Connecticut General Statutes
Article 8 - Investment Securities
Section 42a-8-101. - Short title: Uniform Commercial Code–Investment Securities.

Connecticut General Statutes

Title 42a - Uniform Commercial Code

Article 8 - Investment Securities

Section 42a-8-101. - Short title: Uniform Commercial Code–Investment Securities.

Section 42a-8-102. - Definitions.

Section 42a-8-103. - Rules for determining whether certain obligations and interests are securities or financial assets.

Section 42a-8-104. - Acquisition of security or financial asset or interest therein.

Section 42a-8-105. - Notice of adverse claim.

Section 42a-8-106. - Control.

Section 42a-8-107. - Whether endorsement, instruction or entitlement order is effective.

Section 42a-8-108. - Warranties in direct holding.

Section 42a-8-109. - Warranties in indirect holding.

Section 42a-8-110. - Applicability; choice of law.

Section 42a-8-111. - Clearing corporation rules.

Section 42a-8-112. - Creditor's legal process.

Section 42a-8-113. - Statute of frauds inapplicable.

Section 42a-8-114. - Evidentiary rules concerning certificated securities.

Section 42a-8-115. - Securities intermediary and others not liable to adverse claimant.

Section 42a-8-116. - Securities intermediary as purchaser.

Section 42a-8-201. - Issuer.

Section 42a-8-202. - Issuer's responsibility and defenses; notice of defect or defense.

Section 42a-8-203. - Staleness as notice of defect or defense.

Section 42a-8-204. - Effect of issuer's restriction on transfer.

Section 42a-8-205. - Effect of unauthorized signature on security certificate.

Section 42a-8-206. - Completion or alteration of security certificate.

Section 42a-8-207. - Rights and duties of issuer with respect to registered owners.

Section 42a-8-208. - Effect of signature of authenticating trustee, registrar or transfer agent.

Section 42a-8-209. - Issuer's lien.

Section 42a-8-210. - Overissue.

Section 42a-8-301. - Delivery.

Section 42a-8-302. - Rights of purchaser.

Section 42a-8-303. - Protected purchaser.

Section 42a-8-304. - Endorsement.

Section 42a-8-305. - Instruction.

Section 42a-8-306. - Effect of guaranteeing signature, endorsement or instruction.

Section 42a-8-307. - Purchaser's right to requisites for registration of transfer.

Section 42a-8-308 to 42a-8-321. - Endorsements; instructions. Effect of endorsement without delivery. Endorsement of certificated security in bearer form. Effect of unauthorized endorsement or instruction. Effect of guaranteeing signature, endorsemen...

Section 42a-8-401. - Duty of issuer to register transfer.

Section 42a-8-402. - Assurance that endorsement or instruction is effective.

Section 42a-8-403. - Demand that issuer not register transfer.

Section 42a-8-404. - Wrongful registration.

Section 42a-8-405. - Replacement of lost, destroyed or wrongfully taken security certificate.

Section 42a-8-406. - Obligation to notify issuer of lost, destroyed or wrongfully taken security certificate.

Section 42a-8-407. - Authenticating trustee, transfer agent and registrar.

Section 42a-8-408. - Statement of uncertificated securities.

Section 42a-8-501. - Securities account; acquisition of security entitlement from securities intermediary.

Section 42a-8-502. - Assertion of adverse claim against entitlement holder.

Section 42a-8-503. - Property interest of entitlement holder in financial asset held by securities intermediary.

Section 42a-8-504. - Duty of securities intermediary to maintain financial asset.

Section 42a-8-505. - Duty of securities intermediary with respect to payments and distributions.

Section 42a-8-506. - Duty of securities intermediary to exercise rights as directed by entitlement holder.

Section 42a-8-507. - Duty of securities intermediary to comply with entitlement order.

Section 42a-8-508. - Duty of securities intermediary to change entitlement holder's position to other form of security holding.

Section 42a-8-509. - Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder.

Section 42a-8-510. - Rights of purchaser of security entitlement from entitlement holder.

Section 42a-8-511. - Priority among security interests and entitlement holders.

Section 42a-8-601. - Savings clause.