Sec. 7. A broker-dealer, agent, investment adviser, federal covered investment adviser, or investment adviser representative is not liable to another broker-dealer, agent, investment adviser, federal covered investment adviser, or investment adviser representative for defamation relating to a statement that is contained in a record required by the commissioner or designee of the commissioner, the Securities and Exchange Commission, or a self-regulatory organization, unless the person knew, or should have known at the time that the statement was made, that it was false in a material respect or the person acted in reckless disregard of the statement's truth or falsity.
As added by P.L.27-2007, SEC.23.
Structure Indiana Code
Title 23. Business and Other Associations
Article 19. Indiana Uniform Securities Act
Chapter 5. Fraud and Liabilities
23-19-5-1. Fraudulent or Deceitful Acts
23-19-5-4. Sales and Advertising Literature Filing
23-19-5-5. Filing False or Misleading Statements
23-19-5-6. Filings Related to Fact of Registration; Unlawful Act