Colorado Code
Part 4 - Licensing and Regulation of Broker-Dealers and Sales Representatives
§ 11-51-407. Operating Requirements




























Source: L. 90: Entire article R&RE, p. 724, § 1, effective July 1. L. 98: (1), (3), and (4) amended and (5) added, p. 555, § 10, effective January 1, 1999.
Editor's note: This section is similar to former § 11-51-110 as it existed prior to 1990.
Cross references: For the "Securities Exchange Act of 1934", see Pub.L. 73-291, codified at 15 U.S.C. § 78a et seq.; for the "Investment Advisers Act of 1940", see Pub.L. 76-768, codified at 15 U.S.C. § 80b-1 et seq.