Indiana Code
Article 19. Indiana Uniform Securities Act
Chapter 4.1. Financially Vulnerable Adult

23-19-4.1-1. "Financial Exploitation" - Sec. 1. As used in this chapter, "financial exploitation" means...

23-19-4.1-2. Repealed - As added by P.L.39-2016, SEC.1. Repealed by P.L.158-2017, SEC.6.

23-19-4.1-2.1. "Financially Vulnerable Adult" - Sec. 2.1. As used in this chapter, "financially vulnerable adult"...

23-19-4.1-3. "Immediate Family Member" - Sec. 3. As used in this chapter, "immediate family member"...

23-19-4.1-4. "Protective Agencies" - Sec. 4. As used in this chapter, "protective agencies" refers...

23-19-4.1-5. "Qualified Individual" - Sec. 5. As used in this chapter, "qualified individual" means...

23-19-4.1-6. Suspected Financial Exploitation of Financially Vulnerable Adult; Duty of Qualified Individual to Report and Notify Commissioner; Authorized Additional Notifications - Sec. 6. (a) If a qualified individual has reason to...

23-19-4.1-7. Qualified Individual's Authority to Refuse to Disburse Funds; Notice to Protective Agencies and Parties on Account; Expiration of Refusal; Court Order Extending Refusal or Providing Protective Relief - Sec. 7. (a) A qualified individual may refuse a request...

23-19-4.1-8. Immunity for Broker-Dealers, Investment Advisers, and Qualified Individuals; Authority of Commissioner to Access Books and Records Not Impeded - Sec. 8. Notwithstanding any other provision of law, a broker-dealer,...

23-19-4.1-9. Authority of Broker-Dealers and Investment Advisers to Provide Relevant Records to Protective Agencies or Law Enforcement; Records Confidential - Sec. 9. (a) A broker-dealer or investment adviser may provide...

23-19-4.1-10. Training Resources for Broker-Dealers, Investment Advisers, and Qualified Individuals; Availability on Secretary of State's Web Site - Sec. 10. Not later than September 1, 2017, the commissioner...

23-19-4.1-11. Commissioner's Authority to Adopt Rules - Sec. 11. The commissioner may adopt rules under IC 23-19-6-5...