rescission Offers

    23-19-5-11. Violation of Agreement

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