Sec. 10. Not later than September 1, 2017, the commissioner shall develop and make available on the secretary of state's Internet web site information that includes training resources to assist broker-dealers, investment advisers, and qualified individuals in the prevention and detection of financial exploitation of financially vulnerable adults. The training resources must include information on:
(1) indicators of financial exploitation of financially vulnerable adults; and
(2) the potential steps broker-dealers, investment advisers, and qualified individuals can take, under Indiana law, to prevent suspected financial exploitation of financially vulnerable adults.
As added by P.L.39-2016, SEC.1. Amended by P.L.158-2017, SEC.13.
Structure Indiana Code
Title 23. Business and Other Associations
Article 19. Indiana Uniform Securities Act
Chapter 4.1. Financially Vulnerable Adult
23-19-4.1-1. "Financial Exploitation"
23-19-4.1-2.1. "Financially Vulnerable Adult"
23-19-4.1-3. "Immediate Family Member"
23-19-4.1-4. "Protective Agencies"