Source: L. 98: Entire section added, p. 559, § 13, effective January 1, 1999.
Cross references: For the "Investment Advisers Act of 1940", see Pub.L. 76-768, codified at 15 U.S.C. § 80b-1 et seq.
Structure Colorado Code
Title 11 - Financial Institutions
Part 4 - Licensing and Regulation of Broker-Dealers and Sales Representatives
§ 11-51-401. Licensing and Notice Filing Requirements
§ 11-51-403. Application for License - Notice Filing Requirements
§ 11-51-404. License and Notice Fees
§ 11-51-405. Examinations and Alternate Qualifications
§ 11-51-406. General Provisions
§ 11-51-407. Operating Requirements
§ 11-51-408. Licensing of Successor Firms
§ 11-51-409. Access to Records
§ 11-51-409.5. Mandatory Disclosure - Investment Advisers and Investment Adviser Representatives
§ 11-51-410. Denial, Suspension, or Revocation